Clinton v. City of New York
Encyclopedia
Clinton v. City of New York, , is a legal case
Legal case
A legal case is a dispute between opposing parties resolved by a court, or by some equivalent legal process. A legal case may be either civil or criminal...

 in which the Supreme Court of the United States
Supreme Court of the United States
The Supreme Court of the United States is the highest court in the United States. It has ultimate appellate jurisdiction over all state and federal courts, and original jurisdiction over a small range of cases...

 ruled that the line-item veto
Line-item veto
In United States government, the line-item veto, or partial veto, is the power of an executive authority to nullify or cancel specific provisions of a bill, usually a budget appropriations bill, without vetoing the entire legislative package...

 as granted in the Line Item Veto Act of 1996
Line Item Veto Act of 1996
The Line Item Veto Act of 1996 enacted a line-item veto for the Federal government of the United States, but its effect was brief due to judicial review....

 violated the Presentment Clause
Presentment Clause
The Presentment Clause of the United States Constitution outlines federal legislative procedure by which bills originating in Congress become federal law in the United States.-Text:...

 of the United States Constitution
United States Constitution
The Constitution of the United States is the supreme law of the United States of America. It is the framework for the organization of the United States government and for the relationship of the federal government with the states, citizens, and all people within the United States.The first three...

 because it impermissibly gave the President of the United States
President of the United States
The President of the United States of America is the head of state and head of government of the United States. The president leads the executive branch of the federal government and is the commander-in-chief of the United States Armed Forces....

 the power to unilaterally amend or repeal parts of statute
Statute
A statute is a formal written enactment of a legislative authority that governs a state, city, or county. Typically, statutes command or prohibit something, or declare policy. The word is often used to distinguish law made by legislative bodies from case law, decided by courts, and regulations...

s that had been duly passed by the United States Congress
United States Congress
The United States Congress is the bicameral legislature of the federal government of the United States, consisting of the Senate and the House of Representatives. The Congress meets in the United States Capitol in Washington, D.C....

. The decision of the Court, in a six-to-three majority, was delivered by Justice John Paul Stevens
John Paul Stevens
John Paul Stevens served as an Associate Justice of the Supreme Court of the United States from December 19, 1975 until his retirement on June 29, 2010. At the time of his retirement, he was the oldest member of the Court and the third-longest serving justice in the Court's history...

.

Background of the case

The Line Item Veto Act of 1996 allowed the President
President of the United States
The President of the United States of America is the head of state and head of government of the United States. The president leads the executive branch of the federal government and is the commander-in-chief of the United States Armed Forces....

 to "cancel", that is to void or legally nullify, certain provisions of appropriations
Appropriation (law)
In law and government, appropriation is the act of setting apart something for its application to a particular usage, to the exclusion of all other uses....

 bills, and disallowed the use of funds from canceled provisions for offsetting deficit spending
Deficit spending
Deficit spending is the amount by which a government, private company, or individual's spending exceeds income over a particular period of time, also called simply "deficit," or "budget deficit," the opposite of budget surplus....

 in other areas.

Political circumstances

The 1994 federal midterm elections signaled a sea-change in American politics
Politics of the United States
The United States is a federal constitutional republic, in which the President of the United States , Congress, and judiciary share powers reserved to the national government, and the federal government shares sovereignty with the state governments.The executive branch is headed by the President...

 known as the Republican Revolution
Republican Revolution
The Republican Revolution or Revolution of '94 is what the media dubbed Republican Party success in the 1994 U.S. midterm elections, which resulted in a net gain of 54 seats in the House of Representatives, and a pickup of eight seats in the Senate...

, with the Republican Party wrestling control of both houses of the U.S. Congress from Democrats. Key to that revolution was the Republicans' Contract with America
Contract with America
The Contract with America was a document released by the United States Republican Party during the 1994 Congressional election campaign. Written by Larry Hunter, who was aided by Newt Gingrich, Robert Walker, Richard Armey, Bill Paxon, Tom DeLay, John Boehner and Jim Nussle, and in part using text...

, which included a list of actions they promised to take if they gained control of Congress. Among this list was the Line Item Veto Act itself, one of two provisions designed to ensure Congressional fiscal conservatism. The Act was the only provision of the "Contract with America" that President Clinton
Bill Clinton
William Jefferson "Bill" Clinton is an American politician who served as the 42nd President of the United States from 1993 to 2001. Inaugurated at age 46, he was the third-youngest president. He took office at the end of the Cold War, and was the first president of the baby boomer generation...

 supported.

Initial litigation

At its passage, the Act was politically controversial, with many Democrats breaking with Clinton to oppose it. Of the opposition, six members of Congress, including Republican Mark Hatfield
Mark Hatfield
Mark Odom Hatfield was an American politician and educator from the state of Oregon. A Republican, he served for 30 years as a United States Senator from Oregon, and also as chairman of the Senate Appropriations Committee...

 sued to prevent use of the line-item veto. They were granted summary judgment
Summary judgment
In law, a summary judgment is a determination made by a court without a full trial. Such a judgment may be issued as to the merits of an entire case, or of specific issues in that case....

 by the U.S. District Court, but the Supreme Court held that the Congressmen lacked standing
Standing (law)
In law, standing or locus standi is the term for the ability of a party to demonstrate to the court sufficient connection to and harm from the law or action challenged to support that party's participation in the case...

 because they could not show any particularized harm, and dismissed their suit. Within the next two months, Clinton began using the line-item veto, prompting several entities to file suit in a second attempt to have the Act declared unconstitutional.

In the second case, which was consolidated from two cases by the U.S. District Court for the District of Columbia, the City of New York
New York City
New York is the most populous city in the United States and the center of the New York Metropolitan Area, one of the most populous metropolitan areas in the world. New York exerts a significant impact upon global commerce, finance, media, art, fashion, research, technology, education, and...

 and several organizations related to health care
Health care
Health care is the diagnosis, treatment, and prevention of disease, illness, injury, and other physical and mental impairments in humans. Health care is delivered by practitioners in medicine, chiropractic, dentistry, nursing, pharmacy, allied health, and other care providers...

 alleged injury from President Clinton's cancellation of certain provisions of the Balanced Budget Act of 1997
Balanced Budget Act of 1997
The Balanced Budget Act of 1997, , was signed into law on August 5, 1997. It was an omnibus legislative package enacted using the budget reconciliation process and designed to balance the federal budget by 2002....

 that eliminated certain liabilities, and Snake River Potato Growers, Inc. alleged injury from the President's cancellation of certain provisions of the Taxpayer Relief Act of 1997
Taxpayer Relief Act of 1997
The Taxpayer Relief Act of 1997 reduced several federal taxes in the United States.Subject to certain phase-in rules, the top capital gains rate fell from 28% to 20%. The 15% bracket was lowered to 10%....

 that gave tax
Tax
To tax is to impose a financial charge or other levy upon a taxpayer by a state or the functional equivalent of a state such that failure to pay is punishable by law. Taxes are also imposed by many subnational entities...

 benefits to aid farmer's cooperative
Cooperative
A cooperative is a business organization owned and operated by a group of individuals for their mutual benefit...

s in purchasing potato processing facilities.

The District Court ruled for the plaintiffs, holding that the Line Item Veto Act was unconstitutional. Because the Act established an expedited appeal process for challenges, the case was directly appealed from the District Court to the Supreme Court.

The Supreme Court's decision

In a majority opinion written by Justice John Paul Stevens
John Paul Stevens
John Paul Stevens served as an Associate Justice of the Supreme Court of the United States from December 19, 1975 until his retirement on June 29, 2010. At the time of his retirement, he was the oldest member of the Court and the third-longest serving justice in the Court's history...

, the Court ruled that because the Act allowed the President to unilaterally amend or repeal parts of duly enacted statute
Statute
A statute is a formal written enactment of a legislative authority that governs a state, city, or county. Typically, statutes command or prohibit something, or declare policy. The word is often used to distinguish law made by legislative bodies from case law, decided by courts, and regulations...

s by using line-item cancellations, it violated the Presentment Clause
Presentment Clause
The Presentment Clause of the United States Constitution outlines federal legislative procedure by which bills originating in Congress become federal law in the United States.-Text:...

 of the Constitution, which outlines a specific practice for enacting a statute. The Court construed the silence of the Constitution on the subject of such unilateral Presidential action as equivalent to "an express prohibition", agreeing with historical material that supported the conclusion that statutes may only be enacted "in accord with a single, finely wrought and exhaustively considered, procedure", and that a bill must be approved or rejected by the President in its entirety.

Kennedy's concurrence

Justice Anthony M. Kennedy, in an opinion concurring
Concurring opinion
In law, a concurring opinion is a written opinion by one or more judges of a court which agrees with the decision made by the majority of the court, but states different reasons as the basis for his or her decision...

 in the opinion and judgment of the Court, objected to the dissent's argument that the Act did not violate principles of the separation of powers
Separation of powers under the United States Constitution
Separation of powers is a political doctrine originating from the United States Constitution, according to which the legislative, executive, and judicial branches of the United States government are kept distinct in order to prevent abuse of power. This U.S...

 and threaten individual liberty
Liberty
Liberty is a moral and political principle, or Right, that identifies the condition in which human beings are able to govern themselves, to behave according to their own free will, and take responsibility for their actions...

, stating that the "undeniable effects" of the Act were to "enhance the President's power to reward one group and punish another, to help one set of taxpayers and hurt another, to favor one State and ignore another". Kennedy's concurrence implicitly viewed the statute as a violation of the nondelegation doctrine
Nondelegation doctrine
The doctrine of nondelegation describes the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is explicit or implicit in all written constitutions that impose a strict structural...

.

Breyer's dissent

In a dissenting opinion
Dissenting opinion
A dissenting opinion is an opinion in a legal case written by one or more judges expressing disagreement with the majority opinion of the court which gives rise to its judgment....

, Justice Stephen Breyer
Stephen Breyer
Stephen Gerald Breyer is an Associate Justice of the U.S. Supreme Court. Appointed by President Bill Clinton in 1994, and known for his pragmatic approach to constitutional law, Breyer is generally associated with the more liberal side of the Court....

 contended that the objective of the Act was constitutionally proper and was consistent with powers that the President has held in the past, stating that the Act "does not violate any specific textual constitutional command, nor does it violate any implicit Separation of Powers principle." He extensively refers to many different cases which support the delegation of power by the Congress
United States Congress
The United States Congress is the bicameral legislature of the federal government of the United States, consisting of the Senate and the House of Representatives. The Congress meets in the United States Capitol in Washington, D.C....

, and primarily suggests that the Act is an efficient means by which a constitutionally legitimate end may be achieved.

Scalia's partial concurrence and partial dissent

In an alternative opinion, Justice Antonin Scalia
Antonin Scalia
Antonin Gregory Scalia is an American jurist who serves as an Associate Justice of the Supreme Court of the United States. As the longest-serving justice on the Court, Scalia is the Senior Associate Justice...

 objected to the Court's consideration of the case with respect to the Taxpayer Relief Act, finding no party in the case with standing
Standing (law)
In law, standing or locus standi is the term for the ability of a party to demonstrate to the court sufficient connection to and harm from the law or action challenged to support that party's participation in the case...

 to challenge it. However, he did find a party with standing to challenge the President's cancellation in the Balanced Budget Act, and concluded that it did not violate the Constitution, because the Congress has the power to delegate the discretionary authority to decline to spend appropriated sums of money, which he asserted was equivalent to cancellation.

Critical response

Michael B. Rappaport argued that the original meaning of the Constitution does not apply to certain parts of the nondelegation doctrine
Nondelegation doctrine
The doctrine of nondelegation describes the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is explicit or implicit in all written constitutions that impose a strict structural...

, relying on his interpretation of the Executive Power Vesting Clause. Under this view, "laws that authorize the withdrawal of money from the treasury and which have traditionally taken the form of authorizing a certain amount to be spent for particular programs ... are not subject to the nondelegation doctrine." He further criticized the majority opinion for failing to satisfactorily justify its application of a stricter standard to the delegation of cancellation authority than it had used in the past for other executive delegations. In Rappaport’s opinion, "...the Court’s approach to cancellation authority has no basis in text, structure and purpose, or precedent."

J. Stephen Kennedy wrote that the majority of the Supreme Court was sufficiently concerned with the constitutional challenges to the line item veto presented to declare the act wholly unconstitutional, instead of relying on other traditional and less sweeping ways of correcting acts of Congress. In his view, “the Court’s decision sent a clear message of finality for any future use of the line item veto.” Kennedy also noted that while the majority relied on a strict interpretation or literal textual reading of the Presentment Clause contained in Article I of the United States Constitution, Justice Scalia, in his dissent, “stray[ed] somewhat from his usual strict constructionist approach ... by stressing that the President’s act of cancellation would only occur after satisfaction of the Presentment Clause.”

Steven F. Huefner wrote that "Although the Presentment Clause analysis of the Line Item Veto Act has superficial appeal, it ultimately does not withstand scrutiny," arguing that the Court should have relied on the nondelegation doctrine in order to invalidate the Act, as it provided a superior basis for such a decision. Huefner named two main implications of the Court’s refusal to use the nondelegation doctrine. First, it suggests that the Court seems unready or unwilling to alter the existing interpretation of the nondelegation doctrine. Second, the Court has shown that it is willing to rely upon alternative rationales to achieve the same result "as would a more robust nondelegation doctrine rationale". This approach is significant because in theory, such a rationale could endanger previously accepted delegations to the executive.

Roy E. Brownell II criticized the Clinton administration for its exercise of the Line Item Veto Act, charging that it should have restricted its cancellation powers only to statutory provisions that remain in the realm of national security. He argued that had the Clinton administration limited its use of the Line Item Veto Act in this fashion, it would have ensured that when the constitutionality of the Act was inevitably challenged, the challenge would have been based on terms most favorable to the Executive. Brownell suggested that a test case
Test case
A test case in software engineering is a set of conditions or variables under which a tester will determine whether an application or software system is working correctly or not. The mechanism for determining whether a software program or system has passed or failed such a test is known as a test...

 brought forth on the grounds of national security would have likely acknowledged the existence of "National Security Rescission", "a narrow statutory construction
Statutory interpretation
Statutory interpretation is the process by which courts interpret and apply legislation. Some amount of interpretation is always necessary when a case involves a statute. Sometimes the words of a statute have a plain and straightforward meaning. But in many cases, there is some ambiguity or...

 limiting the area of presidential cancellation power to within the field of national security. Such a result...would have assured that the President maintained cancellation authority over a sixth of the federal budget."

Steven G. Calabresi
Steven G. Calabresi
Steven G. Calabresi is a law professor at Northwestern University. After graduating cum laude from Yale University, he attended Yale Law School, where he was editor of the Yale Law Journal, and went on to clerk for The Hon. Robert Bork on the D.C...

 argued that although the Court had denied this, the instant decision was really a "Nondelegation doctrine
Nondelegation doctrine
The doctrine of nondelegation describes the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is explicit or implicit in all written constitutions that impose a strict structural...

 case masquerading as a bicameralism
Bicameralism
In the government, bicameralism is the practice of having two legislative or parliamentary chambers. Thus, a bicameral parliament or bicameral legislature is a legislature which consists of two chambers or houses....

 and presentment case
Presentment Clause
The Presentment Clause of the United States Constitution outlines federal legislative procedure by which bills originating in Congress become federal law in the United States.-Text:...

." He also suggested that this decision was "the blockbuster separation of powers case of the Rehnquist years."

Subsequent developments

Though the Supreme Court struck down the Line Item Veto Act in 1998, President George W. Bush
George W. Bush
George Walker Bush is an American politician who served as the 43rd President of the United States, from 2001 to 2009. Before that, he was the 46th Governor of Texas, having served from 1995 to 2000....

 asked Congress to enact legislation that would return the line item veto power to the Executive. First announcing his intent to seek such legislation in his January 31, 2006 State of the Union address
State of the Union Address
The State of the Union is an annual address presented by the President of the United States to the United States Congress. The address not only reports on the condition of the nation but also allows the president to outline his legislative agenda and his national priorities.The practice arises...

, President Bush sent a legislative proposal Legislative Line Item Veto Act of 2006 to Congress on March 6, 2006, urging its prompt passage. Senator Bill Frist
Bill Frist
William Harrison "Bill" Frist, Sr. is an American physician, businessman, and politician. He began his career as an heir and major stockholder to the for-profit hospital chain of Hospital Corporation of America. Frist later served two terms as a Republican United States Senator representing...

, Senator John McCain
John McCain
John Sidney McCain III is the senior United States Senator from Arizona. He was the Republican nominee for president in the 2008 United States election....

, and Republican Whip Senator Mitch McConnell
Mitch McConnell
Addison Mitchell "Mitch" McConnell, Jr. is the senior United States Senator from Kentucky and the Republican Minority Leader.- Early life, education, and military service :...

 jointly introduced this proposal.

On that same day, Joshua Bolten, the Director of the Office of Management and Budget, gave a press conference on the president’s line-item veto proposal. Bolten explained that the proposed Act would give the President the ability to single out “wasteful” spending and to put such spending on hold. While the spending line-item is on hold, the President can send legislation to Congress to rescind the particular line-item. The proposal would then be considered in both houses within ten days on an up or down basis, and could be passed by a simple majority
Majority
A majority is a subset of a group consisting of more than half of its members. This can be compared to a plurality, which is a subset larger than any other subset; i.e. a plurality is not necessarily a majority as the largest subset may consist of less than half the group's population...

. Additionally, such proposals could not be filibuster
Filibuster
A filibuster is a type of parliamentary procedure. Specifically, it is the right of an individual to extend debate, allowing a lone member to delay or entirely prevent a vote on a given proposal...

ed.

When asked how this proposed legislation was different from the 1996 Line Item Veto Act that was found unconstitutional by the United States Supreme Court, Bolten said that whereas the former act granted unilateral authority to the Executive to disallow specific spending line items, the new proposal would seek Congressional approval of such line-item vetoes. Thus, in order for the President to successfully rescind previously enacted spending, a simple majority of Congress is required to agree to specific legislation to that effect.

Though the current line-item veto proposal is much weaker than the 1996 version, it has nevertheless failed to find strong support in Congress. Senator Robert C. Byrd of West Virginia
West Virginia
West Virginia is a state in the Appalachian and Southeastern regions of the United States, bordered by Virginia to the southeast, Kentucky to the southwest, Ohio to the northwest, Pennsylvania to the northeast and Maryland to the east...

 called it "an offensive slap at Congress," asserting that the legislation would enable the president to intimidate individual members of Congress by targeting the projects of his political opponents. He also complained that the line-item veto as proposed would take away Congress’ constitutional "power of the purse
Power of the purse
The power of the purse is the ability of one group to manipulate and control the actions of another group by withholding funding, or putting stipulations on the use of funds. The power of the purse can be used to save their money and positively or negatively The power of the purse is the ability...

" and give it to the Executive branch.

On June 8, 2006, Viet D. Dinh
Viet D. Dinh
Viet D. Dinh is a lawyer and a conservative legal scholar who served as an Assistant Attorney General of the United States from 2001 to 2003, under the presidency of George W. Bush. Born in Saigon, in the former South Vietnam, he was the chief architect of the USA PATRIOT Act.-Early life:Dinh was...

, Professor of Law at Georgetown University Law Center
Georgetown University Law Center
Georgetown University Law Center is the law school of Georgetown University, located in Washington, D.C.. Established in 1870, the Law Center offers J.D., LL.M., and S.J.D. degrees in law...

, and Nathan A. Sales, John M. Olin Fellow at Georgetown University Law Center testified by written statement before the House Committee on the Budget on the constitutional issues in connection with the proposed legislation. Dinh and Sales argued that the Legislative Line Item Veto Act of 2006 satisfies the Constitution’s Bicameralism
Bicameralism
In the government, bicameralism is the practice of having two legislative or parliamentary chambers. Thus, a bicameral parliament or bicameral legislature is a legislature which consists of two chambers or houses....

 and Presentment Clause
Presentment Clause
The Presentment Clause of the United States Constitution outlines federal legislative procedure by which bills originating in Congress become federal law in the United States.-Text:...

, and therefore avoids the constitutional issues raised in the 1996 Act struck down by the Supreme Court. They also stated that the proposed Act is consistent with the basic principle that grants Congress broad discretion to establish procedures to govern its internal operations.

The proposed Act was approved by the House Budget Committee
United States House Committee on the Budget
The U.S. House Committee on the Budget, commonly known as the House Budget Committee, is a standing committee of the United States House of Representatives, the lower house of Congress...

 on June 14, 2006 by a vote of 24-9. It was approved in the full House on June 22. A similar bill was submitted in the Senate, but failed to win approval. The Legislative Line Item Veto Act has therefore not become law.

See also

  • Line-item veto
    Line-item veto
    In United States government, the line-item veto, or partial veto, is the power of an executive authority to nullify or cancel specific provisions of a bill, usually a budget appropriations bill, without vetoing the entire legislative package...

  • INS v. Chadha
  • Signing statement
    Signing statement
    A signing statement is a written pronouncement issued by the President of the United States upon the signing of a bill into law. They are usually printed along with the bill in United States Code Congressional and Administrative News ....

  • List of United States Supreme Court cases, volume 524
  • List of United States Supreme Court cases
  • Lists of United States Supreme Court cases by volume


External links

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