Authoritarianism
Encyclopedia
Authoritarianism is a form of social organization characterized by submission to authority
Authority
The word Authority is derived mainly from the Latin word auctoritas, meaning invention, advice, opinion, influence, or command. In English, the word 'authority' can be used to mean power given by the state or by academic knowledge of an area .-Authority in Philosophy:In...

. It is usually opposed to individualism
Individualism
Individualism is the moral stance, political philosophy, ideology, or social outlook that stresses "the moral worth of the individual". Individualists promote the exercise of one's goals and desires and so value independence and self-reliance while opposing most external interference upon one's own...

 and democracy
Democracy
Democracy is generally defined as a form of government in which all adult citizens have an equal say in the decisions that affect their lives. Ideally, this includes equal participation in the proposal, development and passage of legislation into law...

. In politics
Politics
Politics is a process by which groups of people make collective decisions. The term is generally applied to the art or science of running governmental or state affairs, including behavior within civil governments, but also applies to institutions, fields, and special interest groups such as the...

, an authoritarian government is one in which political authority is concentrated in a small group
Elite
Elite refers to an exceptional or privileged group that wields considerable power within its sphere of influence...

 of politicians.

Characteristics

Authoritarianism is characterized by highly concentrated, and centralized
Centralized government
A centralized or centralised government is one in which power or legal authority is exerted or coordinated by a de facto political executive to which federal states, local authorities, and smaller units are considered subject...

 power maintained by political repression and the exclusion of potential challengers. It uses political parties
Political party
A political party is a political organization that typically seeks to influence government policy, usually by nominating their own candidates and trying to seat them in political office. Parties participate in electoral campaigns, educational outreach or protest actions...

 and mass organizations to mobilize people around the goals of the regime.

Authoritarianism emphasises the rule of the few, it often includes election rigging
Electoral fraud
Electoral fraud is illegal interference with the process of an election. Acts of fraud affect vote counts to bring about an election result, whether by increasing the vote share of the favored candidate, depressing the vote share of the rival candidates or both...

, political decisions being made by a select group of officials behind closed doors, a bureaucracy
Bureaucracy
A bureaucracy is an organization of non-elected officials of a governmental or organization who implement the rules, laws, and functions of their institution, and are occasionally characterized by officialism and red tape.-Weberian bureaucracy:...

 that sometimes operates independently of rules, which does not properly supervise elected officials, and fails to serve the concerns of the constituencies they purportedly serve. Authoritarianism also tends to embrace the informal and unregulated exercise of political power, a leadership that is "self-appointed and even if elected cannot be displaced by citizens' free choice among competitors," the arbitrary deprivation of civil liberties
Civil liberties
Civil liberties are rights and freedoms that provide an individual specific rights such as the freedom from slavery and forced labour, freedom from torture and death, the right to liberty and security, right to a fair trial, the right to defend one's self, the right to own and bear arms, the right...

, and little tolerance for meaningful opposition
Opposition (politics)
In politics, the opposition comprises one or more political parties or other organized groups that are opposed to the government , party or group in political control of a city, region, state or country...

;

A range of social controls also attempt to stifle civil society, while political stability is maintained by control over and support of the armed forces
Military
A military is an organization authorized by its greater society to use lethal force, usually including use of weapons, in defending its country by combating actual or perceived threats. The military may have additional functions of use to its greater society, such as advancing a political agenda e.g...

, a pervasive bureaucracy staffed by the regime, and creation of allegiance
Allegiance
An allegiance is a duty of fidelity said to be owed by a subject or a citizen to his/her state or sovereign.-Etymology:From Middle English ligeaunce . The al- prefix was probably added through confusion with another legal term, allegeance, an "allegation"...

 through various means of socialization
Socialization
Socialization is a term used by sociologists, social psychologists, anthropologists, political scientists and educationalists to refer to the process of inheriting and disseminating norms, customs and ideologies...

 and indoctrination.

Authoritarian political systems may be weakened through "inadequate performance to demands of the people." Vestal writes that the tendency to respond to challenges to authoritarianism through tighter control instead of adaptation
Adaptation
An adaptation in biology is a trait with a current functional role in the life history of an organism that is maintained and evolved by means of natural selection. An adaptation refers to both the current state of being adapted and to the dynamic evolutionary process that leads to the adaptation....

 is a significant weakness, and that this overly rigid approach fails to "adapt to changes or to accommodate growing demands on the part of the populace or even groups within the system." Because the legitimacy of the state is dependent on performance, authoritarian states that fail to adapt may collapse.

Authoritarianism is marked by "indefinite political tenure" of the ruler or ruling party
Ruling party
The ruling party or governing party in a parliamentary system is the political party or coalition of the majority in parliament. Within a parliamentary system, the majority in the legislature also controls the executive branch of government, thus leaving no possibility of dueling parties...

 (often in a single-party state
Single-party state
A single-party state, one-party system or single-party system is a type of party system government in which a single political party forms the government and no other parties are permitted to run candidates for election...

) or other authority. The transition from an authoritarian system to a more democratic
Democracy
Democracy is generally defined as a form of government in which all adult citizens have an equal say in the decisions that affect their lives. Ideally, this includes equal participation in the proposal, development and passage of legislation into law...

 form of government is referred to as democratization
Democratization
Democratization is the transition to a more democratic political regime. It may be the transition from an authoritarian regime to a full democracy, a transition from an authoritarian political system to a semi-democracy or transition from a semi-authoritarian political system to a democratic...

.

John Duckitt of the University of the Witwatersrand
University of the Witwatersrand
The University of the Witwatersrand, Johannesburg is a South African university situated in the northern areas of central Johannesburg. It is more commonly known as Wits University...

 suggests a link between authoritarianism and collectivism
Collectivism
Collectivism is any philosophic, political, economic, mystical or social outlook that emphasizes the interdependence of every human in some collective group and the priority of group goals over individual goals. Collectivists usually focus on community, society, or nation...

, asserting that both stand in opposition to individualism
Individualism
Individualism is the moral stance, political philosophy, ideology, or social outlook that stresses "the moral worth of the individual". Individualists promote the exercise of one's goals and desires and so value independence and self-reliance while opposing most external interference upon one's own...

.
Duckitt writes that both authoritarianism and collectivism submerge individual rights
Individual rights
Group rights are rights held by a group rather than by its members separately, or rights held only by individuals within the specified group; in contrast, individual rights are rights held by individual people regardless of their group membership or lack thereof...

 and goals to group goals, expectations and conformities
Conformity
Conformity is the process by which an individual's attitudes, beliefs, and behaviors are influenced by other people.Conformity may also refer to:*Conformity: A Tale, a novel by Charlotte Elizabeth Tonna...

.
Others argue that collectivism, properly defined, has a basis of consensus decision-making
Consensus decision-making
Consensus decision-making is a group decision making process that seeks the consent, not necessarily the agreement, of participants and the resolution of objections. Consensus is defined by Merriam-Webster as, first, general agreement, and second, group solidarity of belief or sentiment. It has its...

, the opposite of authoritarianism.

Authoritarianism and totalitarianism

Totalitarianism
Totalitarianism
Totalitarianism is a political system where the state recognizes no limits to its authority and strives to regulate every aspect of public and private life wherever feasible...

 is an extreme version of authoritarianism. Authoritarianism primarily differs from totalitarianism in that social and economic institutions exist that are not under governmental control. Building on the work of Yale political scientist Juan Linz, Paul C. Sondrol of the University of Colorado at Colorado Springs
University of Colorado at Colorado Springs
The University of Colorado Colorado Springs is a campus of the University of Colorado system, the state university system of Colorado....

 has examined the characteristics of authoritarian and totalitarian dictators and organized them in a chart:
Totalitarianism Authoritarianism
Charisma
Charisma
The term charisma has two senses: 1) compelling attractiveness or charm that can inspire devotion in others, 2) a divinely conferred power or talent. For some theological usages the term is rendered charism, with a meaning the same as sense 2...

High Low
Role conception Leader as function Leader as individual
Ends of power Public Private
Corruption
Political corruption
Political corruption is the use of legislated powers by government officials for illegitimate private gain. Misuse of government power for other purposes, such as repression of political opponents and general police brutality, is not considered political corruption. Neither are illegal acts by...

Low High
Official ideology
Ideology
An ideology is a set of ideas that constitutes one's goals, expectations, and actions. An ideology can be thought of as a comprehensive vision, as a way of looking at things , as in common sense and several philosophical tendencies , or a set of ideas proposed by the dominant class of a society to...

Yes No
Limited pluralism No Yes
Legitimacy Yes No


Sondrol argues that while both authoritarianism and totalitarianism are forms of autocracy
Autocracy
An autocracy is a form of government in which one person is the supreme power within the state. It is derived from the Greek : and , and may be translated as "one who rules by himself". It is distinct from oligarchy and democracy...

, they differ in "key dichotomies
Dichotomy
A dichotomy is any splitting of a whole into exactly two non-overlapping parts, meaning it is a procedure in which a whole is divided into two parts...

":
Thus, compared to totalitarian systems, authoritarian systems may also leave a larger sphere for private life
Private sphere
The private sphere is the complement or opposite to the public sphere. The private sphere is a certain sector of societal life in which an individual enjoys a degree of authority, unhampered by interventions from governmental or other institutions. Examples of the private sphere are family and home...

, lack a guiding ideology, tolerate some pluralism
Cultural pluralism
Cultural pluralism is a term used when smaller groups within a larger society maintain their unique cultural identities, and their values and practices are accepted by the wider culture. Cultural pluralism is often confused with Multiculturalism...

 in social organization, lack the power to mobilize the whole population in pursuit of national goals, and exercise their power within relatively predictable limits.

Authoritarianism and democracy

Authoritarianism and democracy are not fundamentally opposed to one another, it is thus perfectly possible for democracies to possess strong authoritarian elements, for both feature a form of submission to authority. An illiberal democracy
Illiberal democracy
An illiberal democracy, also called a pseudo democracy, partial democracy, low intensity democracy, empty democracy, hybrid regime or delegative democracy, is a governing system in which, although elections take place, citizens are cut off from knowledge about the activities of those who exercise...

 (or procedural democracy
Procedural democracy
'The democratic method is that institutional arrangement for arriving at political decisions in which individuals acquire the power to decide by means of a competitive struggle for the people's vote'...

) is distinguished from liberal democracy
Liberal democracy
Liberal democracy, also known as constitutional democracy, is a common form of representative democracy. According to the principles of liberal democracy, elections should be free and fair, and the political process should be competitive...

 (or substantive democracy
Substantive democracy
Substantive democracy is a form of democracy in which the outcome of elections is representative of the people. In other words, substantive democracy is a form of democracy that functions in the interest of the governed...

) in that illiberal democracies lack the more democratic features of liberal democracies, such as the rule of law
Rule of law
The rule of law, sometimes called supremacy of law, is a legal maxim that says that governmental decisions should be made by applying known principles or laws with minimal discretion in their application...

, an independent judiciary
Judicial independence
Judicial Independence is the idea that the judiciary needs to be kept away from the other branches of government...

, along with a further distinction that liberal democracies have rarely made war with one another. More recent research has extended the theory and finds that more democratic countries tend to have few Militarized Interstate Disputes
Militarized Interstate Disputes
Militarized Interstate Disputes are conflicts between states that do not involve a full scale war. A conflict is described as an MID if it causes fewer than 1000 deaths, and some military force is used. This can be nothing more than a military display of force with no deaths...

 causing less battle deaths with one another, and that democracies have few civil war
Civil war
A civil war is a war between organized groups within the same nation state or republic, or, less commonly, between two countries created from a formerly-united nation state....

s.
  • Poor democracies tend to have better education, longer life expectancy, lower infant mortality, access to drinking water, and better health care than poor dictatorships. This is not due to higher levels of foreign assistance or spending a larger percentage of GDP
    Gross domestic product
    Gross domestic product refers to the market value of all final goods and services produced within a country in a given period. GDP per capita is often considered an indicator of a country's standard of living....

     on health and education. Instead, the available resources are more likely to be managed better.

  • Studies suggest that several health indicators (life expectancy and infant and maternal mortality) have a stronger and more significant association with democracy than they have with GDP
    Gross domestic product
    Gross domestic product refers to the market value of all final goods and services produced within a country in a given period. GDP per capita is often considered an indicator of a country's standard of living....

     per capita, size of the public sector, or income inequality.

  • A prominent economist, Amartya Sen
    Amartya Sen
    Amartya Sen, CH is an Indian economist who was awarded the 1998 Nobel Prize in Economic Sciences for his contributions to welfare economics and social choice theory, and for his interest in the problems of society's poorest members...

    , has theorized that no functioning country labeled as having a liberal democracy has ever suffered a large-scale famine
    Famine
    A famine is a widespread scarcity of food, caused by several factors including crop failure, overpopulation, or government policies. This phenomenon is usually accompanied or followed by regional malnutrition, starvation, epidemic, and increased mortality. Every continent in the world has...

    . This includes democracies that have not been very prosperous historically, like India
    India
    India , officially the Republic of India , is a country in South Asia. It is the seventh-largest country by geographical area, the second-most populous country with over 1.2 billion people, and the most populous democracy in the world...

    , which had its last great famine in 1943 and many other large-scale famines before that in the late nineteenth century, all under British rule. (However, some others ascribe the Bengal famine of 1943
    Bengal famine of 1943
    The Bengal famine of 1943 struck the Bengal. Province of pre-partition India. Estimates are that between 1.5 and 4 million people died of starvation, malnutrition and disease, out of Bengal’s 60.3 million population, half of them dying from disease after food became available in December 1943 As...

     to the effects of World War II
    World War II
    World War II, or the Second World War , was a global conflict lasting from 1939 to 1945, involving most of the world's nations—including all of the great powers—eventually forming two opposing military alliances: the Allies and the Axis...

    . The government of India had been becoming progressively more democratic for years. Provincial government had been entirely so since the Government of India Act of 1935
    Government of India Act 1935
    The Government of India Act 1935 was originally passed in August 1935 , and is said to have been the longest Act of Parliament ever enacted by that time. Because of its length, the Act was retroactively split by the Government of India Act 1935 into two separate Acts:# The Government of India...

    .)

  • Refugee crises almost always occur in the least democratic countries. Looking at the volume of refugee flows for the last twenty years, the first eighty-seven cases occurred in most authoritarian countries.

  • Research shows that the democratic nations have much less democide
    Democide
    Democide is a term revived and redefined by the political scientist R. J. Rummel as "the murder of any person or people by a government, including genocide, politicide, and mass murder." Rummel created the term as an extended concept to include forms of government murder that are not covered by the...

     or murder by government. However it should be noted that those were also moderately developed nations before applying liberal democratic policies. Similarly, they have less genocide
    Genocide
    Genocide is defined as "the deliberate and systematic destruction, in whole or in part, of an ethnic, racial, religious, or national group", though what constitutes enough of a "part" to qualify as genocide has been subject to much debate by legal scholars...

     and politicide
    Politicide
    Politicide has three related but distinct meanings. It can mean a gradual but systematic attempt to cause the annihilation of an independent political and social entity. For example the destruction of the apartheid system in South Africa...

    .

  • Research by the World Bank
    World Bank
    The World Bank is an international financial institution that provides loans to developing countries for capital programmes.The World Bank's official goal is the reduction of poverty...

     suggests that political institutions are extremely important in determining the prevalence of corruption
    Political corruption
    Political corruption is the use of legislated powers by government officials for illegitimate private gain. Misuse of government power for other purposes, such as repression of political opponents and general police brutality, is not considered political corruption. Neither are illegal acts by...

    : parliamentary systems, political stability, and freedom of the press are all associated with lower corruption. Freedom of information legislation
    Freedom of information legislation
    Freedom of information legislation comprises laws that guarantee access to data held by the state. They establish a "right-to-know" legal process by which requests may be made for government-held information, to be received freely or at minimal cost, barring standard exceptions...

     is important for accountability
    Accountability
    Accountability is a concept in ethics and governance with several meanings. It is often used synonymously with such concepts as responsibility, answerability, blameworthiness, liability, and other terms associated with the expectation of account-giving...

     and transparency. The Indian Right to Information Act
    Right to Information Act
    The Right to Information Act 2005 is an Act of the Parliament of India "to provide for setting out the practical regime of right to information for citizens." The Act applies to all States and Union Territories of India except the State of Jammu and Kashmir. Jammu and Kashmir has its own act...

     "has already engendered mass movements in the country that is bringing the lethargic, often corrupt bureaucracy to its knees and changing power equations completely."

  • Of the eighty worst financial catastrophes during the last four decades, only five were in countries labeled as democracies. Similarly, those labeled as "poor democracies" are half as likely as countries labeled as non-democracies to experience a 10 percent decline in GDP per capita over the course of a single year.

  • One study has concluded that terrorism is most common in nations with intermediate political freedom. The nations with the least amount of terrorism are the most and least democratic nations.

Authoritarian states

Any list of such states is bound to be controversial; certain indices have striven to ascertain the openness or democratic quality of countries based on a somewhat simplistic tick-box method, the notion of index itself being economically oriented. Within the present world system, unsurprisingly the "soft power
Soft power
Soft power is the ability to obtain what one wants through co-option and attraction. It can be contrasted with 'hard power', that is the use of coercion and payment...

" countries of major western power centers often come out at the top of such lists, countries such as Sweden
Sweden
Sweden , officially the Kingdom of Sweden , is a Nordic country on the Scandinavian Peninsula in Northern Europe. Sweden borders with Norway and Finland and is connected to Denmark by a bridge-tunnel across the Öresund....

, Norway
Norway
Norway , officially the Kingdom of Norway, is a Nordic unitary constitutional monarchy whose territory comprises the western portion of the Scandinavian Peninsula, Jan Mayen, and the Arctic archipelago of Svalbard and Bouvet Island. Norway has a total area of and a population of about 4.9 million...

, etc.. on the other hand, places like North Korea
North Korea
The Democratic People’s Republic of Korea , , is a country in East Asia, occupying the northern half of the Korean Peninsula. Its capital and largest city is Pyongyang. The Korean Demilitarized Zone serves as the buffer zone between North Korea and South Korea...

, Chad
Chad
Chad , officially known as the Republic of Chad, is a landlocked country in Central Africa. It is bordered by Libya to the north, Sudan to the east, the Central African Republic to the south, Cameroon and Nigeria to the southwest, and Niger to the west...

 and Turkmenistan
Turkmenistan
Turkmenistan , formerly also known as Turkmenia is one of the Turkic states in Central Asia. Until 1991, it was a constituent republic of the Soviet Union, the Turkmen Soviet Socialist Republic . Turkmenistan is one of the six independent Turkic states...

 appear as strongly authoritarian. For a list see, for example, The Economist
The Economist
The Economist is an English-language weekly news and international affairs publication owned by The Economist Newspaper Ltd. and edited in offices in the City of Westminster, London, England. Continuous publication began under founder James Wilson in September 1843...

magazine's democracy index
Democracy Index
The Democracy Index is an index compiled by the Economist Intelligence Unit that claims to measure the state of democracy in 167 countries, of which 166 are sovereign states and 165 are UN member states...

, though this is a economic-liberal magazine - but indexes compiled from other points of view such as Amnesty International
Amnesty International
Amnesty International is an international non-governmental organisation whose stated mission is "to conduct research and generate action to prevent and end grave abuses of human rights, and to demand justice for those whose rights have been violated."Following a publication of Peter Benenson's...

 or Freedom House
Freedom House
Freedom House is an international non-governmental organization based in Washington, D.C. that conducts research and advocacy on democracy, political freedom and human rights...

 are available from time to time. It is often the more wealthy countries that come out at the top of such lists and the poorer ones that fall toward the end; whether this is a cause or result of their political systems is open to debate.

Another way of looking at the problem of trying to make a list of authoritarian regimes is not to compare the apparent forms of government (for example, whether direct election as in the Swiss Cantons or by collegiate representation etc.) but, in making such a list, to compare the balance of power between the political elite and the general populace. Such an index asks questions as to whether or not a given government allows the direct influence of its subjects in the decision making process, whether or not it suppresses Freedom of Speech
Freedom of speech
Freedom of speech is the freedom to speak freely without censorship. The term freedom of expression is sometimes used synonymously, but includes any act of seeking, receiving and imparting information or ideas, regardless of the medium used...

, imprisons them in Gulag
Gulag
The Gulag was the government agency that administered the main Soviet forced labor camp systems. While the camps housed a wide range of convicts, from petty criminals to political prisoners, large numbers were convicted by simplified procedures, such as NKVD troikas and other instruments of...

s or other such prison
Prison
A prison is a place in which people are physically confined and, usually, deprived of a range of personal freedoms. Imprisonment or incarceration is a legal penalty that may be imposed by the state for the commission of a crime...

 systems or behaves in a belligerent manner towards more democratic nations or allows poor work conditions to flourish or even allows forms of slavery
Slavery
Slavery is a system under which people are treated as property to be bought and sold, and are forced to work. Slaves can be held against their will from the time of their capture, purchase or birth, and deprived of the right to leave, to refuse to work, or to demand compensation...

.

Authoritarianism in history

Many different forms of authoritarianism have served as the norm in many polities and in most periods from the dawn of recorded history. Tribal chief
Tribal chief
A tribal chief is the leader of a tribal society or chiefdom. Tribal societies with social stratification under a single leader emerged in the Neolithic period out of earlier tribal structures with little stratification, and they remained prevalent throughout the Iron Age.In the case of ...

s and god-kings often gave way to despots and emperors, then to enlightened monarch
Enlightened absolutism
Enlightened absolutism is a form of absolute monarchy or despotism in which rulers were influenced by the Enlightenment. Enlightened monarchs embraced the principles of the Enlightenment, especially its emphasis upon rationality, and applied them to their territories...

s and juntas. Even superficially democratic constitutions or those claiming to be such can allow the concentration of power or domination by strong-men
Strongman (politics)
A strongman is a political leader who rules by force and runs an authoritarian regime. The term is often used interchangeably with "dictator," but differs from a "warlord".A strongman is not necessarily always a formal head of government, however...

 or by small groups of political elites - note the history of the Icelandic Althing
Althing
The Alþingi, anglicised variously as Althing or Althingi, is the national parliament of Iceland. The Althingi is the oldest parliamentary institution in the world still extant...

.

In contrast to the varying manifestations of authoritarianism, more democratic forms of governance as a standard mode of political organization became widespread only after the Industrial Revolution
Industrial Revolution
The Industrial Revolution was a period from the 18th to the 19th century where major changes in agriculture, manufacturing, mining, transportation, and technology had a profound effect on the social, economic and cultural conditions of the times...

 had established modernity
Modernity
Modernity typically refers to a post-traditional, post-medieval historical period, one marked by the move from feudalism toward capitalism, industrialization, secularization, rationalization, the nation-state and its constituent institutions and forms of surveillance...

. Tyrants and oligarch
Oligarchy
Oligarchy is a form of power structure in which power effectively rests with an elite class distinguished by royalty, wealth, family ties, commercial, and/or military legitimacy...

s bracketed the flourishing of democracy in ancient Athens
Classical Athens
The city of Athens during the classical period of Ancient Greece was a notable polis of Attica, Greece, leading the Delian League in the Peloponnesian War against Sparta and the Peloponnesian League. Athenian democracy was established in 508 BC under Cleisthenes following the tyranny of Hippias...

; and kings and emperor
Roman Emperor
The Roman emperor was the ruler of the Roman State during the imperial period . The Romans had no single term for the office although at any given time, a given title was associated with the emperor...

s preceded and followed experimentation with democratic forms in the Roman Republic
Roman Republic
The Roman Republic was the period of the ancient Roman civilization where the government operated as a republic. It began with the overthrow of the Roman monarchy, traditionally dated around 508 BC, and its replacement by a government headed by two consuls, elected annually by the citizens and...

.

External links

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