Basil Bernstein
Encyclopedia
Basil Bernstein was a British sociologist and linguist, known for his work in the sociology of education
.
. He was late in coming to an academic career, gaining a doctorate aged nearly 40, after work including teaching and social work. In 1960, Bernstein began graduate work at University College London
, where he completed his Ph.D. in linguistics. He then moved to the Institute of Education
, where he stayed for his entire career. He became Karl Mannheim Chair of the Sociology of Education, Institute of Education
, University of London.
In June 1983 Bernstein was awarded an honorary degree
by the Open University
as Doctor of the University.
with his sociolinguistic theory of language codes. Within the broader category of language codes are elaborated and restricted codes. The term code, as defined by Stephen Littlejohn in Theories of Human Communication (2002), “refers to a set of organizing principles behind the language employed by members of a social group” (p. 178). Littlejohn (2002) suggests that Bernstein’s theory shows how the language people use in everyday conversation both reflects and shapes the assumptions of a certain social group. Furthermore, relationships established within the social group affect the way that group uses language, and the type of speech that is used.
According to James Atherton of the Doceo Teaching and Learning Website, the construct of restricted and elaborated language codes was introduced by Basil Bernstein in 1971. As an educator, he was interested in accounting for the relatively poor performance of working-class students in language-based subjects, when they were achieving scores as high as their middle-class counterparts on mathematical topics. In his theory, Bernstein asserts a direct relationship between societal class and language.
According to Bernstein in Class, Codes and Control (1971),
Within the restricted code, speakers draw on background knowledge and shared understanding. This type of code creates a sense of includedness, a feeling of belonging to a certain group. Restricted codes can be found among friends and families and other intimately knit groups.
Conversely, according to Atherton (2002), “the elaborated code spells everything out, not because it is better, but because it is necessary so that everyone can understand it. It has to elaborate because the circumstances do not allow the speaker to condense.” The elaborated code works well in situations where there is no prior or shared understanding and knowledge, where more thorough explanation is required. If one is saying something new to someone they’ve never met before, they would most certainly communicate in elaborated code.
In differentiating between restricted and elaborated codes, it is noted that elaborated code can “stand on its own”, it is complete and full of detail, most overhearing a conversation would be able to understand it. However, restricted code is shorter, condensed and requires background information and prior knowledge. A person overhearing a conversation full of restricted code would be quite lost. It would be easily identifiable as an “insiders'” conversation. According to Bernstein (1971), “Clearly one code is not better than another; each possesses its own aesthetic, its own possibilities. Society, however, may place different values on the orders of experience elicited, maintained and progressively strengthened through the different coding systems” (p. 135).
As communication occurs in groups and either the elaborated or restricted code is used, there is a degree of openness that is noticed. There is both the closed-role system and the open-role system. In a closed-role system, roles are set and people are viewed in terms of these roles, as well as expected to act in accordance with their role. In an open-role system, roles are not set or simple, they are fluid and changeable (Littlejohn, 2002).
There are two factors which contribute to the development of either an elaborated or restricted code within a system. They are: the nature of the socializing agencies (family, peer group, school, work) present in a system as well as the values within the system. When the socializing agencies are well defined and structured you find a restricted code. Conversely, where the agencies are malleable, an elaborated code is found. In a society which values individuality you find elaborated codes, and in a narrower society you find restricted codes (Littlejohn, 2002). According to Bernstein (1971), “The orientation towards these codes may be governed entirely by the form of the social relation, or more generally by the quality of the social structure” (p. 135).
Bernstein suggests a correlation between social class and the use of either elaborated or restricted code. He argues that in the working class you are likely to find the use of the restricted code, whereas in the middle class you find the use of both the restricted and elaborated codes. His research suggests that the working class individuals have access only to restricted codes, the ones they learned in the socialization process, where “both the values and role systems reinforce restricted codes” (Littlejohn, 2002 p. 179). However, the middle class, being more geographically, socially and culturally mobile has access to both the restricted codes and elaborated codes. (Atherton, 2002). The restricted code is less formal with shorter phrases interjected into the middle or end of a thought to confirm understanding. For example, “you know”, “you know what I mean”, “right?” and “don’t you think?” Elaborated codes have a longer, more complicated sentence structure that utilizes uncommon words and thoughts. In the elaborated code there is no padding or filler, only complete, well laid out thoughts that require no previous knowledge on the part of the listener, i.e., necessary details will be provided. According to Bernstein (1971), a working class person communicates in restricted code as a result of the conditions in which they were raised and the socialization process. The same is true for the middle class person with the exception that they were exposed to the elaborated code as well. Both groups use restricted code at some point, for as Atherton (2002) points out, “Everyone uses restricted code communication some of the time. It would be a very peculiar and cold family which did not have its own language.”
[The correlation between societal class and language codes shown herein explains for the poor performance in language based subjects by the working class students mentioned earlier.]
Though Bernstein's sociolinguistic work on 'restricted code' and 'elaborated code' is widely known it represents only his very earliest work. This early work was the subject of considerable misunderstanding and controversy. Bernstein emphasised that 'code’ was not dialect and that code theory was neither a bourgeois alibi for middle-class speech nor a denigrating deficit account of working-class language.
These concepts raised the question of how different forms of educational knowledge are constructed. Bernstein pointed to the pedagogic device as the cause (see Maton & Muller 2007). This forms the basis of his account of:
In Bernstein’s conceptualisation each of these rules is associated with a specific field of activity:
Together these three rules and their associated fields constitute an ‘arena’ of conflict and struggle created by the pedagogic device in which social groups attempt to dominate how educational knowledge is constructed:
As Moore & Maton (2001) describe, having analysed the nature of educational knowledge, and then how knowledge is selected from fields of knowledge production and then rearranged and recontextualised to become educational knowledge, the next question is: what characterises the nature of these fields of knowledge production? Bernstein conceptualises these in terms of 'knowledge structures'. Bernstein defines a "hierarchical knowledge structure" as ‘a coherent, explicit and systematically principled structure, hierarchically organised’ which ‘attempts to create very general propositions and theories, which integrate knowledge at lower levels, and in this way shows underlying uniformities across an expanding range of apparently different phenomena’ (1999: 161, 162), such as physics. A "horizontal knowledge structure" is defined as ‘a series of specialised languages with specialised modes of interrogation and criteria for the construction and circulation of texts’ (1999: 162), such as each of the disciplines of the humanities and social sciences.
Bernstein's code theory has formed the basis for a growing range of studies into knowledge in multiple fields, both inside and outside education and across knowledge production, teaching, and learning (see, for example, Christie & Martin eds 2007; Maton 2000). Work building on his ideas has come to be known as 'social realism' (see Maton & Moore eds 2011) in contrast to 'social constructivism'.
Sociology of education
The sociology of education is the study of how public institutions and individual experiences affect education and its outcomes. It is most concerned with the public schooling systems of modern industrial societies, including the expansion of higher, further, adult, and continuing...
.
Biography
He was born into a Jewish immigrant family, in the East End of LondonEast End of London
The East End of London, also known simply as the East End, is the area of London, England, United Kingdom, east of the medieval walled City of London and north of the River Thames. Although not defined by universally accepted formal boundaries, the River Lea can be considered another boundary...
. He was late in coming to an academic career, gaining a doctorate aged nearly 40, after work including teaching and social work. In 1960, Bernstein began graduate work at University College London
University College London
University College London is a public research university located in London, United Kingdom and the oldest and largest constituent college of the federal University of London...
, where he completed his Ph.D. in linguistics. He then moved to the Institute of Education
Institute of Education
The Institute of Education is a public research university located in London, United Kingdom specialised in postgraduate study and research in the field of education and a constituent college of the federal University of London. It is the largest education research body in the United Kingdom, with...
, where he stayed for his entire career. He became Karl Mannheim Chair of the Sociology of Education, Institute of Education
Institute of Education
The Institute of Education is a public research university located in London, United Kingdom specialised in postgraduate study and research in the field of education and a constituent college of the federal University of London. It is the largest education research body in the United Kingdom, with...
, University of London.
In June 1983 Bernstein was awarded an honorary degree
Honorary degree
An honorary degree or a degree honoris causa is an academic degree for which a university has waived the usual requirements, such as matriculation, residence, study, and the passing of examinations...
by the Open University
Open University
The Open University is a distance learning and research university founded by Royal Charter in the United Kingdom...
as Doctor of the University.
Theory of Language Code
Basil Bernstein made a significant contribution to the study of communicationCommunication
Communication is the activity of conveying meaningful information. Communication requires a sender, a message, and an intended recipient, although the receiver need not be present or aware of the sender's intent to communicate at the time of communication; thus communication can occur across vast...
with his sociolinguistic theory of language codes. Within the broader category of language codes are elaborated and restricted codes. The term code, as defined by Stephen Littlejohn in Theories of Human Communication (2002), “refers to a set of organizing principles behind the language employed by members of a social group” (p. 178). Littlejohn (2002) suggests that Bernstein’s theory shows how the language people use in everyday conversation both reflects and shapes the assumptions of a certain social group. Furthermore, relationships established within the social group affect the way that group uses language, and the type of speech that is used.
According to James Atherton of the Doceo Teaching and Learning Website, the construct of restricted and elaborated language codes was introduced by Basil Bernstein in 1971. As an educator, he was interested in accounting for the relatively poor performance of working-class students in language-based subjects, when they were achieving scores as high as their middle-class counterparts on mathematical topics. In his theory, Bernstein asserts a direct relationship between societal class and language.
According to Bernstein in Class, Codes and Control (1971),
- “Forms of spoken language in the process of their learning initiate, generalize and reinforce special types of relationship with the environment and thus create for the individual particular forms of significance” (p.76). That is to say that the way language is used within a particular societal class affects the way people assign significance and meaning to the things about which they are speaking. Littlejohn (2002) agrees and states, “people learn their place in the world by virtue of the language codes they employ” (p.178). The code that a person uses indeed symbolizes their social identity (Bernstein, 1971).
Elaborated code and restricted code
The two types of language codes are the elaborated code and the restricted code. The restricted code is suitable for insiders who share assumptions and understanding on the topic, whereas the elaborated code does not assume that the listener shares these assumptions or understandings, and thus elaborated code is more explicit, more thorough, and does not require the listener to read between the lines. According to Atherton (2002),
the essence of the distinction is in what the language is suited for. The restricted code works better than the elaborated code for situations in which there is a great deal of shared and taken-for-granted knowledge in the group of speakers. It is economical and rich, conveying a vast amount of meaning with a few words, each of which has a complex set of connotations and acts like an index, pointing the hearer to a lot more information which remains unsaid.
Within the restricted code, speakers draw on background knowledge and shared understanding. This type of code creates a sense of includedness, a feeling of belonging to a certain group. Restricted codes can be found among friends and families and other intimately knit groups.
Conversely, according to Atherton (2002), “the elaborated code spells everything out, not because it is better, but because it is necessary so that everyone can understand it. It has to elaborate because the circumstances do not allow the speaker to condense.” The elaborated code works well in situations where there is no prior or shared understanding and knowledge, where more thorough explanation is required. If one is saying something new to someone they’ve never met before, they would most certainly communicate in elaborated code.
In differentiating between restricted and elaborated codes, it is noted that elaborated code can “stand on its own”, it is complete and full of detail, most overhearing a conversation would be able to understand it. However, restricted code is shorter, condensed and requires background information and prior knowledge. A person overhearing a conversation full of restricted code would be quite lost. It would be easily identifiable as an “insiders'” conversation. According to Bernstein (1971), “Clearly one code is not better than another; each possesses its own aesthetic, its own possibilities. Society, however, may place different values on the orders of experience elicited, maintained and progressively strengthened through the different coding systems” (p. 135).
As communication occurs in groups and either the elaborated or restricted code is used, there is a degree of openness that is noticed. There is both the closed-role system and the open-role system. In a closed-role system, roles are set and people are viewed in terms of these roles, as well as expected to act in accordance with their role. In an open-role system, roles are not set or simple, they are fluid and changeable (Littlejohn, 2002).
There are two factors which contribute to the development of either an elaborated or restricted code within a system. They are: the nature of the socializing agencies (family, peer group, school, work) present in a system as well as the values within the system. When the socializing agencies are well defined and structured you find a restricted code. Conversely, where the agencies are malleable, an elaborated code is found. In a society which values individuality you find elaborated codes, and in a narrower society you find restricted codes (Littlejohn, 2002). According to Bernstein (1971), “The orientation towards these codes may be governed entirely by the form of the social relation, or more generally by the quality of the social structure” (p. 135).
Bernstein suggests a correlation between social class and the use of either elaborated or restricted code. He argues that in the working class you are likely to find the use of the restricted code, whereas in the middle class you find the use of both the restricted and elaborated codes. His research suggests that the working class individuals have access only to restricted codes, the ones they learned in the socialization process, where “both the values and role systems reinforce restricted codes” (Littlejohn, 2002 p. 179). However, the middle class, being more geographically, socially and culturally mobile has access to both the restricted codes and elaborated codes. (Atherton, 2002). The restricted code is less formal with shorter phrases interjected into the middle or end of a thought to confirm understanding. For example, “you know”, “you know what I mean”, “right?” and “don’t you think?” Elaborated codes have a longer, more complicated sentence structure that utilizes uncommon words and thoughts. In the elaborated code there is no padding or filler, only complete, well laid out thoughts that require no previous knowledge on the part of the listener, i.e., necessary details will be provided. According to Bernstein (1971), a working class person communicates in restricted code as a result of the conditions in which they were raised and the socialization process. The same is true for the middle class person with the exception that they were exposed to the elaborated code as well. Both groups use restricted code at some point, for as Atherton (2002) points out, “Everyone uses restricted code communication some of the time. It would be a very peculiar and cold family which did not have its own language.”
[The correlation between societal class and language codes shown herein explains for the poor performance in language based subjects by the working class students mentioned earlier.]
Though Bernstein's sociolinguistic work on 'restricted code' and 'elaborated code' is widely known it represents only his very earliest work. This early work was the subject of considerable misunderstanding and controversy. Bernstein emphasised that 'code’ was not dialect and that code theory was neither a bourgeois alibi for middle-class speech nor a denigrating deficit account of working-class language.
Code theory in sociology of education
Bernstein's 'code theory' in the sociology of education has undergone considerable development since the early 1970s and now enjoys a growing influence in both education and linguistics, especially among systemic functional linguistics. Maton & Muller (2007) describe how Bernstein argued that different positions within society, understood in terms of their degree of specialization, have different language use patterns that influence the ability of these groups to succeed in schools. These social positions create, as he later put it, ‘different modalities of communication differentially valued by the school, and differentially effective in it, because of the school’s values, modes of practice and relations with its different communities’ (1996: 91). The notion was codified first in terms of "classification" and "framing", where classification conceptualises relations of power that regulate relations between contexts or categories, and framing conceptualises relations of control within these contexts or categories (1975). These concepts have been widely used to analyze educational contexts and practices and their relations to the dispositions (or coding orientation) brought to education by different social groups.These concepts raised the question of how different forms of educational knowledge are constructed. Bernstein pointed to the pedagogic device as the cause (see Maton & Muller 2007). This forms the basis of his account of:
- the ordered regulation and distribution of a society’s worthwhile knowledge store (ordered by a set of distributive rules);
- its transformation into a pedagogic discourse, a form amenable to pedagogic transmission (ordered by a specifiable set of recontextualising rules); and
- the further transformation of this pedagogic discourse into a set of criterial standards to be attained (ordered by a specifiable set of evaluative rules).
In Bernstein’s conceptualisation each of these rules is associated with a specific field of activity:
- a field of production where ‘new’ knowledge is constructed and positioned;
- a field of recontextualisation where discourses from the field of production are selected, appropriated and repositioned to become ‘educational’ knowledge; and
- a field of reproduction where pedagogic practice takes place.
Together these three rules and their associated fields constitute an ‘arena’ of conflict and struggle created by the pedagogic device in which social groups attempt to dominate how educational knowledge is constructed:
Groups attempt to appropriate the device to impose their rule by the construction of particular code modalities. Thus the device or apparatus becomes the focus of challenge, resistance and conflict
(Bernstein 1996: 193).
As Moore & Maton (2001) describe, having analysed the nature of educational knowledge, and then how knowledge is selected from fields of knowledge production and then rearranged and recontextualised to become educational knowledge, the next question is: what characterises the nature of these fields of knowledge production? Bernstein conceptualises these in terms of 'knowledge structures'. Bernstein defines a "hierarchical knowledge structure" as ‘a coherent, explicit and systematically principled structure, hierarchically organised’ which ‘attempts to create very general propositions and theories, which integrate knowledge at lower levels, and in this way shows underlying uniformities across an expanding range of apparently different phenomena’ (1999: 161, 162), such as physics. A "horizontal knowledge structure" is defined as ‘a series of specialised languages with specialised modes of interrogation and criteria for the construction and circulation of texts’ (1999: 162), such as each of the disciplines of the humanities and social sciences.
Bernstein's code theory has formed the basis for a growing range of studies into knowledge in multiple fields, both inside and outside education and across knowledge production, teaching, and learning (see, for example, Christie & Martin eds 2007; Maton 2000). Work building on his ideas has come to be known as 'social realism' (see Maton & Moore eds 2011) in contrast to 'social constructivism'.
Works
- Theoretical Studies Towards A Sociology Of Language (1971)
- Applied Studies Towards A Sociology Of Language (1973)
- Selection And Control (1974) with Walter Landis
- Towards A Theory Of Educational Transmissions (1975)
- The Structuring Of Pedagogic Discourse (1990)
- Social Class, Language And Communication with Dorothy Henderson
- Pedagogy, Symbolic Control and Identity (1996 / 2000 second edition)
Primary sources
- The personal papers of Basil Bernstein are held in Archives of the Institute of EducationInstitute of EducationThe Institute of Education is a public research university located in London, United Kingdom specialised in postgraduate study and research in the field of education and a constituent college of the federal University of London. It is the largest education research body in the United Kingdom, with...
, University of London http://www.ioe.ac.uk/services/599.html.