Ecological modernization
Encyclopedia
Ecological modernization is an optimistic
Optimism
The Oxford English Dictionary defines optimism as having "hopefulness and confidence about the future or successful outcome of something; a tendency to take a favourable or hopeful view." The word is originally derived from the Latin optimum, meaning "best." Being optimistic, in the typical sense...

 school of thought in the social sciences that argues that the economy
Economy
An economy consists of the economic system of a country or other area; the labor, capital and land resources; and the manufacturing, trade, distribution, and consumption of goods and services of that area...

 benefits from moves towards environmentalism
Environmentalism
Environmentalism is a broad philosophy, ideology and social movement regarding concerns for environmental conservation and improvement of the health of the environment, particularly as the measure for this health seeks to incorporate the concerns of non-human elements...

. It has gained increasing attention among scholars and policymakers in the last several decades in Europe, North America, Japan, and elsewhere (Spaargaren, Mol and Buttel, 2000; Mol, Sonnenfeld and Spaargaren 2009; Redclift and Woodgate, 2005, 1997; Dickens, 2004). It is an analytical approach as well as a policy strategy and environmental
Environmentalism
Environmentalism is a broad philosophy, ideology and social movement regarding concerns for environmental conservation and improvement of the health of the environment, particularly as the measure for this health seeks to incorporate the concerns of non-human elements...

 discourse
Discourse
Discourse generally refers to "written or spoken communication". The following are three more specific definitions:...

 (Hajer, 1995).

Origins and key elements

Ecological modernization emerged in the early 1980s within a group of scholars at Free University and the Social Science Research Centre in Berlin, among them Joseph Huber
Joseph Huber
Joseph Huber is the chair of economic and environmental sociology at Martin Luther University of Halle-Wittenberg.He has written influential papers on monetary policy, for instance "Seigniorage Reform and Plain Money"...

, Martin Jänicke and Udo E. Simonis. Various authors pursued similar ideas at the time, e.g. Arthur H. Rosenfeld, Amory Lovins
Amory Lovins
Amory Bloch Lovins is an American environmental scientist and writer, Chairman and Chief Scientist of the Rocky Mountain Institute. He has worked in the field of energy policy and related areas for four decades...

, Donald Huisingh, René Kemp, or Ernst Ulrich von Weizsäcker
Ernst Ulrich von Weizsäcker
Ernst Ulrich von Weizsäcker is a German scientist and politician.He is son of the physicist Carl Friedrich von Weizsäcker and nephew of the former German President Richard von Weizsäcker....

. Further substantial contributions were made by Arthur P.J. Mol, Gert Spaargaren and David A Sonnenfeld
David A Sonnenfeld
David A. Sonnenfeld is Professor and Chair, Department of Environmental Studies, at State University of New York College of Environmental Science and Forestry department. He is co-editor of Ecological Modernisation Around the World: Perspectives and Critical Debates...

 (Mol and Sonnenfeld, 2000; Mol, 2001).

One basic assumption of ecological modernization relates to environmental readaptation of economic growth and industrial development. On the basis of enlightened self-interest, economy and ecology can favourably be combined: Environmental productivity
Productivity
Productivity is a measure of the efficiency of production. Productivity is a ratio of what is produced to what is required to produce it. Usually this ratio is in the form of an average, expressing the total output divided by the total input...

, i.e. productive use of natural resources and environmental media (air, water, soil, ecosystems), can be a source of future growth and development in the same way as labour productivity and capital productivity. This includes increases in energy and resource efficiency as well as product and process innovations such as environmental management and sustainable supply chain management
Supply chain management
Supply chain management is the management of a network of interconnected businesses involved in the ultimate provision of product and service packages required by end customers...

, clean technologies
Clean technology
Clean technology includes recycling, renewable energy , information technology, green transportation, electric motors, green chemistry, lighting, Greywater, and many other appliances that are now more energy efficient. It is a means to create electricity and fuels, with a smaller environmental...

, benign substitution of hazardous substances, and product design for environment. Radical innovations in these fields not only can reduce quantities of resource turnover and emissions, but also change the quality or structure of the industrial metabolism
Industrial metabolism
Industrial metabolism was first proposed by Robert Ayres as "the whole integrated collection of physical processes that convert raw materials and energy, plus labour, into finished products and wastes..." The goal is to study the flow of materials through society in order to better understand the...

. In the co-evolution of humans and nature, and in order to upgrade the environment’s carrying capacity
Carrying capacity
The carrying capacity of a biological species in an environment is the maximum population size of the species that the environment can sustain indefinitely, given the food, habitat, water and other necessities available in the environment...

, ecological modernization gives humans an active role to play, which may entail conflicts with nature conservation.

There are different understandings of the scope of ecological modernization - whether it is just about techno-industrial progress and related aspects of polity and economy, and to what extent it also includes cultural aspects (ecological modernization of mind, value orientiations, attitudes, behaviour and lifestyles). Similarly, there is some pluralism as to whether ecological modernization would need to rely mainly on government, or markets and entrepreneurship, or civil society, or some sort of multi-level governance
Multi-level governance
Multi-level governance is a public administration theory that originated from studies on European integration. The authors Liesbet Hooghe and Gary Marks were the first to develop the concept of multi-level governance in the early 1990s. Their theory resulted from the study of the new structures...

 combining the three. Some scholars explicitly refer to general modernization theory
Modernization theory
Modernization theory is a theory used to explain the process of modernization within societies. The theory looks at the internal factors of a country while assuming that, with assistance, "traditional" countries can be brought to development in the same manner more developed countries have...

 as well as non-Marxist world-system theory, others don’t.

Ultimately, however, there is a common understanding that ecological modernization will have to result in innovative structural change. So research is now still more focused on environmental innovations, or eco-innovations, and the interplay of various societal factors (scientific, economic, institutional, legal, political, cultural) which foster or hamper such innovations (Klemmer et al., 1999; Huber, 2004; Weber and Hemmelskamp, 2005; Olsthoorn and Wieczorek, 2006).

Ecological modernization shares a number of features with neighbouring, overlapping approaches. Among the most important are
  • the concept of sustainable development
    Sustainable development
    Sustainable development is a pattern of resource use, that aims to meet human needs while preserving the environment so that these needs can be met not only in the present, but also for generations to come...

  • the approach of industrial metabolism
    Industrial metabolism
    Industrial metabolism was first proposed by Robert Ayres as "the whole integrated collection of physical processes that convert raw materials and energy, plus labour, into finished products and wastes..." The goal is to study the flow of materials through society in order to better understand the...

     (Ayres/Simonis, 1994)
  • the concept of industrial ecology
    Industrial ecology
    Industrial Ecology is the study of material and energy flows through industrial systems. The global industrial economy can be modeled as a network of industrial processes that extract resources from the Earth and transform those resources into commodities which can be bought and sold to meet the...

     (Socolow, 1994).

Additional elements

A special topic of ecological modernization research during recent years was sustainable household, i.e. environment-oriented reshaping of lifestyles, consumption patterns, and demand-pull control of supply chains (Vergragt, 2000; OECD 2002).
Some scholars of ecological modernization share an interest in industrial symbiosis
Industrial symbiosis
Industrial symbiosis can be defined as sharing of services, utility, and by-product resources among diverse industrial actors in order to add value, reduce costs and improve the environment. Industrial symbiosis is a subset of industrial ecology, with a particular focus on material and energy...

, i.e. inter-site recycling that helps to reduce the consumption of resources via increasing efficiency (i.e. pollution prevention, waste reduction), typically by taking externalities from one economic production process and using them as raw material inputs for another (Christoff, 1996).
Ecological modernization also relies on product life-cycle assessment and the analysis of materials and energy flows. In this context, ecological modernization promotes 'cradle to cradle' manufacturing (Braungart
Michael Braungart
Michael Braungart is a German chemist who advocates that humans can reduce our negative environmental impact by redesigning industrial production processes...

/McDonough
William McDonough
William Andrews McDonough is an American architect, founding principal of , co-founder of with German chemist Michael Braungart as well as co-author of also with Braungart...

 2002), contrasted against the usual 'cradle to grave' forms of manufacturing - where waste is not re-integrated back into the production process.
Another special interest in the ecological modernization literature has been the role of social movement
Social movement
Social movements are a type of group action. They are large informal groupings of individuals or organizations focused on specific political or social issues, in other words, on carrying out, resisting or undoing a social change....

s and the emergence of civil society as a key agent of change (Fisher and Freudenburg, 2001).

As a strategy of change, some forms of ecological modernization may be favored by business
Business
A business is an organization engaged in the trade of goods, services, or both to consumers. Businesses are predominant in capitalist economies, where most of them are privately owned and administered to earn profit to increase the wealth of their owners. Businesses may also be not-for-profit...

 interests because they seemingly meet the triple bottom line of economics, society and environment that is held underpin sustainability, yet do not challenge free market
Free market
A free market is a competitive market where prices are determined by supply and demand. However, the term is also commonly used for markets in which economic intervention and regulation by the state is limited to tax collection, and enforcement of private ownership and contracts...

 principles. This contrasts with many environmental movement
Environmental movement
The environmental movement, a term that includes the conservation and green politics, is a diverse scientific, social, and political movement for addressing environmental issues....

 perspectives, which regard free trade
Free trade
Under a free trade policy, prices emerge from supply and demand, and are the sole determinant of resource allocation. 'Free' trade differs from other forms of trade policy where the allocation of goods and services among trading countries are determined by price strategies that may differ from...

 and its notion of business self-regulation as part of the problem, or even origin of environmental degradation. Under ecological modernization, the state
State (polity)
A state is an organized political community, living under a government. States may be sovereign and may enjoy a monopoly on the legal initiation of force and are not dependent on, or subject to any other power or state. Many states are federated states which participate in a federal union...

 is seen in a variety of roles and capacities: as the enabler for market
Market
A market is one of many varieties of systems, institutions, procedures, social relations and infrastructures whereby parties engage in exchange. While parties may exchange goods and services by barter, most markets rely on sellers offering their goods or services in exchange for money from buyers...

s that help produce the technological advances via competition; as the regulatory (see regulation
Regulation
Regulation is administrative legislation that constitutes or constrains rights and allocates responsibilities. It can be distinguished from primary legislation on the one hand and judge-made law on the other...

) medium through which corporation
Corporation
A corporation is created under the laws of a state as a separate legal entity that has privileges and liabilities that are distinct from those of its members. There are many different forms of corporations, most of which are used to conduct business. Early corporations were established by charter...

s are forced to 'take back' their various wastes and re-integrate them in some manner into the production of new goods and services (e.g. the way that car
Automobile
An automobile, autocar, motor car or car is a wheeled motor vehicle used for transporting passengers, which also carries its own engine or motor...

 corporations in Germany are required to accept back cars they manufactured once those vehicles have reached the end of their product lifespan); and in some cases as an institution that is incapable of addressing critical local, national, and global environmental problems. In the latter case, ecological modernization shares with Ulrich Beck
Ulrich Beck
Ulrich Beck is a German sociologist who holds a professorship at Munich University and at the London School of Economics.-Life:...

 (1999, 37-40) and others notions of the necessity of emergence of new forms of environmental governance
Environmental governance
Environmental governance is a concept in political ecology or environmental policy related to defining the elements needed to achieve sustainability. All human activities -- political, social and economic — should be understood and managed as subsets of the environment and ecosystems...

, sometimes referred to as subpolitics or political modernization, where the environmental movement
Environmental movement
The environmental movement, a term that includes the conservation and green politics, is a diverse scientific, social, and political movement for addressing environmental issues....

, community groups, businesses, and other stakeholders increasingly take on direct and leadership roles in stimulating environmental transformation. Political modernization of this sort requires certain supporting norms and institutions such as a free, independent, or at least critical press, basic human rights
Human rights
Human rights are "commonly understood as inalienable fundamental rights to which a person is inherently entitled simply because she or he is a human being." Human rights are thus conceived as universal and egalitarian . These rights may exist as natural rights or as legal rights, in both national...

 of expression, organization, and assembly, etc. New media
New media
New media is a broad term in media studies that emerged in the latter part of the 20th century. For example, new media holds out a possibility of on-demand access to content any time, anywhere, on any digital device, as well as interactive user feedback, creative participation and community...

 such as the Internet
Internet
The Internet is a global system of interconnected computer networks that use the standard Internet protocol suite to serve billions of users worldwide...

 greatly facilitate this.

Criticisms

Critics argue that ecological modernization will fail to protect the environment
Environment (biophysical)
The biophysical environment is the combined modeling of the physical environment and the biological life forms within the environment, and includes all variables, parameters as well as conditions and modes inside the Earth's biosphere. The biophysical environment can be divided into two categories:...

 and does nothing to alter the impulses within the capitalist economic mode of production (see capitalism
Capitalism
Capitalism is an economic system that became dominant in the Western world following the demise of feudalism. There is no consensus on the precise definition nor on how the term should be used as a historical category...

) that inevitably lead to environmental degradation (Foster, 2002). As such, it is just a form of 'green-washing'. Critics question whether technological
Technology
Technology is the making, usage, and knowledge of tools, machines, techniques, crafts, systems or methods of organization in order to solve a problem or perform a specific function. It can also refer to the collection of such tools, machinery, and procedures. The word technology comes ;...

 advances alone can achieve resource conservation and better environmental protection
Environmental protection
Environmental protection is a practice of protecting the environment, on individual, organizational or governmental level, for the benefit of the natural environment and humans. Due to the pressures of population and our technology the biophysical environment is being degraded, sometimes permanently...

, particularly if left to business self-regulation
Self-regulatory organization
A self-regulatory organization is an organization that exercises some degree of regulatory authority over an industry or profession. The regulatory authority could be applied in addition to some form of government regulation, or it could fill the vacuum of an absence of government oversight and...

 practices (York and Rosa, 2003). For instance, many technological improvements are currently feasible but not widely utilized. The most environmentally friendly
Environmentally friendly
Environmentally friendly are terms used to refer to goods and services, laws, guidelines and policies claimed to inflict minimal or no harm on the environment....

 product or manufacturing process (which is often also the most economically efficient) is not always the one automatically chosen by self-regulating corporations (e.g. hydrogen
Hydrogen
Hydrogen is the chemical element with atomic number 1. It is represented by the symbol H. With an average atomic weight of , hydrogen is the lightest and most abundant chemical element, constituting roughly 75% of the Universe's chemical elemental mass. Stars in the main sequence are mainly...

 or biofuel
Biofuel
Biofuel is a type of fuel whose energy is derived from biological carbon fixation. Biofuels include fuels derived from biomass conversion, as well as solid biomass, liquid fuels and various biogases...

 vs. peak oil
Peak oil
Peak oil is the point in time when the maximum rate of global petroleum extraction is reached, after which the rate of production enters terminal decline. This concept is based on the observed production rates of individual oil wells, projected reserves and the combined production rate of a field...

). In addition, some critics have argued that ecological modernization does not redress gross injustices that are produced within the capitalist system, such as environmental racism
Environmental racism
Environmental racism is a sociological term referring to policies and regulations that disproportionately burden minority communities with negative environmental impacts....

 - where people of color and low income earners bear a disproportionate burden of environmental harm such as pollution, and lack access to environmental benefits such as parks, and social justice
Social justice
Social justice generally refers to the idea of creating a society or institution that is based on the principles of equality and solidarity, that understands and values human rights, and that recognizes the dignity of every human being. The term and modern concept of "social justice" was coined by...

 issues such as eliminating unemployment
Unemployment
Unemployment , as defined by the International Labour Organization, occurs when people are without jobs and they have actively sought work within the past four weeks...

 (Bullard, 1993; Gleeson and Low, 1999; Harvey, 1996) - environmental racism
Environmental racism
Environmental racism is a sociological term referring to policies and regulations that disproportionately burden minority communities with negative environmental impacts....

 is also referred to as issues of the asymmetric distribution of environmental resources and services (Everett & Neu, 2000). Moreover, the theory seems to have limited global efficacy, applying primarily to its countries of origin - Germany
Germany
Germany , officially the Federal Republic of Germany , is a federal parliamentary republic in Europe. The country consists of 16 states while the capital and largest city is Berlin. Germany covers an area of 357,021 km2 and has a largely temperate seasonal climate...

 and the Netherlands
Netherlands
The Netherlands is a constituent country of the Kingdom of the Netherlands, located mainly in North-West Europe and with several islands in the Caribbean. Mainland Netherlands borders the North Sea to the north and west, Belgium to the south, and Germany to the east, and shares maritime borders...

, and having little to say about the developing world (Fisher and Freudenburg, 2001). Perhaps the harshest criticism though, is that ecological modernization is predicated upon the notion of 'sustainable growth', and in reality this is not possible because growth entails the consumption of natural and human capital at great costs to ecosystem
Ecosystem
An ecosystem is a biological environment consisting of all the organisms living in a particular area, as well as all the nonliving , physical components of the environment with which the organisms interact, such as air, soil, water and sunlight....

s and societies.

Ecological modernization, its effectiveness and applicability, strengths and limitations, remains a dynamic and contentious area of environmental social science research and policy discourse in the early 21st century.

See also

  • Eco-efficiency
    Eco-efficiency
    The term eco-efficiency was coined by the World Business Council for Sustainable Development in its 1992 publication "Changing Course". It is based on the concept of creating more goods and services while using fewer resources and creating less waste and pollution.The 1992 Earth Summit endorsed...

  • Eco-innovation
    Eco-innovation
    Eco-innovation is a term used to describe products and processes that contribute to sustainable development. Eco-innovation is the commercial application of knowledge to elicit direct or indirect ecological improvements....

  • Ecological design
    Ecological design
    Ecological design was defined by Sim Van der Ryn and Stuart Cowan as "any form of design that minimizes environmentally destructive impacts by integrating itself with living processes." Ecological design is an integrative, ecologically responsible design discipline...

  • Environmental governance
    Environmental governance
    Environmental governance is a concept in political ecology or environmental policy related to defining the elements needed to achieve sustainability. All human activities -- political, social and economic — should be understood and managed as subsets of the environment and ecosystems...

  • Environmental policy
    Environmental policy
    Environmental policy is any [course of] action deliberately taken [or not taken] to manage human activities with a view to prevent, reduce, or mitigate harmful effects on nature and natural resources, and ensuring that man-made changes to the environment do not have harmful effects on...

  • Environmental politics
    Environmental politics
    Environmental politics is an academic field of study focused on three core components:The study of political theories and ideas related to the environment.The examination of the political parties and environmental social movements....

  • Environmental sociology
    Environmental sociology
    Environmental sociology is typically defined as the sociological study of societal-environmental interactions, although this definition immediately presents the perhaps insolvable problem of separating human cultures from the rest of the environment...

  • Industrial ecology
    Industrial ecology
    Industrial Ecology is the study of material and energy flows through industrial systems. The global industrial economy can be modeled as a network of industrial processes that extract resources from the Earth and transform those resources into commodities which can be bought and sold to meet the...

  • Reflexive modernization
    Reflexive modernization
    The concept of reflexive modernization was launched by a joint effort of three of the leading European sociologists - Anthony Giddens, Ulrich Beck and Scott Lash...

  • Restoration ecology
    Restoration ecology
    -Definition:Restoration ecology is the scientific study and practice of renewing and restoring degraded, damaged, or destroyed ecosystems and habitats in the environment by active human intervention and action, within a short time frame...

  • Sustainable development
    Sustainable development
    Sustainable development is a pattern of resource use, that aims to meet human needs while preserving the environment so that these needs can be met not only in the present, but also for generations to come...

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