Identity negotiation
Encyclopedia
Identity negotiation refers to the processes through which people reach agreements regarding “who is who” in their relationships. Once these agreements are reached, people are expected to remain faithful to the identities
Identity (social science)
Identity is a term used to describe a person's conception and expression of their individuality or group affiliations . The term is used more specifically in psychology and sociology, and is given a great deal of attention in social psychology...

 they have agreed to assume. The process of identity negotiation thus establishes what people can expect of one another. Identity negotiation thus provides the interpersonal “glue” that holds relationships together.

The idea that identities are negotiated originated in the sociological
Sociology
Sociology is the study of society. It is a social science—a term with which it is sometimes synonymous—which uses various methods of empirical investigation and critical analysis to develop a body of knowledge about human social activity...

 literature during the middle of the 20th century. A leading figure in this movement was Goffman
Erving Goffman
Erving Goffman was a Canadian-born sociologist and writer.The 73rd president of American Sociological Association, Goffman's greatest contribution to social theory is his study of symbolic interaction in the form of dramaturgical perspective that began with his 1959 book The Presentation of Self...

 (1959, 1961), who asserted that the first order of business in social interaction is establishing a “working consensus” or agreement regarding the roles each person will assume in the interaction. Weinstein and Deutschberger (1964), and later McCall and Simmons (1966), built on this work by elaborating the interpersonal processes that unfold after interaction partners reach an initial working consensus. Within psychology, these ideas were elaborated by Secord and Backman (1965) and Schlenker (1985). The actual phrase “identity negotiation” was introduced by Swann
William Swann
William B. Swann is a professor of social and personality psychology at the University of Texas at Austin. He is primarily known for his work on identity, self and self-esteem, but has also done research on relationships, social cognition, group processes, accuracy in person perception and...

 (1987), who emphasized the tension between two competing processes in social interaction, behavioral confirmation and self-verification. Behavioral confirmation occurs when one person (the “perceiver”) encourages another person (the “target”) to behave in ways that confirm the expectancies of the perceiver (e.g., Rosenthal & Jacobson, 1968; Snyder & Klein, 2005; Snyder, Tanke, & Berscheid
Ellen S. Berscheid
Ellen S. Berscheid is an American social psychologist. She is Regents Professor at University of Minnesota, where she received her PhD in 1965. Berscheid specializes in the research of interpersonal relationships...

, 1977). Self-verification occurs when the “target” persuades the “perceiver” to behave in a manner that verifies the target’s firmly held self-views or identities (Swann, 1983; 1996).

Psychological view of identity negotiation

When the expectancies of perceivers clash with the self-views
Self-concept
Self-concept is a multi-dimensional construct that refers to an individual's perception of "self" in relation to any number of characteristics, such as academics , gender roles and sexuality, racial identity, and many others. Each of these characteristics is a research domain Self-concept (also...

 of targets, a “battle of wills” may occur (Swann & Ely, 1984). Such “battles” can range from short-lived, mild disagreements that are quickly and easily solved to highly pitched confrontations that are combative and contentious. On such occasions, the identity negotiation process represents the means through which these conflicting tendencies are reconciled.

More often than not, the identity negotiation process seems to favor self-verification, which means that people tend to develop expectancies that are congruent with the self-views of target persons (e.g., Major, Cozzarelli, Testa, & McFarlin, 1988); McNulty & Swann, 1994; Swann, Milton, & Polzer, 2000; Swann & Ely, 1984). Such congruence is personally adaptive for targets because it allows them to maintain stable identities and having stable identities is generally adaptive. That is, stable identities not only tell people how to behave, they also afford people with a sense of psychological coherence that reinforces their conviction that they know what to do and the consequences of doing it.

Groups also benefit when there is congruence among group members. When people maintain stable images of themselves, other members of the organization can count on them to “be” the same person day in and day out and the identity negotiation process can unfold automatically. This may free people to devote their conscious attention to the work at hand, which may explain why researchers have found that groups characterized by high levels of congruence perform better (Swann et al., 2000). Also, just as demographic diversity tends to undermine group performance when congruence is low, diversity improves performance when congruence is high (Polzer, Milton, & Swann, 2003; Swann, Polzer, Seyle, & Ko, 2004).

Some instances of incongruence in relationships are inevitable. Sudden or unanticipated changes of status or role of one person, or even the introduction of a novel person into a group, may produce discrepancies between people’s self-views and the expectancies of others. In work settings, promotions can foment expectancy violations (cf, Burgoon, 1978) if some members of the organization refuse to update their appraisals of the recently promoted person. When incongruence occurs, it will disturb the normal flow of social interaction. Instead of going about their routine tasks, interaction partners will be compelled to shift their conscious attention to the task of accommodating the identity change that is the source of the disruption. Frequent or difficult-to-resolve disruptions could be damaging to the quality of social interactions and ultimately interfere with relationship quality, satisfaction and productivity.

Identity Negotiation according to Dr. Stella Ting-Toomey

Stella Ting-Toomey applied the concept of Identity Negotiation on the field of intercultural communication
Intercultural communication
Intercultural communication is a form of global communication. It is used to describe the wide range of communication problems that naturally appear within an organization made up of individuals from different religious, social, ethnic, and educational backgrounds. Intercultural communication is...

. Based on her cross-cultural-face-negotiation-theory, Ting-Toomey argued that identity negotiation is the precondition for successful intercultural communication.

Ting-Toomey argues that the effective identity negotiation process depends on various aspects which influence each other and therefore determine the degree to which an individual is able to manage intercultural communication. In her theory Ting-Toomey states that every human being has so called “multiple self identity images” like for instance cultural, social or personal identity images which exert influence both on peoples` communicative motivation and the sense of identity coherence which is also resultant from a low or rather high personal self-esteem. Beside the motivation to communicate and a person’s identity coherence, cognitive, affective as well as behavioural resourcefulness additionally affect the negotiation process: How mindful is a person? To what extent are people able to manage reactive emotions or the self-esteem? According to Ting Toomey all those aspects have impact on the process of identity negotiation. Moreover this process does not only involve interactive identity confirmation but also coordination a well as interactive identity attunment, which can be seen as essential precondition for successful intercultural communication.

Ting-Toomey emphasized that “the effective identity negotiation process between two interactants in a novel communication episode” is an important basis for intercultural communication competence. Therefore, Ting-Toomey postulates eight assumptions:
  • Everyone has multiple images concerning a sense of self;
  • Cultural variability influences the sense of self;
  • Self-identification involves security and vulnerability;
  • Identity boundary regulation motivates behavior;
  • Identity boundary regulation involves a tension between inclusion and differentiation;
  • Individuals try to balance self, other, and group memberships;
  • Managing the inclusion-differentiation dialectic influences the coherent sense of self and;
  • A coherent sense of self influences individual’s communication resourcefulness (i.e., “the knowledge and ability to apply cognitive, affective, and behavioral resources appropriately, effectively, and creatively in diverse interaction situations”.


Ting-Toomey included 20 propositions in the identity negotiation theory:
  • The more secure individuals’ self-identifications are, the more they are open to interacting with members of other cultures. (P1)
  • The more vulnerable individuals feel, the more anxiety they experience in these interactions. (P2)
  • Individuals’ vulnerability is affected by their needs for security. (P3)
  • The more individuals need inclusion, the more they value ingroup and relational boundaries. (P4)
  • The more individuals need differentiation, the more distance they place between the self and others. (P5)
  • Individuals’ resourcefulness in negotiating identities is affected by effectively managing the security-vulnerability (P6)
  • and inclusion-differentiation dialectics. (P7)
  • The more secure individuals`self-identifications, the greater their identity coherence (P8) and global self-esteem. (P9)
  • The greater individuals’ self-esteem (P10) and the greater their membership collective esteem (P11), the more resourceful they are when interacting with strangers.
  • Individuals's motivation to communicate with strangers influences the degree to which they seek out communication resources (P12)
  • The greater individuals`cognitive (P13), affective (P14), and behavioural resourcefulness (P15), the more effective they are in identity negotioation.
  • The more diverse individuals` communication resources are, the more effective they are in interactive identity confirmation (P16), coordination (P17), and attunement (P18).
  • Finally, the more diverse individuals` communication resources, the more flexible they are in “co-creating interactive goals”(P19) and “in developing mutual identity meanings and comprehensibility”(P20) (Ting Toomey, 1993, p. 110)

See also

  • Face Negotiation Theory
    Face negotiation theory
    Face Negotiation Theory is a theory first postulated by Stella Ting-Toomey in 1985 to explain how different cultures manage conflict and communicate....


  • Erving Goffman
    Erving Goffman
    Erving Goffman was a Canadian-born sociologist and writer.The 73rd president of American Sociological Association, Goffman's greatest contribution to social theory is his study of symbolic interaction in the form of dramaturgical perspective that began with his 1959 book The Presentation of Self...


  • Symbolic interactionism
    Symbolic interactionism
    Symbolic Interaction, also known as interactionism, is a sociological theory that places emphasis on micro-scale social interaction to provide subjective meaning in human behavior, the social process and pragmatism.-History:...


  • William Swann
    William Swann
    William B. Swann is a professor of social and personality psychology at the University of Texas at Austin. He is primarily known for his work on identity, self and self-esteem, but has also done research on relationships, social cognition, group processes, accuracy in person perception and...


  • Self-verification theory
    Self-verification theory
    Self-verification is a social psychological theory that asserts people want to be known and understood by others according to their firmly held beliefs and feelings about themselves, that is self-views...

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