Peter Kellogg
Encyclopedia
Peter R. Kellogg is an American
businessman and philanthropist with a net worth estimated by Forbes at around $2.6 billion.
specialist firm Spear, Leeds & Kellogg; he joined his father's firm in 1967 after working at Dominick & Dominick
. His fortune is primarily from his successful leadership of Spear, Leeds & Kellogg in the 1980s through to its sale in 2000 to Goldman Sachs for a reported $6.5 billion.http://www.forbes.com/lists/2008/54/400list08_Peter-Kellogg_DRSR.html Attended Babson College, however later dropped out.
The NASD subsequently announced on August 6, 2004 that an NASD panel convened to hear the case dismissed this complaint against Kellogg. The public notice stated that panel “found that there was no evidence that Kellogg carried out the four transactions at issue with the intention to defraud, manipulate or deceive.....that Kellogg conducted the transactions for legitimate business and tax purposes.” http://www.nasd.com/PressRoom/NewsReleases/2004NewsReleases/NASDW_010889
United States
The United States of America is a federal constitutional republic comprising fifty states and a federal district...
businessman and philanthropist with a net worth estimated by Forbes at around $2.6 billion.
Personal
Peter attended Berkshire School in Sheffield, MA. He is the son of James Crane Kellogg, Jr. of Wall StreetWall Street
Wall Street refers to the financial district of New York City, named after and centered on the eight-block-long street running from Broadway to South Street on the East River in Lower Manhattan. Over time, the term has become a metonym for the financial markets of the United States as a whole, or...
specialist firm Spear, Leeds & Kellogg; he joined his father's firm in 1967 after working at Dominick & Dominick
Dominick & Dominick LLC
Dominick & Dominick LLC , formerly Dominick & Dominick Inc., is one of the oldest, privately held investment firms in the United States. It was one of the original members of the New York Stock Exchange, with an original founder serving as a president. The firm was the syndicate head for General...
. His fortune is primarily from his successful leadership of Spear, Leeds & Kellogg in the 1980s through to its sale in 2000 to Goldman Sachs for a reported $6.5 billion.http://www.forbes.com/lists/2008/54/400list08_Peter-Kellogg_DRSR.html Attended Babson College, however later dropped out.
NYSE
The NASD had publicly announced on November 3, 2003 that it “filed a disciplinary action against Peter Kellogg alleging that he directed fraudulent wash trades and matched trades between four accounts he controlled”. Wash sales are trades of securities without a real change in ownership of the securities traded. Matched orders are orders to buy or sell securities that are entered with knowledge that a matching order on the opposite side has been or will be entered [NASD http://www.nasd.com/PressRoom/NewsReleases/2003NewsReleases/NASDW_002851]The NASD subsequently announced on August 6, 2004 that an NASD panel convened to hear the case dismissed this complaint against Kellogg. The public notice stated that panel “found that there was no evidence that Kellogg carried out the four transactions at issue with the intention to defraud, manipulate or deceive.....that Kellogg conducted the transactions for legitimate business and tax purposes.” http://www.nasd.com/PressRoom/NewsReleases/2004NewsReleases/NASDW_010889