Social control theory
Encyclopedia
In criminology
, Social Control Theory Travis Hirschi fits into the Positivist School
, Neo-Classical School
, and, later, Right Realism
. It proposes that exploiting the process of socialization
and social learning
builds self-control and reduces the inclination to indulge in behavior recognized as antisocial. It was derived from Functionalist theories of crime and Ivan Nye (1958) proposed that there are four types of control:
view of human nature as represented in Leviathan
, i.e. that all choices are constrained by implicit social contract
s, agreements and arrangements among people. Thus, morality
is created in the construction of social order, assigning costs and consequences to certain choices and defining some as evil, immoral and/or illegal.
Youth may be directly controlled through constraints imposed by parents, limiting the opportunity for delinquency, as well as through parental rewards and punishments. However, they may be constrained when free from direct control by their anticipation of parental disapproval (indirect control), or through the development of a conscience, an internal constraint on behavior. The focus on the family as a source of control was in marked contrast to the emphasis on economic circumstances as a source of criminogenic motivation at the time. Although he acknowledged motivational forces by stating that, "...some delinquent behavior results from a combination of positive learning and weak and ineffective social control" (1958: 4), he adopted a control-theory position when he proposed that, "..most delinquent behavior is the result of insufficient social control..."
This inner containment through self-images is developed within the family and is essentially formed by about the age of twelve. Outer containment was a reflection of strong social relationships with teachers and other sources of conventional socialization within the neighborhood. The basic proposition is there are "pushes" and "pulls" that will produce delinquent behavior unless they are counteracted by containment. The motivations to deviate as pushes are:
and the pulls are:
Later Matza (1964) developed his theory of "drift" which proposed that people used neutralization to drift in and out of conventional behaviour, taking a temporary break from moral restraints. Matza based his "drift" theory upon four observations which were:
Although Drift Theory has not been widely supported by empirical tests, it remains a key idea in criminology despite not answering why some conform and others don't.
Hirschi adopted Toby's concept of an investment in conventionality or "stake in conformity". He stressed the rationality in the decision whether to engage in crime and argued that a person was less likely to choose crime if they had strong social bonds.
. Any attempt to get an individual to do or refrain from doing something can be considered an attempt at control. To qualify as 'social' control, such attempts must involve three parties. One or more individuals intends to manipulate the behavior of another by or through a third party. Gibbs' third party can be an actual person or a reference to "society", "expectations" or "norms". For example, if one party attempts to influence another by threatening to refer the matter to a third party assumed to have authority, this is referential social control. If one party attempts to control another by punishing a third (e.g. general deterrence), it is a form of vicarious social control. The presence of the third party distinguishes social control from mere external behavioral control, simple interpersonal responses, or issuing orders for someone to do something. This definition clearly distinguishes social control from mere "reactions to deviance" and from deviant behavior itself.
Gibbs argues that "Homicide can be described either as control or as resulting from control failure" (1989: 35), and proposes that the homicide rate is a function not just of the sheer volume of disputes, but also of the frequency of recourse to a third party for peaceful dispute settlement (p37). When one person fails to control the actions of another through the third party, murder represents another violent attempt at direct control. People resort to self-help when forms of social control are unavailable or fail. Gibbs is critical of Hirschi's Social Control Theory because it merely assumes that social relationships, personal investments and beliefs that discourage delinquency are social controls (which is one reason why Hirschi's theory is often referred to as a Social Bond Theory).
. Davies (1994 and 2004) reports that, in the late-nineteenth century Britain, crime rates fell dramatically, as did drug and alcohol abuse, and illegitimacy became less common. All these indexes of deviance were fairly steady between World War I and 1955. After 1955 they all rose to create a U-curve of deviance, over the period from 1847 to 1997. He attributes the initial shift to adoption of a culture in which the assumptions of Protestant Christianity were taken for granted. Few people believed strongly, but everyone believed a little in a moral code of helping others that was rooted in all religions. The same social norms for the defense of the person and property that informed the law before 1955 remain the policy norms. That more people are uncontrollable and may offend against those norms in social interactions cannot be explained by simply counting how many people practice the golden rule
(see the general discussion in Braithwaite: 1989).
Criminology
Criminology is the scientific study of the nature, extent, causes, and control of criminal behavior in both the individual and in society...
, Social Control Theory Travis Hirschi fits into the Positivist School
Positivist school
In criminology, the Positivist School has attempted to find scientific objectivity for the measurement and quantification of criminal behavior. As the scientific method became the major paradigm in the search for all knowledge, the Classical School's social philosophy was replaced by the quest for...
, Neo-Classical School
Neo-classical school
In criminology, the Neo-Classical School continues the traditions of the Classical School within the framework of Right Realism. Hence, the utilitarianism of Jeremy Bentham and Cesare Beccaria remains a relevant social philosophy in policy term for using punishment as a deterrent through law...
, and, later, Right Realism
Right Realism
In criminology, Right Realism is the ideological polar opposite of Left Realism...
. It proposes that exploiting the process of socialization
Socialization
Socialization is a term used by sociologists, social psychologists, anthropologists, political scientists and educationalists to refer to the process of inheriting and disseminating norms, customs and ideologies...
and social learning
Social learning
Social learning may refer to:* Observational learning , learning that occurs as a function of observing, retaining and replicating behavior observed in ones environment or other people....
builds self-control and reduces the inclination to indulge in behavior recognized as antisocial. It was derived from Functionalist theories of crime and Ivan Nye (1958) proposed that there are four types of control:
- Direct: by which punishmentPunishmentPunishment is the authoritative imposition of something negative or unpleasant on a person or animal in response to behavior deemed wrong by an individual or group....
is threatened or applied for wrongful behavior, and compliance is rewarded by parentParentA parent is a caretaker of the offspring in their own species. In humans, a parent is of a child . Children can have one or more parents, but they must have two biological parents. Biological parents consist of the male who sired the child and the female who gave birth to the child...
s, familyFamilyIn human context, a family is a group of people affiliated by consanguinity, affinity, or co-residence. In most societies it is the principal institution for the socialization of children...
, and authorityAuthorityThe word Authority is derived mainly from the Latin word auctoritas, meaning invention, advice, opinion, influence, or command. In English, the word 'authority' can be used to mean power given by the state or by academic knowledge of an area .-Authority in Philosophy:In...
figures. - Internal: by which a youth refrains from delinquency through the conscience or superego.
- Indirect: by identification with those who influence behavior, say because his or her delinquent act might cause pain and disappointment to parents and others with whom he or she has close relationships.
- Control through needs satisfaction, i.e. if all an individual's needs are met, there is no point in criminal activity.
Discussion
Social Control Theory proposes that people's relationships, commitments, values, norms, and beliefs encourage them not to break the law. Thus, if moral codes are internalized and individuals are tied into, and have a stake in their wider community, they will voluntarily limit their propensity to commit deviant acts. The theory seeks to understand the ways in which it is possible to reduce the likelihood of criminality developing in individuals. It does not consider motivational issues, simply stating that human beings may choose to engage in a wide range of activities, unless the range is limited by the processes of socialization and social learning. This derives from a HobbesianThomas Hobbes
Thomas Hobbes of Malmesbury , in some older texts Thomas Hobbs of Malmsbury, was an English philosopher, best known today for his work on political philosophy...
view of human nature as represented in Leviathan
Leviathan (book)
Leviathan or The Matter, Forme and Power of a Common Wealth Ecclesiasticall and Civil — commonly called simply Leviathan — is a book written by Thomas Hobbes and published in 1651. Its name derives from the biblical Leviathan...
, i.e. that all choices are constrained by implicit social contract
Social contract
The social contract is an intellectual device intended to explain the appropriate relationship between individuals and their governments. Social contract arguments assert that individuals unite into political societies by a process of mutual consent, agreeing to abide by common rules and accept...
s, agreements and arrangements among people. Thus, morality
Morality
Morality is the differentiation among intentions, decisions, and actions between those that are good and bad . A moral code is a system of morality and a moral is any one practice or teaching within a moral code...
is created in the construction of social order, assigning costs and consequences to certain choices and defining some as evil, immoral and/or illegal.
Albert J. Reiss
The earliest form of the theory (or at least the earliest recorded) was proposed by Reiss (1951: 196) who defined delinquency as, "...behavior consequent to the failure of personal and social controls." Personal control was defined as, "...the ability of the individual to refrain from meeting needs in ways which conflict with the norms and rules of the community" while social control was, "...the ability of social groups or institutions to make norms or rules effective." Reiss' version did not specify the sources of such "abilities" nor the specific control mechanisms leading to conformity, but he did assert that the failure of primary groups such as the family to provide reinforcement for non-delinquent roles and values was crucial to the explanation of delinquency.Jackson Toby
Toby (1957), argued that "the uncommitted adolescent is a candidate for gang socialization." acknowledging "gang socialization" as part of the causal, motivational, dynamic leading to delinquency, but introduced the concept of "stakes in conformity" to explain "candidacy" for such learning experiences. He believed that all could be tempted into delinquency, but most refused because they considered that they had too much to lose. But the young who had few stakes or investments in conformity were more likely to be drawn into gang activity. The notion of "stakes in conformity" fits very well with concepts invoked in later versions of social control theory.F. Ivan Nye
Nye (1958) not only elaborated a social control theory of delinquency, but specified ways to "operationalize" (measure) control mechanisms and related them to self-reports of delinquent behavior. He formulated the theory having formally interviewed 780 young people in Washington State, but the sample was criticized because it contained no-one from an urban environment and those selected might be those more willing to describe their families unfavorably. Some were concerned that criminal activity was only mentioned in two of the questions so the extrapolations to crime in general were considered unsafe. Like Reiss, he focused on the family as a source of control. Moreover, Nye specified different types of control:- direct control = punishments and rewards
- indirect control = affectionate identification with non-criminals; and
- internal control = conscience or sense of guilt.
Youth may be directly controlled through constraints imposed by parents, limiting the opportunity for delinquency, as well as through parental rewards and punishments. However, they may be constrained when free from direct control by their anticipation of parental disapproval (indirect control), or through the development of a conscience, an internal constraint on behavior. The focus on the family as a source of control was in marked contrast to the emphasis on economic circumstances as a source of criminogenic motivation at the time. Although he acknowledged motivational forces by stating that, "...some delinquent behavior results from a combination of positive learning and weak and ineffective social control" (1958: 4), he adopted a control-theory position when he proposed that, "..most delinquent behavior is the result of insufficient social control..."
Walter Reckless
Reckless (1961) developed Containment Theory by focusing on a youth's self-conception or self-image of being a good person as an insulator against peer pressure to engage in delinquency.- inner containment = positive sense of self;
- outer containment = supervision and discipline.
This inner containment through self-images is developed within the family and is essentially formed by about the age of twelve. Outer containment was a reflection of strong social relationships with teachers and other sources of conventional socialization within the neighborhood. The basic proposition is there are "pushes" and "pulls" that will produce delinquent behavior unless they are counteracted by containment. The motivations to deviate as pushes are:
- discontent with living conditions and family conflicts;
- aggressiveness and hostility, perhaps due to biological factors; and
- frustration and boredom, say arising from membership of a minority group or through lack of opportunities to advance in school or find employment;
and the pulls are:
- delinquent peers, and
- delinquent subcultures.
David Matza
An analysis of 'neutralization' was developed by Sykes and Matza (1957) who believed that there was little difference between delinquents and non-delinquents, with delinquents engaging in non-delinquent behavior most of the time. They also asserted that most delinquents eventually opt out of the delinquent lifestyle as they grow older, suggesting that there is a basic code of morality in place but that the young are able to deviate by using techniques of neutralization, i.e. they can temporarily suspend the applicability of norms by developing attitudes "favorable to deviant behavior". The five common techniques were:- denial of responsibility (I couldn't help myself)
- denial of injury (nobody got hurt)
- denial of victim (they had it coming)
- condemnation of the condemners (what right do they have to criticize me?)
- appeal to higher loyalties (I did it for someone else).
Later Matza (1964) developed his theory of "drift" which proposed that people used neutralization to drift in and out of conventional behaviour, taking a temporary break from moral restraints. Matza based his "drift" theory upon four observations which were:
- Delinquents express guilt over their criminal acts
- Delinquents often respect law-abiding individuals
- A line is drawn between those they can victimize and those they can not
- Delinquents are not immune to the demands of conforming
Although Drift Theory has not been widely supported by empirical tests, it remains a key idea in criminology despite not answering why some conform and others don't.
Hirschi adopted Toby's concept of an investment in conventionality or "stake in conformity". He stressed the rationality in the decision whether to engage in crime and argued that a person was less likely to choose crime if they had strong social bonds.
The General Theory of Crime
Hirschi has since moved away from his bonding theory, and in co-operation with Gottfredson, developed a General Theory or "Self-Control Theory" in 1990. Akers (1991) argued that a major weakness of this new theory was that Gottfredson and Hirschi did not define self-control and the tendency toward criminal behavior separately. By not deliberately operationalized self-control traits and criminal behavior or criminal acts individually, it suggests that the concepts of low self-control and propensity for criminal behavior are the same. Hirschi and Gottfredson (1993) rebutted Akers argument by suggesting it was actually an indication of the consistency of General Theory. That is, the theory is internally consistent by conceptualizing crime and deriving from that a concept of the offender's traits. The research community remains divided on whether the General Theory is sustainable but there is emerging confirmation of some of its predictions (e.g. LaGrange & Silverman: 1999)Jack P. Gibbs
Gibbs (1989) has redefined social control and applied it to develop a control theory of homicideHomicide
Homicide refers to the act of a human killing another human. Murder, for example, is a type of homicide. It can also describe a person who has committed such an act, though this use is rare in modern English...
. Any attempt to get an individual to do or refrain from doing something can be considered an attempt at control. To qualify as 'social' control, such attempts must involve three parties. One or more individuals intends to manipulate the behavior of another by or through a third party. Gibbs' third party can be an actual person or a reference to "society", "expectations" or "norms". For example, if one party attempts to influence another by threatening to refer the matter to a third party assumed to have authority, this is referential social control. If one party attempts to control another by punishing a third (e.g. general deterrence), it is a form of vicarious social control. The presence of the third party distinguishes social control from mere external behavioral control, simple interpersonal responses, or issuing orders for someone to do something. This definition clearly distinguishes social control from mere "reactions to deviance" and from deviant behavior itself.
Gibbs argues that "Homicide can be described either as control or as resulting from control failure" (1989: 35), and proposes that the homicide rate is a function not just of the sheer volume of disputes, but also of the frequency of recourse to a third party for peaceful dispute settlement (p37). When one person fails to control the actions of another through the third party, murder represents another violent attempt at direct control. People resort to self-help when forms of social control are unavailable or fail. Gibbs is critical of Hirschi's Social Control Theory because it merely assumes that social relationships, personal investments and beliefs that discourage delinquency are social controls (which is one reason why Hirschi's theory is often referred to as a Social Bond Theory).
Critique
Much of the early research is based on self-reporting studies which can be problematic because there may be different motives for disclosing information and, in any event, questions may be interpreted differently. Nevertheless, many of the conclusions are intuitively convincing, e.g. that individuals will not engage in crime if they think that this will sacrifice the affection or respect of significant others, or cause them to lose employment or their autonomy if they face imprisonmentImprisonment
Imprisonment is a legal term.The book Termes de la Ley contains the following definition:This passage was approved by Atkin and Duke LJJ in Meering v Grahame White Aviation Co....
. Davies (1994 and 2004) reports that, in the late-nineteenth century Britain, crime rates fell dramatically, as did drug and alcohol abuse, and illegitimacy became less common. All these indexes of deviance were fairly steady between World War I and 1955. After 1955 they all rose to create a U-curve of deviance, over the period from 1847 to 1997. He attributes the initial shift to adoption of a culture in which the assumptions of Protestant Christianity were taken for granted. Few people believed strongly, but everyone believed a little in a moral code of helping others that was rooted in all religions. The same social norms for the defense of the person and property that informed the law before 1955 remain the policy norms. That more people are uncontrollable and may offend against those norms in social interactions cannot be explained by simply counting how many people practice the golden rule
Golden Rule
Golden Rule may refer to:*The Golden Rule in ethics, morality, history and religion, also known as the ethic of reciprocity*Golden Rule savings rate, in economics, the savings rate which maximizes consumption in the Solow growth model...
(see the general discussion in Braithwaite: 1989).