Baltic–Soviet relations
Encyclopedia
Relevant events began regarding the Baltic states and the Soviet Union when, following Bolshevist Russia
's conflict with the Baltic states—Lithuania
, Latvia
and Estonia
—several peace treaties were signed with Russia and its successor, the Soviet Union
. In the late 1920s and early 1930s, the Soviet Union and all three Baltic States further signed non-aggression treaties. The Soviet Union also confirmed that it would adhere to the Kellogg-Briand Pact
with regard to its neighbors, including Estonia and Latvia, and entered into a convention defining "aggression" that included all three Baltic countries.
In 1939, the Soviet Union and Nazi Germany
entered the Molotov-Ribbentrop Pact
, which included secret protocols dividing eastern Europe into "spheres of influence", with Latvia and Estonia falling within the Soviets' sphere. A later amendment to the secret protocols placed Lithuania within the Soviets' sphere. In June 1940, the Soviet Union invaded the Baltic countries and annexed those countries as the Lithuanian Soviet Socialist Republic, Estonian Soviet Socialist Republic
and Latvian Soviet Socialist Republic. In 1941, as part of Operation Barbarossa
, Germany invaded the Baltic countries, subsequently administered under Germany's Ostland
until 1944. In 1944, the Soviet Union re-invaded the Baltic states.
The territories of Baltic states remained under Soviet control as Soviet Socialist Republics until 1991. A majority of Western world
governments did not recognize the Soviet annexations of the Baltic states de jure
, though some countries did recognize them de facto
. In July 1989, following the dramatic events in East Germany, the Supreme Soviets of the Baltic countries stated their intention to restore full independence. In 1991, the Baltic countries reclaimed independence and restored their sovereignty upon the dissolution of the Soviet Union.
. After the Baltic states proclaimed independence following the signing of the Armistice, Bolshevist Russia
invaded at the end of 1918. Известия (Izvestia)
published in its December 25, 1918 issue that "Estonia, Latvia, and Lithuania are directly on the road from Russia to Western Europe and therefore a hindrance to our revolutions... This separating wall has to be destroyed." Bolshevist Russia, however, did not gain control of the Baltics and in 1920 concluded peace treaties with all three states.
In these treaties, Bolshevist Russia renounced "for eternity" all sovereign rights over these three peoples and territories which formerly belonged to Russia. In 1922, the Russian SFSR, Ukraine SSR, Byelorussian SSR
and Transcaucasian SFSR
were officially merged
as republics creating the Union of Soviet Socialist Republics, or Soviet Union
.
The contracting parties undertook to refrain from acts of aggression against one another, and from any acts of violence directed against the territorial integrity and inviolability or the political independence of the other contracting party. Furthermore, they agreed to submit all disputes regardless of origin which could not be settled diplomatically to a formal conciliation in a joint committee.
renouncing war as an instrument of national policy was adopted by the United States, Germany, Belgium, France, Great Britain, India, Italy, Japan, Poland, and the Czechoslovak Republic. Following this adoption, the Soviet Union signed a protocol confirming adherence to the terms of the Pact with its neighbors: Estonia, Latvia, Poland, and Romania on February 9, 1929. (See also Litvinov's Pact
). Lithuania declared its adherence to the pact and protocol soon thereafter, on April 5, 1929. In signing, the contracting parties agreed:
With this confirmation of adherence to these protocols (while not yet having ratified the Pact) and associated filings of instruments of adherence to the Pact, Estonia, Latvia, Lithuania and the USSR (listed as Russia) became signatories to the Kellogg-Briand Pact
itself the day it came into effect, on July 24, 1929.
by USSR and among others, Baltic countries. Article II defines forms of aggression There shall be recognized as an aggressor that State which shall be the first to have committed one of the following actions:
The Convention for the Definition of Aggression Article II then states that "no political, military, economic or other considerations may serve as an excuse or justification for the aggression referred to in Article II." And while the annex to Article III lists conceivable reasons for intervention in a neighboring state, it also stipulates that "the High Contracting Parties further agree to recognize that the present convention can never legitimate any violations of International Law that may be implied in the circumstances comprised in the above list."
signed the Molotov–Ribbentrop pact, which contained a secret protocol dividing the states of Northern
and Eastern Europe
into German and Soviet "spheres of influence". Finland
, Estonia
and Latvia
were assigned to the Soviet sphere. Lithuania
would be in the German sphere of influence, although a second secret protocol agreed in September 1939 assigned majority of Lithuania to the USSR.
Bowing to Soviet pressure, Estonia
, Latvia
, and Lithuania
were given no choice but to sign a so-called Pact of defence and mutual assistance which permitted the Soviet Union to station troops in them. These pacts affirmed the sovereign rights of the Baltic states. For example, the Pact of Mutual Assistance with Latvia (signed on October 5, 1939) declares: "The enforcement of the present Pact may in no way impair the sovereign rights of the Contracting Parties, more especially with regard to their political structure, economic and social systems, and military measures."
, Soviet NKVD troops raided border posts in Lithuania, Estonia and Latvia. State administrations were liquidated and replaced by Soviet cadres, Elections were held with single pro-Soviet candidates listed for many positions, with resulting peoples assemblies immediately requested admission into the USSR, which was granted by the Soviet Union.
. At the beginning the Lithuanians
, Latvians
and Estonians
hoped that the Germany would reestablish Baltic independence. Such political hopes soon evaporated and Baltic cooperation became less forthright or ceased altogether. From 1941 to 1944, following Operation Barbarossa
, the Baltic countries were a part of Germany's Ostland
.
In September 1941, the Soviet Union joined the Atlantic Charter
which affirmed, among other things, the "desire to see no territorial changes that do not accord with the freely expressed wishes of the peoples concerned" and to "respect the rights of all peoples to choose the form of government under which they will live; and they wish to see sovereign rights and self-government restored to those who have been forcibly deprived of them. ..."
declaring for the reestablishment of order in Europe according to the principle of the Atlantic Charter "the right of all peoples to choose the form of government under which they will live, the restoration of sovereign rights and self-government to those peoples who have been forcibly deprived of them by the aggressor nations." The Yalta declaration further states that "to foster the conditions in which the liberated peoples may exercise these rights, the three governments will join ... among others to facilitate where necessary the holding of free elections."
After the Soviet re-invasion, the Baltic countries remained the Soviet Socialist Republics of the Estonian Soviet Socialist Republic
, the Latvian Soviet Socialist Republic and the Lithuanian Soviet Socialist Republic. On 12 January 1949 the Soviet Council of Ministers issued a decree "on the expulsion and deportation" from Baltic states of "all kulaks and their families, the families of bandits and nationalists", and others. Ten percent of the entire adult Baltic population was deported or sent to labor camps. After World War II, as part of the goal to more fully integrate Baltic countries into the Soviet Union, mass deportations were concluded in the Baltic countries and the policy of encouraging Soviet immigration to the Baltic states continued.
The majority of States refused to recognize the Soviet incorporation of the Baltic states. Hopes on the part of the Baltic states for any active intervention on their behalf were quashed when the United States, European states and Soviet Union signed the Helsinki Accords
of 1975 which committed its parties to respecting the established frontiers—avoiding use of the term "borders"—of postwar Europe. Countries such as the United States continued to maintain nonrecognition of the Soviet annexation of the Baltic states. In retrospect, the Baltic states' eventual reestablishment of their independence and borders has been interpreted as vindicating the Accords, which supported human rights and self-determination.
of August 14, 1941 by resolution, signed in London on September 24, 1941. Resolution affirmed:
Most importantly, Stalin personally reaffirmed the principles of the Atlantic Charter on November 6, 1941:
Soon thereafter, the Soviet Union signed the Declaration by United Nations
of January 1, 1942, which again confirmed adherence to the Atlantic Charter.
The Soviet Union signed the Yalta Declaration on Liberated Europe of February 4–11, 1945, in which Stalin, Churchill, and Roosevelt jointly declare for the reestablishment of order in Europe according to the principle of the Atlantic Charter "the right of all peoples to choose the form of government under which they will live, the restoration of sovereign rights and self-government to those peoples who have been forcibly deprived of them by the aggressor nations." The Yalta declaration further states that "to foster the conditions in which the liberated peoples may exercise these rights, the three governments will join ... among others to facilitate where necessary the holding of free elections."
Finally, the Soviet Union signed the Charter of the United Nations on October 24, 1945, which in Article I Part 2 states that one of the "purposes of the United Nations is to develop friendly relations among nations based on respect for the principle of equal rights and self-determination of peoples."
Five decades of almost unbroken Soviet occupation of the Baltic states of Estonia, Latvia and Lithuania ended in 1991. The sovereignties of the countries were restored, accelerating to the eventual break-up of the Soviet Union later that year after the three states had seceded. The last Russia
n troops withdrew from the Baltic States in August 1994.
In the reassessment of Soviet history that began during perestroika
in 1989, the USSR condemned the 1939 secret protocol between Nazi Germany and itself. However, the USSR never formally acknowledged its presence in the Baltics as an occupation, and considered the Estonian
, Latvian and Lithuanian Soviet Socialist Republics as its constituent republics
. The Russian government and state officials maintain that the Soviet annexation of the Baltic states was legitimate., A distinction was often drawn between de jure
and de facto
recognition of the states' status as either Soviet Socialist Republics or independent entities.
the Eastern Pact Project" Acta Historica Tallinnensia, vol. 10(2006) pp. 69–120
Russian Soviet Federative Socialist Republic
The Russian Soviet Federative Socialist Republic , commonly referred to as Soviet Russia, Bolshevik Russia, or simply Russia, was the largest, most populous and economically developed republic in the former Soviet Union....
's conflict with the Baltic states—Lithuania
Lithuania
Lithuania , officially the Republic of Lithuania is a country in Northern Europe, the biggest of the three Baltic states. It is situated along the southeastern shore of the Baltic Sea, whereby to the west lie Sweden and Denmark...
, Latvia
Latvia
Latvia , officially the Republic of Latvia , is a country in the Baltic region of Northern Europe. It is bordered to the north by Estonia , to the south by Lithuania , to the east by the Russian Federation , to the southeast by Belarus and shares maritime borders to the west with Sweden...
and Estonia
Estonia
Estonia , officially the Republic of Estonia , is a state in the Baltic region of Northern Europe. It is bordered to the north by the Gulf of Finland, to the west by the Baltic Sea, to the south by Latvia , and to the east by Lake Peipsi and the Russian Federation . Across the Baltic Sea lies...
—several peace treaties were signed with Russia and its successor, the Soviet Union
Soviet Union
The Soviet Union , officially the Union of Soviet Socialist Republics , was a constitutionally socialist state that existed in Eurasia between 1922 and 1991....
. In the late 1920s and early 1930s, the Soviet Union and all three Baltic States further signed non-aggression treaties. The Soviet Union also confirmed that it would adhere to the Kellogg-Briand Pact
Kellogg-Briand Pact
The Kellogg–Briand Pact was an agreement signed on August 27, 1928, by the United States, France, the United Kingdom, Italy, Japan, Weimar Germany and a number of other countries.The pact renounced war , prohibiting the use of war...
with regard to its neighbors, including Estonia and Latvia, and entered into a convention defining "aggression" that included all three Baltic countries.
In 1939, the Soviet Union and Nazi Germany
Nazi Germany
Nazi Germany , also known as the Third Reich , but officially called German Reich from 1933 to 1943 and Greater German Reich from 26 June 1943 onward, is the name commonly used to refer to the state of Germany from 1933 to 1945, when it was a totalitarian dictatorship ruled by...
entered the Molotov-Ribbentrop Pact
Molotov-Ribbentrop Pact
The Molotov–Ribbentrop Pact, named after the Soviet foreign minister Vyacheslav Molotov and the German foreign minister Joachim von Ribbentrop, was an agreement officially titled the Treaty of Non-Aggression between Germany and the Soviet Union and signed in Moscow in the late hours of 23 August 1939...
, which included secret protocols dividing eastern Europe into "spheres of influence", with Latvia and Estonia falling within the Soviets' sphere. A later amendment to the secret protocols placed Lithuania within the Soviets' sphere. In June 1940, the Soviet Union invaded the Baltic countries and annexed those countries as the Lithuanian Soviet Socialist Republic, Estonian Soviet Socialist Republic
Estonian Soviet Socialist Republic
The Estonian Soviet Socialist Republic , often abbreviated as Estonian SSR or ESSR, was a republic of the Soviet Union, administered by and subordinated to the Government of the Soviet Union...
and Latvian Soviet Socialist Republic. In 1941, as part of Operation Barbarossa
Operation Barbarossa
Operation Barbarossa was the code name for Germany's invasion of the Soviet Union during World War II that began on 22 June 1941. Over 4.5 million troops of the Axis powers invaded the USSR along a front., the largest invasion in the history of warfare...
, Germany invaded the Baltic countries, subsequently administered under Germany's Ostland
Reichskommissariat Ostland
Reichskommissariat Ostland, literally "Reich Commissariat Eastland", was the civilian occupation regime established by Nazi Germany in the Baltic states and much of Belarus during World War II. It was also known as Reichskommissariat Baltenland initially...
until 1944. In 1944, the Soviet Union re-invaded the Baltic states.
The territories of Baltic states remained under Soviet control as Soviet Socialist Republics until 1991. A majority of Western world
Western world
The Western world, also known as the West and the Occident , is a term referring to the countries of Western Europe , the countries of the Americas, as well all countries of Northern and Central Europe, Australia and New Zealand...
governments did not recognize the Soviet annexations of the Baltic states de jure
De jure
De jure is an expression that means "concerning law", as contrasted with de facto, which means "concerning fact".De jure = 'Legally', De facto = 'In fact'....
, though some countries did recognize them de facto
De facto
De facto is a Latin expression that means "concerning fact." In law, it often means "in practice but not necessarily ordained by law" or "in practice or actuality, but not officially established." It is commonly used in contrast to de jure when referring to matters of law, governance, or...
. In July 1989, following the dramatic events in East Germany, the Supreme Soviets of the Baltic countries stated their intention to restore full independence. In 1991, the Baltic countries reclaimed independence and restored their sovereignty upon the dissolution of the Soviet Union.
Russian Revolution and treaties affecting USSR-Baltic relations
Bolsheviks took power following the Russian Revolution of 1917Russian Revolution of 1917
The Russian Revolution is the collective term for a series of revolutions in Russia in 1917, which destroyed the Tsarist autocracy and led to the creation of the Soviet Union. The Tsar was deposed and replaced by a provisional government in the first revolution of February 1917...
. After the Baltic states proclaimed independence following the signing of the Armistice, Bolshevist Russia
Russian Soviet Federative Socialist Republic
The Russian Soviet Federative Socialist Republic , commonly referred to as Soviet Russia, Bolshevik Russia, or simply Russia, was the largest, most populous and economically developed republic in the former Soviet Union....
invaded at the end of 1918. Известия (Izvestia)
Izvestia
Izvestia is a long-running high-circulation daily newspaper in Russia. The word "izvestiya" in Russian means "delivered messages", derived from the verb izveshchat . In the context of newspapers it is usually translated as "news" or "reports".-Origin:The newspaper began as the News of the...
published in its December 25, 1918 issue that "Estonia, Latvia, and Lithuania are directly on the road from Russia to Western Europe and therefore a hindrance to our revolutions... This separating wall has to be destroyed." Bolshevist Russia, however, did not gain control of the Baltics and in 1920 concluded peace treaties with all three states.
Peace treaties
- Estonia, Treaty of TartuTreaty of Tartu (Russian–Estonian)Tartu Peace Treaty or Treaty of Tartu was a peace treaty between Estonia and Russian SFSR signed on February 2, 1920 ending the Estonian War of Independence. The terms of the treaty stated that "Russia unreservedly recognises" the independence of Republic of Estonia de jure and renounced in...
on 2 February 1920 - Lithuania, Soviet-Lithuanian Treaty on 12 July 1920
- Latvia, Treaty of RigaLatvian-Soviet Riga Peace TreatyThe Latvian–Soviet Peace Treaty also known as the Treaty of Riga, was signed on 11 August 1920 by representatives of the Republic of Latvia and Soviet Russia...
on 11 August 1920
In these treaties, Bolshevist Russia renounced "for eternity" all sovereign rights over these three peoples and territories which formerly belonged to Russia. In 1922, the Russian SFSR, Ukraine SSR, Byelorussian SSR
Byelorussian SSR
The Byelorussian Soviet Socialist Republic was one of fifteen constituent republics of the Soviet Union. It was one of the four original founding members of the Soviet Union in 1922, together with the Ukrainian SSR, the Transcaucasian SFSR and the Russian Soviet Federative Socialist Republic...
and Transcaucasian SFSR
Transcaucasian SFSR
The Transcaucasian Socialist Federative Soviet Republic , also known as the Transcaucasian Soviet Federative Socialist Republic, the Transcaucasian SFSR and the TSFSR for short, was a short-lived republic of the Soviet Union, lasting from 1922 to 1936...
were officially merged
Treaty on the Creation of the USSR
The Treaty on the Creation of the USSR is a document that legalized the creation of a union of several Soviet republics in the form of the Union of Soviet Socialist Republics...
as republics creating the Union of Soviet Socialist Republics, or Soviet Union
Soviet Union
The Soviet Union , officially the Union of Soviet Socialist Republics , was a constitutionally socialist state that existed in Eurasia between 1922 and 1991....
.
Non-aggression treaties
Subsequently, at the initiative of the Soviet Union, additional non-aggression treaties were concluded with all three Baltic States:- Lithuania, on September 28, 1926
- Latvia, on February 5, 1932
- Estonia, on May 4, 1932
The contracting parties undertook to refrain from acts of aggression against one another, and from any acts of violence directed against the territorial integrity and inviolability or the political independence of the other contracting party. Furthermore, they agreed to submit all disputes regardless of origin which could not be settled diplomatically to a formal conciliation in a joint committee.
Kellogg-Briand Pact and Litvinov's Pact
On August 27, 1928 the Kellogg-Briand PactKellogg-Briand Pact
The Kellogg–Briand Pact was an agreement signed on August 27, 1928, by the United States, France, the United Kingdom, Italy, Japan, Weimar Germany and a number of other countries.The pact renounced war , prohibiting the use of war...
renouncing war as an instrument of national policy was adopted by the United States, Germany, Belgium, France, Great Britain, India, Italy, Japan, Poland, and the Czechoslovak Republic. Following this adoption, the Soviet Union signed a protocol confirming adherence to the terms of the Pact with its neighbors: Estonia, Latvia, Poland, and Romania on February 9, 1929. (See also Litvinov's Pact
Litvinov's Pact
Litvinov's Pact was concluded on February 9, 1929 in Moscow. It is named after the best-known and most successful Soviet diplomat who organized the negotiations, Maxim Litvinov...
). Lithuania declared its adherence to the pact and protocol soon thereafter, on April 5, 1929. In signing, the contracting parties agreed:
- to condemn war as a recourse to solving conflict and to renounce it as an instrument of policy, and
- that all conflicts and disputes be settled only by peaceful means.
With this confirmation of adherence to these protocols (while not yet having ratified the Pact) and associated filings of instruments of adherence to the Pact, Estonia, Latvia, Lithuania and the USSR (listed as Russia) became signatories to the Kellogg-Briand Pact
Kellogg-Briand Pact
The Kellogg–Briand Pact was an agreement signed on August 27, 1928, by the United States, France, the United Kingdom, Italy, Japan, Weimar Germany and a number of other countries.The pact renounced war , prohibiting the use of war...
itself the day it came into effect, on July 24, 1929.
The Convention for the Definition of Aggression
On July 3, 1933, for the first time in history aggression was defined in a binding treaty signed at the Soviet Embassy in LondonLondon
London is the capital city of :England and the :United Kingdom, the largest metropolitan area in the United Kingdom, and the largest urban zone in the European Union by most measures. Located on the River Thames, London has been a major settlement for two millennia, its history going back to its...
by USSR and among others, Baltic countries. Article II defines forms of aggression There shall be recognized as an aggressor that State which shall be the first to have committed one of the following actions:
- First—a declaration of war on another State.
- Second—invasion by armed forces of the territory of another State even without a declaration of war.
- Third—attack by its land, sea or air forces, even without declaration of war upon the territory, on the vessels or flying machines of another State.
- Fourth—a naval blockade of coasts or ports of another State.
- Fifth—support accorded armed bands which are organized on its territory and which shall have invaded the territory of another State; or refusal, in spite of the demand of the invaded State, to take on its own territory all steps in its power to deprive the bandits aforesaid of all aid or protection.
The Convention for the Definition of Aggression Article II then states that "no political, military, economic or other considerations may serve as an excuse or justification for the aggression referred to in Article II." And while the annex to Article III lists conceivable reasons for intervention in a neighboring state, it also stipulates that "the High Contracting Parties further agree to recognize that the present convention can never legitimate any violations of International Law that may be implied in the circumstances comprised in the above list."
Molotov–Ribbentrop Pact and 1939 ultimatum
On August 24, 1939, the Soviet Union and Nazi GermanyNazi Germany
Nazi Germany , also known as the Third Reich , but officially called German Reich from 1933 to 1943 and Greater German Reich from 26 June 1943 onward, is the name commonly used to refer to the state of Germany from 1933 to 1945, when it was a totalitarian dictatorship ruled by...
signed the Molotov–Ribbentrop pact, which contained a secret protocol dividing the states of Northern
Northern Europe
Northern Europe is the northern part or region of Europe. Northern Europe typically refers to the seven countries in the northern part of the European subcontinent which includes Denmark, Estonia, Latvia, Lithuania, Norway, Finland and Sweden...
and Eastern Europe
Eastern Europe
Eastern Europe is the eastern part of Europe. The term has widely disparate geopolitical, geographical, cultural and socioeconomic readings, which makes it highly context-dependent and even volatile, and there are "almost as many definitions of Eastern Europe as there are scholars of the region"...
into German and Soviet "spheres of influence". Finland
Finland
Finland , officially the Republic of Finland, is a Nordic country situated in the Fennoscandian region of Northern Europe. It is bordered by Sweden in the west, Norway in the north and Russia in the east, while Estonia lies to its south across the Gulf of Finland.Around 5.4 million people reside...
, Estonia
Estonia
Estonia , officially the Republic of Estonia , is a state in the Baltic region of Northern Europe. It is bordered to the north by the Gulf of Finland, to the west by the Baltic Sea, to the south by Latvia , and to the east by Lake Peipsi and the Russian Federation . Across the Baltic Sea lies...
and Latvia
Latvia
Latvia , officially the Republic of Latvia , is a country in the Baltic region of Northern Europe. It is bordered to the north by Estonia , to the south by Lithuania , to the east by the Russian Federation , to the southeast by Belarus and shares maritime borders to the west with Sweden...
were assigned to the Soviet sphere. Lithuania
Lithuania
Lithuania , officially the Republic of Lithuania is a country in Northern Europe, the biggest of the three Baltic states. It is situated along the southeastern shore of the Baltic Sea, whereby to the west lie Sweden and Denmark...
would be in the German sphere of influence, although a second secret protocol agreed in September 1939 assigned majority of Lithuania to the USSR.
Bowing to Soviet pressure, Estonia
Estonia
Estonia , officially the Republic of Estonia , is a state in the Baltic region of Northern Europe. It is bordered to the north by the Gulf of Finland, to the west by the Baltic Sea, to the south by Latvia , and to the east by Lake Peipsi and the Russian Federation . Across the Baltic Sea lies...
, Latvia
Latvia
Latvia , officially the Republic of Latvia , is a country in the Baltic region of Northern Europe. It is bordered to the north by Estonia , to the south by Lithuania , to the east by the Russian Federation , to the southeast by Belarus and shares maritime borders to the west with Sweden...
, and Lithuania
Lithuania
Lithuania , officially the Republic of Lithuania is a country in Northern Europe, the biggest of the three Baltic states. It is situated along the southeastern shore of the Baltic Sea, whereby to the west lie Sweden and Denmark...
were given no choice but to sign a so-called Pact of defence and mutual assistance which permitted the Soviet Union to station troops in them. These pacts affirmed the sovereign rights of the Baltic states. For example, the Pact of Mutual Assistance with Latvia (signed on October 5, 1939) declares: "The enforcement of the present Pact may in no way impair the sovereign rights of the Contracting Parties, more especially with regard to their political structure, economic and social systems, and military measures."
The Pacts of Mutual Assistance
The Pacts of Mutual Assistance affirmed the sovereign rights of the Baltic states. Using the Pact of Mutual Assistance with Latvia as an example, signed on October 5, 1939, Article V of the Pact declares: "The enforcement of the present Pact may in no way impair the sovereign rights of the Contracting Parties, more especially with regard to their political structure, economic and social systems, and military measures."1940 Soviet invasions and annexations
In mid-June 1940, when international attention was focused on the German invasion of FranceBattle of France
In the Second World War, the Battle of France was the German invasion of France and the Low Countries, beginning on 10 May 1940, which ended the Phoney War. The battle consisted of two main operations. In the first, Fall Gelb , German armoured units pushed through the Ardennes, to cut off and...
, Soviet NKVD troops raided border posts in Lithuania, Estonia and Latvia. State administrations were liquidated and replaced by Soviet cadres, Elections were held with single pro-Soviet candidates listed for many positions, with resulting peoples assemblies immediately requested admission into the USSR, which was granted by the Soviet Union.
1941-1944 German invasions and occupations
Germany invaded and occupied the territories of Baltic states in 1941 during Operation BarbarossaOperation Barbarossa
Operation Barbarossa was the code name for Germany's invasion of the Soviet Union during World War II that began on 22 June 1941. Over 4.5 million troops of the Axis powers invaded the USSR along a front., the largest invasion in the history of warfare...
. At the beginning the Lithuanians
Lithuanians
Lithuanians are the Baltic ethnic group native to Lithuania, where they number around 2,765,600 people. Another million or more make up the Lithuanian diaspora, largely found in countries such as the United States, Brazil, Canada, Colombia, Russia, United Kingdom and Ireland. Their native language...
, Latvians
Latvians
Latvians or Letts are the indigenous Baltic people of Latvia.-History:Latvians occasionally refer to themselves by the ancient name of Latvji, which may have originated from the word Latve which is a name of the river that presumably flowed through what is now eastern Latvia...
and Estonians
Estonians
Estonians are a Finnic people closely related to the Finns and inhabiting, primarily, the country of Estonia. They speak a Finnic language known as Estonian...
hoped that the Germany would reestablish Baltic independence. Such political hopes soon evaporated and Baltic cooperation became less forthright or ceased altogether. From 1941 to 1944, following Operation Barbarossa
Operation Barbarossa
Operation Barbarossa was the code name for Germany's invasion of the Soviet Union during World War II that began on 22 June 1941. Over 4.5 million troops of the Axis powers invaded the USSR along a front., the largest invasion in the history of warfare...
, the Baltic countries were a part of Germany's Ostland
Reichskommissariat Ostland
Reichskommissariat Ostland, literally "Reich Commissariat Eastland", was the civilian occupation regime established by Nazi Germany in the Baltic states and much of Belarus during World War II. It was also known as Reichskommissariat Baltenland initially...
.
In September 1941, the Soviet Union joined the Atlantic Charter
Atlantic Charter
The Atlantic Charter was a pivotal policy statement first issued in August 1941 that early in World War II defined the Allied goals for the post-war world. It was drafted by Britain and the United States, and later agreed to by all the Allies...
which affirmed, among other things, the "desire to see no territorial changes that do not accord with the freely expressed wishes of the peoples concerned" and to "respect the rights of all peoples to choose the form of government under which they will live; and they wish to see sovereign rights and self-government restored to those who have been forcibly deprived of them. ..."
1944 Soviet invasions and occupations
The Soviet Union reoccupied the Baltic states as part of the Baltic Offensive in 1944. In 1945, the Soviet Union signed the Yalta DeclarationYalta Conference
The Yalta Conference, sometimes called the Crimea Conference and codenamed the Argonaut Conference, held February 4–11, 1945, was the wartime meeting of the heads of government of the United States, the United Kingdom, and the Soviet Union, represented by President Franklin D...
declaring for the reestablishment of order in Europe according to the principle of the Atlantic Charter "the right of all peoples to choose the form of government under which they will live, the restoration of sovereign rights and self-government to those peoples who have been forcibly deprived of them by the aggressor nations." The Yalta declaration further states that "to foster the conditions in which the liberated peoples may exercise these rights, the three governments will join ... among others to facilitate where necessary the holding of free elections."
After the Soviet re-invasion, the Baltic countries remained the Soviet Socialist Republics of the Estonian Soviet Socialist Republic
Estonian Soviet Socialist Republic
The Estonian Soviet Socialist Republic , often abbreviated as Estonian SSR or ESSR, was a republic of the Soviet Union, administered by and subordinated to the Government of the Soviet Union...
, the Latvian Soviet Socialist Republic and the Lithuanian Soviet Socialist Republic. On 12 January 1949 the Soviet Council of Ministers issued a decree "on the expulsion and deportation" from Baltic states of "all kulaks and their families, the families of bandits and nationalists", and others. Ten percent of the entire adult Baltic population was deported or sent to labor camps. After World War II, as part of the goal to more fully integrate Baltic countries into the Soviet Union, mass deportations were concluded in the Baltic countries and the policy of encouraging Soviet immigration to the Baltic states continued.
The majority of States refused to recognize the Soviet incorporation of the Baltic states. Hopes on the part of the Baltic states for any active intervention on their behalf were quashed when the United States, European states and Soviet Union signed the Helsinki Accords
Helsinki Accords
thumb|300px|[[Erich Honecker]] and [[Helmut Schmidt]] in Conference on Security and Co-operation in Europe held in Helsinki 1975....
of 1975 which committed its parties to respecting the established frontiers—avoiding use of the term "borders"—of postwar Europe. Countries such as the United States continued to maintain nonrecognition of the Soviet annexation of the Baltic states. In retrospect, the Baltic states' eventual reestablishment of their independence and borders has been interpreted as vindicating the Accords, which supported human rights and self-determination.
Treaties the USSR signed between 1940 and 1945
The Soviet Union joined the Atlantic CharterAtlantic Charter
The Atlantic Charter was a pivotal policy statement first issued in August 1941 that early in World War II defined the Allied goals for the post-war world. It was drafted by Britain and the United States, and later agreed to by all the Allies...
of August 14, 1941 by resolution, signed in London on September 24, 1941. Resolution affirmed:
- "First, their countries seek no aggrandizement, territorial or other;
- "Second, they desire to see no territorial changes that do not accord with the freely expressed wishes of the peoples concerned;
- "Third, they respect the rights of all peoples to choose the form of government under which they will live; and they wish to see sovereign rights and self-government restored to those who have been forcibly deprived of them. ..."
Most importantly, Stalin personally reaffirmed the principles of the Atlantic Charter on November 6, 1941:
Soon thereafter, the Soviet Union signed the Declaration by United Nations
Declaration by United Nations
The Declaration by United Nations was a World War II document agreed to on January 1, 1942 during the Arcadia Conference by 26 governments: the Allied "Big Four" , nine American allies in Central America and the Caribbean, the four British Dominions, British India, and eight Allied...
of January 1, 1942, which again confirmed adherence to the Atlantic Charter.
The Soviet Union signed the Yalta Declaration on Liberated Europe of February 4–11, 1945, in which Stalin, Churchill, and Roosevelt jointly declare for the reestablishment of order in Europe according to the principle of the Atlantic Charter "the right of all peoples to choose the form of government under which they will live, the restoration of sovereign rights and self-government to those peoples who have been forcibly deprived of them by the aggressor nations." The Yalta declaration further states that "to foster the conditions in which the liberated peoples may exercise these rights, the three governments will join ... among others to facilitate where necessary the holding of free elections."
Finally, the Soviet Union signed the Charter of the United Nations on October 24, 1945, which in Article I Part 2 states that one of the "purposes of the United Nations is to develop friendly relations among nations based on respect for the principle of equal rights and self-determination of peoples."
Independence of the Baltic states
In July 1989, following the dramatic events in East Germany, the Supreme Soviets of the Baltic countries adopted a "Declaration of Sovereignties" and amended the Constitutions to assert the supremacy of their own laws over those of the USSR. Candidates from the pro-independence party Popular Fronts gained majority in the Supreme Councils in 1990 democratic elections. The Councils declared their intention to restore full independence. Soviet political and military forces tried unsuccessfully to overthrow the governments. In 1991, Baltic countries claimed de facto independence. International recognition, including that of the USSR, followed. The United States, which had never recognized forcible annexation of the Baltic countries by the USSR, resumed full diplomatic relations with the republics.Five decades of almost unbroken Soviet occupation of the Baltic states of Estonia, Latvia and Lithuania ended in 1991. The sovereignties of the countries were restored, accelerating to the eventual break-up of the Soviet Union later that year after the three states had seceded. The last Russia
Russia
Russia or , officially known as both Russia and the Russian Federation , is a country in northern Eurasia. It is a federal semi-presidential republic, comprising 83 federal subjects...
n troops withdrew from the Baltic States in August 1994.
In the reassessment of Soviet history that began during perestroika
Perestroika
Perestroika was a political movement within the Communist Party of the Soviet Union during 1980s, widely associated with the Soviet leader Mikhail Gorbachev...
in 1989, the USSR condemned the 1939 secret protocol between Nazi Germany and itself. However, the USSR never formally acknowledged its presence in the Baltics as an occupation, and considered the Estonian
Estonian Soviet Socialist Republic
The Estonian Soviet Socialist Republic , often abbreviated as Estonian SSR or ESSR, was a republic of the Soviet Union, administered by and subordinated to the Government of the Soviet Union...
, Latvian and Lithuanian Soviet Socialist Republics as its constituent republics
Republics of the Soviet Union
The Republics of the Soviet Union or the Union Republics of the Soviet Union were ethnically-based administrative units that were subordinated directly to the Government of the Soviet Union...
. The Russian government and state officials maintain that the Soviet annexation of the Baltic states was legitimate., A distinction was often drawn between de jure
De jure
De jure is an expression that means "concerning law", as contrasted with de facto, which means "concerning fact".De jure = 'Legally', De facto = 'In fact'....
and de facto
De facto
De facto is a Latin expression that means "concerning fact." In law, it often means "in practice but not necessarily ordained by law" or "in practice or actuality, but not officially established." It is commonly used in contrast to de jure when referring to matters of law, governance, or...
recognition of the states' status as either Soviet Socialist Republics or independent entities.
External links
- Magnus Ilmjärv, The Soviet Union, Lithuania and the Establishment of the Baltic Entente
- http://www.kirj.ee/public/va-acta/acta-2006-5.pdf Magnus Ilmjärv, "Estonia, Latvia, Lithuania and
the Eastern Pact Project" Acta Historica Tallinnensia, vol. 10(2006) pp. 69–120