Klystron
Encyclopedia
A klystron is a specialized linear-beam
Linear particle accelerator
A linear particle accelerator is a type of particle accelerator that greatly increases the velocity of charged subatomic particles or ions by subjecting the charged particles to a series of oscillating electric potentials along a linear beamline; this method of particle acceleration was invented...

 vacuum tube
Vacuum tube
In electronics, a vacuum tube, electron tube , or thermionic valve , reduced to simply "tube" or "valve" in everyday parlance, is a device that relies on the flow of electric current through a vacuum...

 (evacuated electron tube). Klystrons are used as amplifiers at microwave
Microwave
Microwaves, a subset of radio waves, have wavelengths ranging from as long as one meter to as short as one millimeter, or equivalently, with frequencies between 300 MHz and 300 GHz. This broad definition includes both UHF and EHF , and various sources use different boundaries...

 and radio
Radio
Radio is the transmission of signals through free space by modulation of electromagnetic waves with frequencies below those of visible light. Electromagnetic radiation travels by means of oscillating electromagnetic fields that pass through the air and the vacuum of space...

 frequencies to produce both low-power reference signals for superheterodyne radar
Radar
Radar is an object-detection system which uses radio waves to determine the range, altitude, direction, or speed of objects. It can be used to detect aircraft, ships, spacecraft, guided missiles, motor vehicles, weather formations, and terrain. The radar dish or antenna transmits pulses of radio...

 receivers and to produce high-power carrier waves for communications and the driving force for modern particle accelerator
Particle accelerator
A particle accelerator is a device that uses electromagnetic fields to propel charged particles to high speeds and to contain them in well-defined beams. An ordinary CRT television set is a simple form of accelerator. There are two basic types: electrostatic and oscillating field accelerators.In...

s.

Klystron amplifiers have the advantage (over the magnetron) of coherently amplifying a reference signal so its output may be precisely controlled in amplitude
Amplitude
Amplitude is the magnitude of change in the oscillating variable with each oscillation within an oscillating system. For example, sound waves in air are oscillations in atmospheric pressure and their amplitudes are proportional to the change in pressure during one oscillation...

, frequency
Frequency
Frequency is the number of occurrences of a repeating event per unit time. It is also referred to as temporal frequency.The period is the duration of one cycle in a repeating event, so the period is the reciprocal of the frequency...

 and phase
Phase (waves)
Phase in waves is the fraction of a wave cycle which has elapsed relative to an arbitrary point.-Formula:The phase of an oscillation or wave refers to a sinusoidal function such as the following:...

. Many klystrons have a waveguide
Waveguide
A waveguide is a structure which guides waves, such as electromagnetic waves or sound waves. There are different types of waveguides for each type of wave...

 for coupling microwave energy into and out of the device, although it is also quite common for lower power and lower frequency klystrons to use coaxial couplings instead. In some cases a coupling probe is used to couple the microwave energy from a klystron into a separate external waveguide.

All modern klystrons are amplifiers, since reflex klystrons, which were used as oscillators in the past, have been surpassed by alternative technologies.

The name klystron comes from the stem form κλυσ- (klys) of a Greek
Greek language
Greek is an independent branch of the Indo-European family of languages. Native to the southern Balkans, it has the longest documented history of any Indo-European language, spanning 34 centuries of written records. Its writing system has been the Greek alphabet for the majority of its history;...

 verb referring to the action of waves breaking against a shore, and the end of the word electron
Electron
The electron is a subatomic particle with a negative elementary electric charge. It has no known components or substructure; in other words, it is generally thought to be an elementary particle. An electron has a mass that is approximately 1/1836 that of the proton...

.

History

The brothers Russell and Sigurd Varian
Russell and Sigurd Varian
Russell Harrison Varian and Sigurd Fergus Varian were brothers who founded one of the earliest high-tech companies in Silicon Valley...

 of Stanford University
Stanford University
The Leland Stanford Junior University, commonly referred to as Stanford University or Stanford, is a private research university on an campus located near Palo Alto, California. It is situated in the northwestern Santa Clara Valley on the San Francisco Peninsula, approximately northwest of San...

 are the inventors of the klystron. Their prototype was completed in August 1937. Upon publication in 1939, news of the klystron immediately influenced the work of US and UK researchers working on radar
Radar
Radar is an object-detection system which uses radio waves to determine the range, altitude, direction, or speed of objects. It can be used to detect aircraft, ships, spacecraft, guided missiles, motor vehicles, weather formations, and terrain. The radar dish or antenna transmits pulses of radio...

 equipment. The Varians went on to found Varian Associates
Varian Associates
Varian Associates was one of the first high-tech companies in Silicon Valley. It was founded in 1948 by Russell H. and Sigurd F. Varian, William Webster Hansen, and Edward Ginzton to sell the klystron, the first tube which could generate electromagnetic waves at microwave frequencies, and other...

 to commercialize the technology (for example to make small linear accelerators to generate photons for external beam radiation therapy
Radiation therapy
Radiation therapy , radiation oncology, or radiotherapy , sometimes abbreviated to XRT or DXT, is the medical use of ionizing radiation, generally as part of cancer treatment to control malignant cells.Radiation therapy is commonly applied to the cancerous tumor because of its ability to control...

). In their 1939 paper, they acknowledged the contribution of A. Arsenjewa-Heil and Oskar Heil
Oskar Heil
Oskar Heil was a German electrical engineer and inventor. He studied physics, chemistry, mathematics, and music at the Georg-August University of Göttingen and was awarded his PhD in 1933, for his work on molecular spectroscopy.-Personal life:At the Georg-August University in Göttingen, Oskar Heil...

 (wife and husband) for their velocity modulation theory in 1935.

The work of physicist W.W. Hansen was instrumental in the development of the klystron and was cited by the Varian brothers in their 1939 paper. His resonator analysis, which dealt with the problem of accelerating electrons toward a target, could be used just as well to decelerate electrons (i.e., transfer their kinetic energy to RF energy in a resonator). During the second World War
World War II
World War II, or the Second World War , was a global conflict lasting from 1939 to 1945, involving most of the world's nations—including all of the great powers—eventually forming two opposing military alliances: the Allies and the Axis...

, Hansen lectured at the MIT Radiation labs two days a week, commuting to Boston from Sperry gyroscope company on Long Island. His resonator was called a "rhumbatron" by the Varian brothers. Hansen died of beryllium disease in 1949 as a result of exposure to beryllium oxide
Beryllium oxide
Beryllium oxide , also known as beryllia, is an inorganic compound with the formula BeO. This colourless solid is a notable electrical insulator with a higher thermal conductivity than any other non-metal except diamond, and actually exceeds that of some metals. As an amorphous solid, beryllium...

 (BeO).

During the second World War
World War II
World War II, or the Second World War , was a global conflict lasting from 1939 to 1945, involving most of the world's nations—including all of the great powers—eventually forming two opposing military alliances: the Allies and the Axis...

, the Axis powers relied mostly on (then low-powered and long wavelength) klystron technology for their radar system microwave generation, while the Allies used the far more powerful but frequency-drifting technology of the Cavity magnetron
Cavity magnetron
The cavity magnetron is a high-powered vacuum tube that generates microwaves using the interaction of a stream of electrons with a magnetic field. The 'resonant' cavity magnetron variant of the earlier magnetron tube was invented by John Randall and Harry Boot in 1940 at the University of...

 for much shorter one centimeter microwave generation. Klystron tube technologies for very high-power applications, such as synchrotron
Synchrotron
A synchrotron is a particular type of cyclic particle accelerator in which the magnetic field and the electric field are carefully synchronised with the travelling particle beam. The proton synchrotron was originally conceived by Sir Marcus Oliphant...

s and radar systems, have since been developed.

Right after WW II AT&T used 4 watt klystrons in its brand new network of microwave links that covered the US continent. The network provided long distance telephone service and also carried television signals for the major TV networks.

Explanation

Klystrons amplify RF signals by converting the kinetic energy in a DC electron beam into radio frequency power. A beam of electrons is produced by a thermionic cathode
Hot cathode
In vacuum tubes, a hot cathode is a cathode electrode which emits electrons due to thermionic emission. In the accelerator community, these are referred to as thermionic cathodes. The heating element is usually an electrical filament...

 (a heated pellet of low work function
Work function
In solid-state physics, the work function is the minimum energy needed to remove an electron from a solid to a point immediately outside the solid surface...

 material), and accelerated by high-voltage electrodes (typically in the tens of kilovolts). This beam is then passed through an input cavity. RF energy is fed into the input cavity at, or near, its natural frequency to produce a voltage which acts on the electron beam. The electric field causes the electrons to bunch: electrons that pass through during an opposing electric field are accelerated and later electrons are slowed, causing the previously continuous electron beam to form bunches at the input frequency. To reinforce the bunching, a klystron may contain additional "buncher" cavities. The RF current carried by the beam will produce an RF magnetic field, and this will in turn excite a voltage across the gap of subsequent resonant cavities. In the output cavity, the developed RF energy is coupled out. The spent electron beam, with reduced energy, is captured in a collector.

Two-cavity klystron amplifier


In the two-chamber klystron, the electron beam is injected into a resonant
Resonance
In physics, resonance is the tendency of a system to oscillate at a greater amplitude at some frequencies than at others. These are known as the system's resonant frequencies...

 cavity. The electron beam, accelerated by a positive potential, is constrained to travel through a cylindrical drift tube in a straight path by an axial magnetic field. While passing through the first cavity, the electron beam is velocity modulated by the weak RF signal. In the moving frame of the electron beam, the velocity modulation is equivalent to a plasma oscillation
Plasma oscillation
Plasma oscillations, also known as "Langmuir waves" , are rapid oscillations of the electron density in conducting media such as plasmas or metals. The oscillations can be described as an instability in the dielectric function of a free electron gas. The frequency only depends weakly on the...

. Plasma oscillations are rapid oscillations of the electron density in conducting media such as plasmas
Plasma (physics)
In physics and chemistry, plasma is a state of matter similar to gas in which a certain portion of the particles are ionized. Heating a gas may ionize its molecules or atoms , thus turning it into a plasma, which contains charged particles: positive ions and negative electrons or ions...

 or metal
Metal
A metal , is an element, compound, or alloy that is a good conductor of both electricity and heat. Metals are usually malleable and shiny, that is they reflect most of incident light...

s.(The frequency only depends weakly on the wavelength). So in a quarter of one period of the plasma frequency, the velocity modulation is converted to density modulation, i.e. bunches of electrons. As the bunched electrons enter the second chamber they induce standing wave
Standing wave
In physics, a standing wave – also known as a stationary wave – is a wave that remains in a constant position.This phenomenon can occur because the medium is moving in the opposite direction to the wave, or it can arise in a stationary medium as a result of interference between two waves traveling...

s at the same frequency as the input signal. The signal induced in the second chamber is much stronger than that in the first.

Two-cavity klystron oscillator

The two-cavity amplifier klystron is readily turned into an oscillator klystron by providing a feedback
Feedback
Feedback describes the situation when output from an event or phenomenon in the past will influence an occurrence or occurrences of the same Feedback describes the situation when output from (or information about the result of) an event or phenomenon in the past will influence an occurrence or...

 loop between the input and output cavities. Two-cavity oscillator klystrons have the advantage of being among the lowest-noise microwave
Microwave
Microwaves, a subset of radio waves, have wavelengths ranging from as long as one meter to as short as one millimeter, or equivalently, with frequencies between 300 MHz and 300 GHz. This broad definition includes both UHF and EHF , and various sources use different boundaries...

 sources available, and for that reason have often been used in the illuminator systems of missile
Missile
Though a missile may be any thrown or launched object, it colloquially almost always refers to a self-propelled guided weapon system.-Etymology:The word missile comes from the Latin verb mittere, meaning "to send"...

 targeting radar
Radar
Radar is an object-detection system which uses radio waves to determine the range, altitude, direction, or speed of objects. It can be used to detect aircraft, ships, spacecraft, guided missiles, motor vehicles, weather formations, and terrain. The radar dish or antenna transmits pulses of radio...

s. The two-cavity oscillator klystron normally generates more power than the reflex klystron—typically watt
Watt
The watt is a derived unit of power in the International System of Units , named after the Scottish engineer James Watt . The unit, defined as one joule per second, measures the rate of energy conversion.-Definition:...

s of output rather than milliwatts. Since there is no reflector, only one high-voltage supply is necessary to cause the tube to oscillate, the voltage must be adjusted to a particular value. This is because the electron beam must produce the bunched electrons in the second cavity in order to generate output power. Voltage must be adjusted to vary the velocity
Velocity
In physics, velocity is speed in a given direction. Speed describes only how fast an object is moving, whereas velocity gives both the speed and direction of the object's motion. To have a constant velocity, an object must have a constant speed and motion in a constant direction. Constant ...

 of the electron beam (and thus the frequency) to a suitable level due to the fixed physical separation between the two cavities. Often several "modes" of oscillation can be observed in a given klystron.

Reflex klystron


In the reflex klystron (also known as a 'Sutton' klystron after its inventor, Robert Sutton), the electron beam passes through a single resonant cavity. The electrons are fired into one end of the tube by an electron gun
Electron gun
An electron gun is an electrical component that produces an electron beam that has a precise kinetic energy and is most often used in television sets and computer displays which use cathode ray tube technology, as well as in other instruments, such as electron microscopes and particle...

. After passing through the resonant cavity they are reflected by a negatively charged reflector electrode for another pass through the cavity, where they are then collected. The electron beam is velocity modulated when it first passes through the cavity. The formation of electron bunches takes place in the drift space between the reflector and the cavity. The volt
Volt
The volt is the SI derived unit for electric potential, electric potential difference, and electromotive force. The volt is named in honor of the Italian physicist Alessandro Volta , who invented the voltaic pile, possibly the first chemical battery.- Definition :A single volt is defined as the...

age on the reflector must be adjusted so that the bunching is at a maximum as the electron beam re-enters the resonant cavity, thus ensuring a maximum of energy is transferred from the electron beam to the RF
Radio frequency
Radio frequency is a rate of oscillation in the range of about 3 kHz to 300 GHz, which corresponds to the frequency of radio waves, and the alternating currents which carry radio signals...

 oscillations in the cavity. The volt
Volt
The volt is the SI derived unit for electric potential, electric potential difference, and electromotive force. The volt is named in honor of the Italian physicist Alessandro Volta , who invented the voltaic pile, possibly the first chemical battery.- Definition :A single volt is defined as the...

age should always be switched on before providing the input to the reflex klystron as the whole function of the reflex klystron would be destroyed if the supply is provided after the input. The reflector voltage may be varied slightly from the optimum value, which results in some loss of output power, but also in a variation in frequency. This effect is used to good advantage for automatic frequency control in receivers, and in frequency modulation
Frequency modulation
In telecommunications and signal processing, frequency modulation conveys information over a carrier wave by varying its instantaneous frequency. This contrasts with amplitude modulation, in which the amplitude of the carrier is varied while its frequency remains constant...

 for transmitters. The level of modulation applied for transmission is small enough that the power output essentially remains constant. At regions far from the optimum voltage, no oscillations are obtained at all. This tube is called a reflex klystron because it repels the input supply or performs the opposite function of a klystron.

There are often several regions of reflector voltage where the reflex klystron will oscillate; these are referred to as modes. The electronic tuning range of the reflex klystron is usually referred to as the variation in frequency between half power points—the points in the oscillating mode where the power output is half the maximum output in the mode. The frequency of oscillation is dependent on the reflector voltage, and varying this provides a crude method of frequency modulating the oscillation frequency, albeit with accompanying amplitude modulation as well.

Modern semiconductor
Semiconductor
A semiconductor is a material with electrical conductivity due to electron flow intermediate in magnitude between that of a conductor and an insulator. This means a conductivity roughly in the range of 103 to 10−8 siemens per centimeter...

 technology has effectively replaced the reflex klystron in most applications.

Multicavity klystron

In all modern klystrons, the number of cavities exceeds two. A larger number of cavities may be used to increase the gain of the klystron, or to increase the bandwidth.

Tuning a klystron

Some klystrons have cavities that are tunable. Tuning a klystron is delicate work which, if not done properly, can cause damage to equipment or injury to the technician. By adjusting the frequency of individual cavities, the technician can change the operating frequency, gain, output power, or bandwidth of the amplifier. The technician must be careful not to exceed the limits of the graduations, or damage to the klystron can result.

Manufacturers generally send a card with the unique calibrations for a klystron's performance characteristics, that lists the graduations to be set to attain any of a set of listed frequencies. No two klystrons are exactly identical (even when comparing like part/model number klystrons), and so every card is specific to the individual unit. Klystrons have serial numbers on each of them to uniquely identify each unit, and for which manufacturers may (hopefully) have the performance characteristics in a database. If not, loss of the calibration card may be an economically insoluble problem, making the klystron unusable or perform marginally un-tuned.

Other precautions taken when tuning a klystron include using nonferrous tools. Some klystrons employ permanent magnets. If a technician uses ferrous
Ferrous
Ferrous , in chemistry, indicates a divalent iron compound , as opposed to ferric, which indicates a trivalent iron compound ....

 tools, (which are ferromagnetic), and comes too close to the intense magnetic fields that contain the electron beam, such a tool can be pulled into the unit by the intense magnetic force, smashing fingers, injuring the technician, or damaging the unit. Special lightweight nonmagnetic (aka diamagnetic) tools made of beryllium
Beryllium
Beryllium is the chemical element with the symbol Be and atomic number 4. It is a divalent element which occurs naturally only in combination with other elements in minerals. Notable gemstones which contain beryllium include beryl and chrysoberyl...

 alloy have been used for tuning U.S. Air Force klystrons.

Precautions are routinely taken when transporting klystron devices in aircraft, as the intense magnetic field can interfere with magnetic navigation equipment. Special overpacks are designed to help limit this field "in the field," and thus allow such devices to be transported safely.

Optical klystron

In an optical klystron the cavities are replaced with undulator
Undulator
An undulator is an insertion device from high-energy physics and usually part of a largerinstallation, a synchrotron storage ring. It consists of a periodic structure of dipole magnets . The static magnetic field is alternating along the length of the undulator with a wavelength \lambda_u...

s.
Very high voltages are needed. The electron gun, the drift tube and the collector are still used.

Floating drift tube klystron

The floating drift tube klystron has a single cylindrical chamber containing an electrically isolated central tube. Electrically, this is similar to the two cavity oscillator klystron with a lot of feedback between the two cavities. Electrons exiting the source cavity are velocity modulated by the electric field as they travel through the drift tube and emerge at the destination chamber in bunches, delivering power to the oscillation in the cavity. This type of oscillator klystron has an advantage over the two-cavity klystron on which it is based. It only needs one tuning element to effect changes in frequency. The drift tube is electrically insulated from the cavity walls, and DC bias is applied separately. The DC bias on the drift tube may be adjusted to alter the transit time through it, thus allowing some electronic tuning of the oscillating frequency. The amount of tuning in this manner is not large and is normally used for frequency modulation when transmitting.

Collector

After the RF energy has been extracted from the electron beam, the beam is destroyed in a collector. Some klystrons include depressed collectors, which recover energy from the beam before collecting the electrons, increasing efficiency. Multistage depressed collectors enhance the energy recovery by "sorting" the electrons in energy bins.

Applications

Klystrons produce microwave power far in excess of that developed by solid state
Solid state (electronics)
Solid-state electronics are those circuits or devices built entirely from solid materials and in which the electrons, or other charge carriers, are confined entirely within the solid material...

. In modern systems, they are used from UHF (hundreds of MHz) up through hundreds of gigahertz (as in the Extended Interaction Klystrons in the CloudSat
CloudSat
CloudSat is a NASA Earth observation satellite, which was launched on a Delta II rocket on 28 April 2006. It uses radar to measure the altitude and properties of clouds, adding to information on the relationship between clouds and climate in order to help resolve questions about global warming...

 satellite). Klystrons can be found at work in radar
Radar
Radar is an object-detection system which uses radio waves to determine the range, altitude, direction, or speed of objects. It can be used to detect aircraft, ships, spacecraft, guided missiles, motor vehicles, weather formations, and terrain. The radar dish or antenna transmits pulses of radio...

, satellite and wideband high-power communication (very common in television
Television
Television is a telecommunication medium for transmitting and receiving moving images that can be monochrome or colored, with accompanying sound...

 broadcasting
Broadcasting
Broadcasting is the distribution of audio and video content to a dispersed audience via any audio visual medium. Receiving parties may include the general public or a relatively large subset of thereof...

 and EHF satellite
Satellite
In the context of spaceflight, a satellite is an object which has been placed into orbit by human endeavour. Such objects are sometimes called artificial satellites to distinguish them from natural satellites such as the Moon....

 terminals), medicine (radiation oncology), and high-energy physics (particle accelerator
Particle accelerator
A particle accelerator is a device that uses electromagnetic fields to propel charged particles to high speeds and to contain them in well-defined beams. An ordinary CRT television set is a simple form of accelerator. There are two basic types: electrostatic and oscillating field accelerators.In...

s and experimental reactors). At SLAC, for example, klystrons are routinely employed which have outputs in the range of 50 megawatts (pulse) and 50 kilowatts (time-averaged) at frequencies nearing 3 GHz.

Popular Science's
Popular Science
Popular Science is an American monthly magazine founded in 1872 carrying articles for the general reader on science and technology subjects. Popular Science has won over 58 awards, including the ASME awards for its journalistic excellence in both 2003 and 2004...

 "Best of What's New 2007" described a company, Global Resource Corporation, using a klystron to convert the hydrocarbons in everyday materials, automotive waste, coal
Coal
Coal is a combustible black or brownish-black sedimentary rock usually occurring in rock strata in layers or veins called coal beds or coal seams. The harder forms, such as anthracite coal, can be regarded as metamorphic rock because of later exposure to elevated temperature and pressure...

, oil shale
Oil shale
Oil shale, an organic-rich fine-grained sedimentary rock, contains significant amounts of kerogen from which liquid hydrocarbons called shale oil can be produced...

, and oil sands into natural gas
Natural gas
Natural gas is a naturally occurring gas mixture consisting primarily of methane, typically with 0–20% higher hydrocarbons . It is found associated with other hydrocarbon fuel, in coal beds, as methane clathrates, and is an important fuel source and a major feedstock for fertilizers.Most natural...

 and diesel fuel.

See also

  • Crossed-field amplifier
    Crossed-field amplifier
    A crossed-field amplifier is a specialized vacuum tube, first introduced in the mid-1950s and frequently used as a microwave amplifier in very-high-power transmitters....

  • Electromagnetic radiation
    Electromagnetic radiation
    Electromagnetic radiation is a form of energy that exhibits wave-like behavior as it travels through space...

  • Free electron laser
    Free electron laser
    A free-electron laser, or FEL, is a laser that shares the same optical properties as conventional lasers such as emitting a beam consisting of coherent electromagnetic radiation which can reach high power, but which uses some very different operating principles to form the beam...

  • Gyrotron
    Gyrotron
    Gyrotrons are high powered vacuum tubes which emit millimeter-wave beams by bunching electrons with cyclotron motion in a strong magnetic field. Output frequencies range from about 20 to 250 GHz, covering wavelengths from microwave to the edge of the terahertz gap. Typical output powers range from...

  • Inductive output tube
    Inductive output tube
    The inductive output tube or IOT is a variety of vacuum tube which evolved in the 1980s to meet increasing efficiency requirements for high-power RF amplifiers. The primary commercial use of IOTs is in UHF television transmitters, where they have mostly replaced klystrons because of their higher...

  • Linear accelerator
  • Magnetron
  • Backward wave oscillator
    Backward wave oscillator
    A backward wave oscillator , also called carcinotron or backward wave tube, is a vacuum tube that is used to generate microwaves up to the terahertz range. It belongs to the traveling-wave tube family...

  • Particle accelerator
    Particle accelerator
    A particle accelerator is a device that uses electromagnetic fields to propel charged particles to high speeds and to contain them in well-defined beams. An ordinary CRT television set is a simple form of accelerator. There are two basic types: electrostatic and oscillating field accelerators.In...

  • Traveling wave tube
    Traveling wave tube
    A traveling-wave tube is an electronic device used to amplify radio frequency signals to high power, usually in an electronic assembly known as a traveling-wave tube amplifier ....

  • Waveguide
    Waveguide
    A waveguide is a structure which guides waves, such as electromagnetic waves or sound waves. There are different types of waveguides for each type of wave...



External links

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