Mephisto (novel)
Encyclopedia
Mephisto – Novel of a Career is the sixth novel by Klaus Mann
, which was published in 1936 whilst he was in exile in Amsterdam. It was published for the first time in Germany in the East Berlin Aufbau-Verlag in 1956. This novel (a thinly-disguised portrait of the actor Gustaf Gründgens
), the Tchaikovsky
novel Symphonie Pathétique and the emigrant novel Der Vulkan are Klaus Mann's three most important novels. An award-winning 1981 movie
was based on Mann's novel. The novel adapts the Mephistopheles/Dr Faustus
theme by having the main character Hendrik Höfgen abandon his conscience and continue to act and ingratiate himself with the Nazi Party to keep and improve his job and social position.
suggested that he write a novel of a homosexual careerist in the Third Reich, with the director of the state theatre Gustaf Gründgens as a subject matter.
In 1924, Klaus Mann, his sister Erika
, Gründgens, and Pamela Wedekind had all worked together on a stage production of Mann's Anja und Esther and had toured through Germany. Gründgens and Erika Mann got engaged while Klaus Mann similarly got engaged to Wedekind. The first two got married in 1926 but divorced in 1929 and Wedekind married writer Carl Sternheim
a year later. Klaus Mann was exiled in 1934, Gründgens became a renowned theater and movie director. While Mann never called Gründgens an adversary, he admitted "moved antipathy". Although he attacked Gründgens in newspaper articles, Mann hesitated to use homosexuality as a theme in the novel and decided to use "negroid masochism" as the main character's sexual preference.
After the novel's publication in 1936, the newspaper Pariser Tageszeitung presented it as a roman à clef
. Mann resented this characterization and argued that he had not written about a particular individual, but about a type of individual.
general to have him pardoned. On returning to Berlin he quickly manages to win over Lotte and her general and with his support has a wonderful career. On obtaining the role of Mephisto in Faust Part One
he realizes that he actually made a pact with evil (i.e. Nazism
) and lost his humane values (even denouncing his mistress "Black Venus"). There are situations where Höfgen tries to help his friends or tells the prime minister about concentration camp hardships, but he is always concerned not to lose his Nazi patrons.
, and obtained the prohibition of publication, confirmed by the appeal judges of the Federal Court of Justice
in 1968.
On 24 February 1971 the constitutional complaint was rejected by an equally divided Federal Constitutional Court
, which ruled that the freedom of art (Article 5 Section 3 of the Basic Law
) must be balanced against late Gründgens' personal dignity
(Article 1 Section 1). The case, in which two judges wrote dissenting opinion
s, is considered a milestone in Germany's juridical history.
The novel was however still available (and importable) from the East German Aufbau-Verlag. In 1981 Rowohlt
republished it in West Germany. Since the 1968 verdict concerned only Nymphenburger and Gorski never took legal action against Rowohlt, its Mephisto is still available.
The story then reverts back to the mid-1920s: Hendrik Höfgen, Otto Ulrichs and Hans Miklas belong to the Hamburger Künstlertheater (Artists' Theatre in Hamburg). Höfgen currently works there as an actor and director, and is friends with Otto Ulrichs, as they incessantly plan a “revolutionary theatre”. The Hamburger Künstlertheater is the first rung on Höfgen’s career ladder. He works there 16 hours a day and often suffers from fits of excitement and nerves. He demonstrates superiority over his colleagues. When the Berlin actress Dora Martin has a guest performance, he hides in her dressing room. Although he didn’t see her performance, he congratulates her for it. Hans Miklas, a follower of the NSDAP, talks negatively of Martin because of her Jewish origin. In a harbour pub in Hamburg, he gets to know Juliette Martins. Her father is an engineer from Hamburg and her mother was African, giving Juliette her dark skin. She gives Höfgen dance lessons and becomes his mistress.
In the Hamburger Künstlertheater „Spring’s Awakening“ („Frühlings Erwachen“) is being rehearsed. Here Höfgen acts as a tyrant towards his colleagues. He adjourns the rehearsal in the afternoon because of his dance lesson. Juliette is the only person he allows to address him as Heinz – not even his family are allowed this. Höfgen is introduced to Barbara Bruckner (the daughter of Geheimrat Bruckner) by his colleague Nicoletta von Niebuhr. She encourages Höfgen to woo Barbara. To Barbara’s surprise he does it, and they marry quickly. They spend their honeymoon in the Upper Bavarian lakes. Nicoletta joins them and is visited almost daily by the eccentric writer Theophil Marder. Two weeks after their return, Hendrik again meets with Juliette. Theophil Marder writes Nicoletta a telegram, saying that his feelings are hurt by his marriage; a wife must belong to her husband regardless of circumstances. Nicoletta von Niebuhr travels straight to him and gives up her job. She marries the 30 year old.
In 1928, Höfgen takes a role in a comedy in Vienna. He receives his place there on the recommendation of Dora Martin, Geheimrat Bruckner and Theophil Marder. He left the Hamburger Künstlertheater after an argument with Hans Miklas, after he called Lotte Lindenthal a blonde cow. Through the support of Dora Martin, Höfgen receives a role in the State Theatre in Berlin. There he makes his career; his fee triples. He even sings for the evening performance of Chansons in the Music Hall. Now he spends a week at the Reichskanzlerplatz (Chancellor of the Reich) and learns to drive. Geheimrat Bruckner and his daughter Barbara come to Berlin less and less often and withdraw from Höfgen.
He rents a room for Juliette in a remote corner of Berlin. The he visits her during the week. In 1932, “Faust” is introduced to the play’s performance listings to commemorate 100 years since the death of Goethe. Höfgen takes the role of Mephisto, which becomes his most successful part. Höfgen can hardly believe that the Nazis will come to power, but on 30th January 1933, Hitler is named as the new Reichskanzler (Chancellor of the Reich). At this time Höfgen starts shooting in Madrid. Dora Martin emigrates to America. Once the shooting in Spain is finished, Höfgen doesn’t return to Germany, instead travelling to Paris, because he had been warned that he was on the Nazi blacklist. After his colleague from Hamburg Angela Siebert puts in a good word for him with Lotte Lindenthal, Lotte decides to choose him as her partner for her debut performance at the Berlin State Theatre. Höfgen therefore is under the protection of the Ministerpräsident and can return to Germany. “Faust” is again written in the performance listings of the State Theatre. Höfgen tells Lotte that he would withour a doubt like to play Mephisto. Again, she manages to get him this part. Thanks to his patron, he organises the release of Otto Ulrichs, whom the Nazis had imprisoned in a concentration camp for his communist beliefs. Höfgen convinces him to take a job at the State Theatre. Meanwhile Hans Miklas feels betrayed by national socialism, since in his opinion it was of no benefit to Germany.
Höfgen wanted the Nazis to know nothing of his relationship with the dark-skinned Juliette. He calls upon her to leave Germany and to go to Paris. Since Juliette refuses, Höfgen finds no alternative but to allow Juliette to be arrested. In prison Höfgen tells her that he will get her sent to Paris and support her financially. In 1934, Barbara divorces Höfgen. She too lives in Paris. Nicoletta separates from her husband and returns to Berlin, to continue working as an actress. She works alongside Höfgen.
The Ministerpräsident and the propaganda minister argue over the choice of the new director of the State Theatre. The Ministerpräsident wants Höfgen to take the post and the propaganda minister disagrees, but eventually gives in. Höfgen takes over the position of Cäsar von Muck, who is named president of the “Dichterakademie” (Poetry Academy). In Paris, von Muck encounters Höfgen’s negress lover. Out of revenge he spreads the information. The Führer engages Höfgen for a short conversation on the matter, then dismisses him, content that the issue has been dealt with.
Höfgen buys a huge villa in Grunewald and calls his sister and parents to Berlin. He now marries Nicoletta to ut an end to the rumours of his relationship with a negress. Ulrichs once again works in underground communist circles. He now knows that Höfgen only lives for his fame. Ulrichs is again arrested. Höfgen begs for help from the Ministerpräsident, but he explains to Höfgen that he can no longer help and that he should say no more about it.
He plays his new role of Hamlet poorly, and suffers greatly from feelings of ineptitude. The premiere is very successful and the critics are impressed. The audience no longer assess his artistic capabilities, but rather his relationship with power. At the end of the novel, he breaks down to his mother. She knows her son’s susceptibility to nervous breakdowns, but notices in his composure that his spiritual condition is deep-rooted.
Klaus Mann
- Life and work :Born in Munich, Klaus Mann was the son of German writer Thomas Mann and his wife, Katia Pringsheim. His father was baptized as a Lutheran, while his mother was from a family of secular Jews. He began writing short stories in 1924 and the following year became drama critic for a...
, which was published in 1936 whilst he was in exile in Amsterdam. It was published for the first time in Germany in the East Berlin Aufbau-Verlag in 1956. This novel (a thinly-disguised portrait of the actor Gustaf Gründgens
Gustaf Gründgens
Gustaf Gründgens , born Gustav Heinrich Arnold Gründgens, was one of Germany's most famous and influential actors of the 20th century, intendant and artistic director of theatres in Berlin, Düsseldorf, and Hamburg...
), the Tchaikovsky
Pyotr Ilyich Tchaikovsky
Pyotr Ilyich Tchaikovsky Pyotr Ilyich Tchaikovsky Pyotr Ilyich Tchaikovsky (Russian: Пётр Ильи́ч Чайко́вский ; often "Peter Ilich Tchaikovsky" in English. His names are also transliterated "Piotr" or "Petr"; "Ilitsch", "Il'ich" or "Illyich"; and "Tschaikowski", "Tschaikowsky", "Chajkovskij"...
novel Symphonie Pathétique and the emigrant novel Der Vulkan are Klaus Mann's three most important novels. An award-winning 1981 movie
Mephisto (1981 film)
Mephisto is the title of a 1981 film adaptation of Klaus Mann's novel of the same name, directed by István Szabó, and starring Klaus Maria Brandauer as Hendrik Höfgen...
was based on Mann's novel. The novel adapts the Mephistopheles/Dr Faustus
Faust
Faust is the protagonist of a classic German legend; a highly successful scholar, but also dissatisfied with his life, and so makes a deal with the devil, exchanging his soul for unlimited knowledge and worldly pleasures. Faust's tale is the basis for many literary, artistic, cinematic, and musical...
theme by having the main character Hendrik Höfgen abandon his conscience and continue to act and ingratiate himself with the Nazi Party to keep and improve his job and social position.
Context
Klaus Mann fled to exile in March 1933 to avoid political persecution by Hitler's regime. In Amsterdam he worked for the exile magazine Die Sammlung, which attacked national socialism. His friend and publisher Fritz Helmut Landshoff made him a "relatively generous offer", as Mann wrote to his mother on 21st July 1935. He was to receive a monthly wage to write a novel. Mann originally intended to write a utopian novel about Europe in 200 years. However, Mann discarded this idea stating that he could not write an apolitical novel at that point in history. The author Hermann KestenHermann Kesten
Hermann Kesten was a German novelist and dramatist. He was one of the principal literary figures of the New Objectivity movement in 1920's Germany.The literary prize Hermann Kesten Medal has been given in his honor since 1985....
suggested that he write a novel of a homosexual careerist in the Third Reich, with the director of the state theatre Gustaf Gründgens as a subject matter.
In 1924, Klaus Mann, his sister Erika
Erika Mann
Erika Julia Hedwig Mann was a German actress and writer, the eldest daughter of novelist Thomas Mann and Katia Mann.-Life:...
, Gründgens, and Pamela Wedekind had all worked together on a stage production of Mann's Anja und Esther and had toured through Germany. Gründgens and Erika Mann got engaged while Klaus Mann similarly got engaged to Wedekind. The first two got married in 1926 but divorced in 1929 and Wedekind married writer Carl Sternheim
Carl Sternheim
Carl Sternheim was a German playwright and short story writer. One of the major exponents of German Expressionism, he especially satirized the moral sensibilities of the emerging German middle class during the Wilhelmine period.-Biography:Born in Leipzig to a Jewish banker and his Protestant wife...
a year later. Klaus Mann was exiled in 1934, Gründgens became a renowned theater and movie director. While Mann never called Gründgens an adversary, he admitted "moved antipathy". Although he attacked Gründgens in newspaper articles, Mann hesitated to use homosexuality as a theme in the novel and decided to use "negroid masochism" as the main character's sexual preference.
After the novel's publication in 1936, the newspaper Pariser Tageszeitung presented it as a roman à clef
Roman à clef
Roman à clef or roman à clé , French for "novel with a key", is a phrase used to describe a novel about real life, overlaid with a façade of fiction. The fictitious names in the novel represent real people, and the "key" is the relationship between the nonfiction and the fiction...
. Mann resented this characterization and argued that he had not written about a particular individual, but about a type of individual.
Plot introduction
The novel portrays actor Hendrik Höfgen's rise from the Hamburger Künstlertheater (Hamburg Artists' Theater) in 1926 to nationwide fame in 1936. Initially, Höfgen flees to Paris on receiving news of the Nazis' rise to power because of his communist past (learning from a friend that he is on a blacklist). A former co-actress from Hamburg, Angelika Siebert, travels to Berlin to convince Lotte von Lindenthal, the girlfriend (and later wife) of a LuftwaffeLuftwaffe
Luftwaffe is a generic German term for an air force. It is also the official name for two of the four historic German air forces, the Wehrmacht air arm founded in 1935 and disbanded in 1946; and the current Bundeswehr air arm founded in 1956....
general to have him pardoned. On returning to Berlin he quickly manages to win over Lotte and her general and with his support has a wonderful career. On obtaining the role of Mephisto in Faust Part One
Faust Part One
Faust: The First Part of the Tragedy is the first part of Goethe's Faust. It was first published in 1808.-Synopsis:The first part of Faust is not divided into acts, but is structured as a sequence of scenes in a variety of settings...
he realizes that he actually made a pact with evil (i.e. Nazism
Nazism
Nazism, the common short form name of National Socialism was the ideology and practice of the Nazi Party and of Nazi Germany...
) and lost his humane values (even denouncing his mistress "Black Venus"). There are situations where Höfgen tries to help his friends or tells the prime minister about concentration camp hardships, but he is always concerned not to lose his Nazi patrons.
Lawsuit
After Gründgens' death, his adopted son Peter Gorski sued the Nymphenburger Verlagsbuchhandlung, then the publisher of Mephisto in West GermanyWest Germany
West Germany is the common English, but not official, name for the Federal Republic of Germany or FRG in the period between its creation in May 1949 to German reunification on 3 October 1990....
, and obtained the prohibition of publication, confirmed by the appeal judges of the Federal Court of Justice
Federal Court of Justice of Germany
The Federal Court of Justice of Germany in Karlsruhe is the highest court in the system of ordinary jurisdiction in Germany. It is the supreme court in all matters of criminal and private law...
in 1968.
On 24 February 1971 the constitutional complaint was rejected by an equally divided Federal Constitutional Court
Federal Constitutional Court of Germany
The Federal Constitutional Court is a special court established by the Grundgesetz, the German basic law...
, which ruled that the freedom of art (Article 5 Section 3 of the Basic Law
Basic Law for the Federal Republic of Germany
The Basic Law for the Federal Republic of Germany is the constitution of Germany. It was formally approved on 8 May 1949, and, with the signature of the Allies of World War II on 12 May, came into effect on 23 May, as the constitution of those states of West Germany that were initially included...
) must be balanced against late Gründgens' personal dignity
Dignity
Dignity is a term used in moral, ethical, and political discussions to signify that a being has an innate right to respect and ethical treatment. It is an extension of the Enlightenment-era concepts of inherent, inalienable rights...
(Article 1 Section 1). The case, in which two judges wrote dissenting opinion
Dissenting opinion
A dissenting opinion is an opinion in a legal case written by one or more judges expressing disagreement with the majority opinion of the court which gives rise to its judgment....
s, is considered a milestone in Germany's juridical history.
The novel was however still available (and importable) from the East German Aufbau-Verlag. In 1981 Rowohlt
Rowohlt
Rowohlt Verlag is a publishing house based in Reinbek and also Hamburg and Berlin, part of the Georg von Holtzbrinck Group . The company was created in 1908 in Leipzig by Ernst Rowohlt.- Parts of the company :* Kindler Verlag...
republished it in West Germany. Since the 1968 verdict concerned only Nymphenburger and Gorski never took legal action against Rowohlt, its Mephisto is still available.
Critique
The role of Höfgen is ambivalent, because on various occasions in the novel, he attempts to help his friends. However, these cries remain small, and Höfgen also fears losing his good job from his wealthy patron. For this reason, he calls himself a "totally normal actor" at the very end of novel, and can't understand why his friends have distanced themselves from him.Full plot synopsis
The Prussian Ministerpräsident (Prime Minister) celebrates his 43rd birthday in 1936 in the Berliner Opernhaus (Berlin Opera House). The party is so magnificent and extravagant that the foreign guests feel intimidated. As the propaganda minister enters the hall, his presence creates a stir. He is surrounded by an ice-cold atmosphere. Despite his disability he walks through the hall directly towards the director of the state theatre, Hendrik Höfgen. Although he hates the 39 year old, he allows himself to be photographed conversing with him. To guarantee a good consequence of his appearance, the Ministerpräsident delays his arrival to the party. Later he enters with his wife, Lotte Lindenthal.The story then reverts back to the mid-1920s: Hendrik Höfgen, Otto Ulrichs and Hans Miklas belong to the Hamburger Künstlertheater (Artists' Theatre in Hamburg). Höfgen currently works there as an actor and director, and is friends with Otto Ulrichs, as they incessantly plan a “revolutionary theatre”. The Hamburger Künstlertheater is the first rung on Höfgen’s career ladder. He works there 16 hours a day and often suffers from fits of excitement and nerves. He demonstrates superiority over his colleagues. When the Berlin actress Dora Martin has a guest performance, he hides in her dressing room. Although he didn’t see her performance, he congratulates her for it. Hans Miklas, a follower of the NSDAP, talks negatively of Martin because of her Jewish origin. In a harbour pub in Hamburg, he gets to know Juliette Martins. Her father is an engineer from Hamburg and her mother was African, giving Juliette her dark skin. She gives Höfgen dance lessons and becomes his mistress.
In the Hamburger Künstlertheater „Spring’s Awakening“ („Frühlings Erwachen“) is being rehearsed. Here Höfgen acts as a tyrant towards his colleagues. He adjourns the rehearsal in the afternoon because of his dance lesson. Juliette is the only person he allows to address him as Heinz – not even his family are allowed this. Höfgen is introduced to Barbara Bruckner (the daughter of Geheimrat Bruckner) by his colleague Nicoletta von Niebuhr. She encourages Höfgen to woo Barbara. To Barbara’s surprise he does it, and they marry quickly. They spend their honeymoon in the Upper Bavarian lakes. Nicoletta joins them and is visited almost daily by the eccentric writer Theophil Marder. Two weeks after their return, Hendrik again meets with Juliette. Theophil Marder writes Nicoletta a telegram, saying that his feelings are hurt by his marriage; a wife must belong to her husband regardless of circumstances. Nicoletta von Niebuhr travels straight to him and gives up her job. She marries the 30 year old.
In 1928, Höfgen takes a role in a comedy in Vienna. He receives his place there on the recommendation of Dora Martin, Geheimrat Bruckner and Theophil Marder. He left the Hamburger Künstlertheater after an argument with Hans Miklas, after he called Lotte Lindenthal a blonde cow. Through the support of Dora Martin, Höfgen receives a role in the State Theatre in Berlin. There he makes his career; his fee triples. He even sings for the evening performance of Chansons in the Music Hall. Now he spends a week at the Reichskanzlerplatz (Chancellor of the Reich) and learns to drive. Geheimrat Bruckner and his daughter Barbara come to Berlin less and less often and withdraw from Höfgen.
He rents a room for Juliette in a remote corner of Berlin. The he visits her during the week. In 1932, “Faust” is introduced to the play’s performance listings to commemorate 100 years since the death of Goethe. Höfgen takes the role of Mephisto, which becomes his most successful part. Höfgen can hardly believe that the Nazis will come to power, but on 30th January 1933, Hitler is named as the new Reichskanzler (Chancellor of the Reich). At this time Höfgen starts shooting in Madrid. Dora Martin emigrates to America. Once the shooting in Spain is finished, Höfgen doesn’t return to Germany, instead travelling to Paris, because he had been warned that he was on the Nazi blacklist. After his colleague from Hamburg Angela Siebert puts in a good word for him with Lotte Lindenthal, Lotte decides to choose him as her partner for her debut performance at the Berlin State Theatre. Höfgen therefore is under the protection of the Ministerpräsident and can return to Germany. “Faust” is again written in the performance listings of the State Theatre. Höfgen tells Lotte that he would withour a doubt like to play Mephisto. Again, she manages to get him this part. Thanks to his patron, he organises the release of Otto Ulrichs, whom the Nazis had imprisoned in a concentration camp for his communist beliefs. Höfgen convinces him to take a job at the State Theatre. Meanwhile Hans Miklas feels betrayed by national socialism, since in his opinion it was of no benefit to Germany.
Höfgen wanted the Nazis to know nothing of his relationship with the dark-skinned Juliette. He calls upon her to leave Germany and to go to Paris. Since Juliette refuses, Höfgen finds no alternative but to allow Juliette to be arrested. In prison Höfgen tells her that he will get her sent to Paris and support her financially. In 1934, Barbara divorces Höfgen. She too lives in Paris. Nicoletta separates from her husband and returns to Berlin, to continue working as an actress. She works alongside Höfgen.
The Ministerpräsident and the propaganda minister argue over the choice of the new director of the State Theatre. The Ministerpräsident wants Höfgen to take the post and the propaganda minister disagrees, but eventually gives in. Höfgen takes over the position of Cäsar von Muck, who is named president of the “Dichterakademie” (Poetry Academy). In Paris, von Muck encounters Höfgen’s negress lover. Out of revenge he spreads the information. The Führer engages Höfgen for a short conversation on the matter, then dismisses him, content that the issue has been dealt with.
Höfgen buys a huge villa in Grunewald and calls his sister and parents to Berlin. He now marries Nicoletta to ut an end to the rumours of his relationship with a negress. Ulrichs once again works in underground communist circles. He now knows that Höfgen only lives for his fame. Ulrichs is again arrested. Höfgen begs for help from the Ministerpräsident, but he explains to Höfgen that he can no longer help and that he should say no more about it.
He plays his new role of Hamlet poorly, and suffers greatly from feelings of ineptitude. The premiere is very successful and the critics are impressed. The audience no longer assess his artistic capabilities, but rather his relationship with power. At the end of the novel, he breaks down to his mother. She knows her son’s susceptibility to nervous breakdowns, but notices in his composure that his spiritual condition is deep-rooted.