Phallos (novella)
Encyclopedia
Phallos is a short novel — or novella
Novella
A novella is a written, fictional, prose narrative usually longer than a novelette but shorter than a novel. The Science Fiction and Fantasy Writers of America Nebula Awards for science fiction define the novella as having a word count between 17,500 and 40,000...

 — by Samuel R. Delany
Samuel R. Delany
Samuel Ray Delany, Jr., also known as "Chip" is an American author, professor and literary critic. His work includes a number of novels, many in the science fiction genre, as well as memoir, criticism, and essays on sexuality and society.His science fiction novels include Babel-17, The Einstein...

, published by Bamberger Books.

Phallos takes the form of a modern online
ONLINE
ONLINE is a magazine for information systems first published in 1977. The publisher Online, Inc. was founded the year before. In May 2002, Information Today, Inc. acquired the assets of Online Inc....

 essay recounting the history and giving a synopsis
Synopsis
A synopsis is a brief summary of the major points of a written work, either as prose or as a table; an abridgment or condensation of a work.-See also:*Synopsys, an electronic design automation company based in Mountain View, California...

 of a nonexistent novel also called Phallos, set in the Mediterranean during the reign of the Emperor Hadrian
Hadrian
Hadrian , was Roman Emperor from 117 to 138. He is best known for building Hadrian's Wall, which marked the northern limit of Roman Britain. In Rome, he re-built the Pantheon and constructed the Temple of Venus and Roma. In addition to being emperor, Hadrian was a humanist and was philhellene in...

.

Genre

The long story, or “novella,” has been a favorite form of Samuel R. Delany’s since the beginning of his career: The Ballad of Beta-2
The Ballad of Beta-2
The Ballad of Beta-2 is a 1965 science fiction novel by Samuel R. DelanyThe book was originally published as Ace Double M-121, together with Alpha Yes, Terra No! by Emil Petaja...

(1964), Empire Star
Empire Star
Empire Star is a 1966 science fiction novella by Samuel R. Delany. It is often published together with another book, most frequently with The Ballad of Beta-2. Delany hoped to have it first published as part of an Ace Double with Babel-17, but instead it was published with Tree Lord of Imeten by...

(1965; which has much in common with Phallos thematically), "The Star Pit" (1965), and "We, in Some Strange Power's Employ, Move on a Rigorous Line" (1967) (the latter two collected in Aye, and Gomorrah, and other stories
Aye, and Gomorrah, and other stories
Aye, and Gomorrah, and other stories, by Samuel R. Delany is a thematically arranged collection, in the style of James Joyce’s Dubliners , Sherwood Anderson’s Winesburg, Ohio , and Willa Cather’s Youth and the Bright Medusa . Also, for all practical purposes, it is Delany’s collected science...

[2004]) are early examples. Some of the tales in Delany’s Return to Nevèrÿon series
Return to Nevèrÿon (series)
Return to Nevèrÿon is a series of eleven “sword and sorcery” stories by Samuel R. Delany, originally published in four volumes during the years 1979-1987...

 use a similar structure: "The Tale of Old Venn" (1976), "The Tale of Fog and Granite" (1984), "The Mummer’s Tale" (1984), and "The Game of Time and Pain" (1985) (this last discussed at length in Walter Ben Michaels' study, The Shape of the Signifier, Princeton University Press: 2004). Delany’s return to the form, for They Fly at Çiron
They Fly at Çiron
They Fly at Çiron is a 1993 science fiction novel by Samuel R. Delany, wholly rewritten and expanded from a novelette written in the 1960s....

(1993), Atlantis: Model 1924 (1993) and Phallos (2004) should not, therefore, surprise.

Plot summary

In many ways Phallos is a coda to Delany's exploration of prehistoric attitudes and technologies, psychologies and sexualities, and a story that connects the prehistoric "nameless gods" from his four-volume series Return to Nevèrÿon, to the historical world of the actual Roman Empire
Roman Empire
The Roman Empire was the post-Republican period of the ancient Roman civilization, characterised by an autocratic form of government and large territorial holdings in Europe and around the Mediterranean....

.

As does the Nevèrÿon series, Phallos uses a frame story — a double frame, in fact. The first is a brief trio of paragraphs telling of a young man, Adrian Rome, whose adolescent encounter with the book leads to his adult attempt, a decade later, to acquire a copy: and how he settles for an on-line synopsis posted by one Randy Pedarson of Moscow, Idaho. The second frame is more complex — and far more interesting: it concerns the dubious (fictive) editor Randy Pedarson, presumably of Moscow, and his relations with two graduate students, Binky and Phyllis, also enthusiasts of the novel, at the university there. According to Pedarson’s posting, as far as Pedarson can tell, an anonymous gay pornographic novel, Phallos (one of Pederson’s three favorites: the other two are John Preston’s Mr. Benson and William Talsman’s The Gaudy Image — both of which are known for their better-than-average writing), was published in 1969 by Essex House of West Hollywood, California
West Hollywood, California
West Hollywood, a city of Los Angeles County, California, was incorporated on November 29, 1984, with a population of 34,399 at the 2010 census. 41% of the city's population is made up of gay men according to a 2002 demographic analysis by Sara Kocher Consulting for the City of West Hollywood...

. While the anonymous introduction to that volume suggests that Phallos was known to numerous literary gay men of the past, from the 18th century advocate of Greek beauty, Johanne Joaquim Winkelmann, through the 19th century Oxford aesthetician and novelist Walter Pater
Walter Pater
Walter Horatio Pater was an English essayist, critic of art and literature, and writer of fiction.-Early life:...

, to the historian John Addington Symonds
John Addington Symonds
John Addington Symonds was an English poet and literary critic. Although he married and had a family, he was an early advocate of male love , which he believed could include pederastic as well as egalitarian relationships. He referred to it as l'amour de l'impossible...

 (whose seven-volume The Renaissance in Italy [1875-86] acted as a sort of counterbalance to Pater’s brief single volume [of 1873/75], The Renaissance, still widely read and quoted today), and moving on to such characters as Baron Corvo (pseudonym of Frederic Rolfe) and sex researcher Havelock Ellis, Pederson concludes that all this is simply the kind of bogus folderol that accompanies so much of the pornography published in that licentious decade, as an attempt to legitimate it. If one has any knowledge at all of the sexual revolution occurring throughout the Oxford Aesthetic Movement and the Edwardian decade that closed out the Age of Victoria, however, one recognizes Pedarson’s account is presented with some wit.

Pederson goes on to synopsize Phallos — during which synopsis, now and again, he quotes from it more or less liberally. That synopsis, along with the footnotes — some of them as extensive as five or six pages — provided by his friends, recent Ph.D.'s Binky and Phyllis, make up the text of Delany's novella.

The Novel Within the Novella

Phallos proper begins with a Greek epigraph — the "Anaximander fragment," presumably the oldest piece of written Greek philosophy extant from the Ionian presocratics, dating from the last years of the 6th century BCE. This is glossed by a footnote from Binky, who, in four pages, gives his version of Nietzsche’s, Hegel’s, Heidegger’s, and finally Sir Karl Popper’s take on Anaximander, with a few potshots by Phyllis (virtually footnotes to the footnote). Either you enjoy someone gently rubbing your nose in all the stuff you don’t know — or you don’t.

Thematically, the idea is to point out all the things the presocratics did know that, later, were forgotten — that the earth was round, what caused the moon to shine and go through its phases, etc., and concomitantly how modern some of their commentators — such as Pater — actually were. This is to make us more willing to accept the relevance to the modern world of what our hero learns of life in the 2nd century CE, as well as to explicate those thirty-one words from the Ionian island and coastal culture of the 6th century BCE, which managed to slip through into the modern world.

Pederson reproduces Phallos’s whole first chapter. It serves as a prologue to the novel proper as well as to his own synopsis. Also, it introduces us to our narrator, Neoptolomus, the son of a gentleman farmer on the island of Syracuse (Sicily) who reads Heraclietos and can recite some of Æsop’s fables in Greek. His mother is a one-time Egyptian slave woman, freed long ago. When his parents are killed by a fever in his 17th year, Neoptolomus comes under the protection of a rich Roman merchant who keeps a summer villa in the area. The rich Roman takes young Neoptolomus to Rome and sponsors him as an officer in the Roman army and, on his release, asks him, in return, to travel to Egypt and help him acquire some lands across the Nile from the city of Hermopolis. The Roman Emperor Hadrian is visiting Hermopolis at the time, and Neoptolomus becomes involved with the murder of the emperor’s favorite, Antinous. At the temple of "a nameless god," whose priests control the lands across the river at Hir-wer, Neoptolomus learns that on the day of Antinous’s death, bandits have broken into the temple and, from the statue of the god, stolen the "golden phallos, encrusted with jade, copper, and jewels" — phallos is Greek for the male member. This theft has thrown the whole religious system into chaos. Almost immediately Neoptolomus finds himself kidnapped by a bandit gang, whose leader is certainly the man who killed Antinous. The first third of the novella deals with Neoptolomus, his relation with the bandit chief, and the period before and after the bandit sells him to a scholar in Alexandria. The plot is interlarded — indeed, held together — by numerous gay sexual encounters. Ironically, while Pederson mentions them, his synopsis omits much — indeed, most — of the explicit sexual description. This produces the novel’s first and most pervasive irony: Phallos is pornography with virtually all the sex excised.

After several years of the hero's wanderings, the novel’s middle third finds Neoptolomus back in Rome. Once more he is working for his Roman patron, now as a broker of warehouse space in his patron’s several Roman warehouses. After his early education in the sex life of the desert and the barbarian outlands, Neoptolomus finds himself sampling the intricacies of civilized urban sex — as well as negotiating the complexities that arise for him as a gay man trying to have friendships with — and work among — straight men. Through all this, we watch his several attempts to retrieve the phallos, which take us from Rome to Byzantium, back to Syracuse, and even to the volcanic slopes of Mt. Etna. High points of the central third include a drugged Walpurgisnacht among the volcanic peaks and the sad history of a Roman street boy, Maximin, whom Neoptolomus wrongly decides is trying to steal from him, though in reality he has been the victim of one of Neoptolomus’s jealous lovers.

In the final third, years later an older and wiser Neoptolomus returns to Hermopolis, where he meets a young black African, Nivek, sent to the Temple of the nameless god, much as Neoptolomus had been, also to acquire rights to the land across the Nile at Hir-wer — which, since Antinous’s death, Hadrian has transformed into the gold and marble city of Antinoöpolis, now a shrine to the memory of the emperor’s late lover, who has officially been declared a god. Here history would seem to repeat itself, only Neoptolomus is in a different role from the one he occupied as a youth. Through this switch in position, Neoptolomus comes to understand a great deal about some of the mysteries around his earlier visit to Hermopolis. (Though the plot elements are entirely different, the narrative technique is similar to the one Delany used to relate the first half to the second half of his novella The Game of Time and Pain in his Return to Nevèrÿon series.) In his relations with Nivek, we get a chance to watch Neoptolomus apply many of the lessons he has learned during his adventures to the problems of an open relationship. Delany makes the point that open relationships take as much care, concern, and commitment as do monogamous ones. Soon, under the pleasures of his committed life-partnership with Nivek, Neoptolomus gives up his search for the phallos. Because of his success both in business and in life — and because they know how much energy in the past Neoptolomus has put into searching for the phallos — many of the couple's friends, however, including a poet, a Christian priest, and a horse-loving adventurer, assume the two, now successful merchants on their own, have secretly found it. Their friends cleave to them in the hopes that they will learn more of the phallos and can perhaps share in its power. "Though," Neoptolomus tells us, "all we had — which, yes, each mistook for its sign — was a certain pleasure in the world and in each other, a pleasure our friends were sometimes rash enough to call happiness." Nivek and Neoptolomus run into problems holding their annual orgies in their own summer villa in the Apennines above Rome — sometimes with their neighbors, sometimes with their guests. Though Neoptolomus and Nivek have given up the search for the phallos, because of their friends’ interest in that object they are almost as greatly plagued by its possible existence — or non-existence — as they were before. The novel more or less concludes when Neoptolomus’s rich Roman patron dies, and Neoptolomus and Nivek return to Syracuse to take over Neoptolmus’s late father’s lands, using some of the money that his patron has left him. Meanwhile Neoptolomus has generously sponsored a young goatherd, Cronin, with a commission in the army, as Neoptolomus himself had been sponsored in his youth; and Nivek has just invited a sexually interesting farm worker, Aronk, to come and work for them — because he realizes that Neoptolomus finds him attractive. In a moving scene in which the two men embrace in an acceptance of the cyclic, yet unpredictable, nature of life, the novel proper ends. The commentary from the triptych of our editor and his friends, however, goes on. In another footnote Binky points out Pederson’s tendency in his synopsis to downplay any racial tensions dramatized in the book. Phyllis has the last say, pointing out in her final note an equally misogynistic
Misogyny
Misogyny is the hatred or dislike of women or girls. Philogyny, meaning fondness, love or admiration towards women, is the antonym of misogyny. The term misandry is the term for men that is parallel to misogyny...

 streak in Pederson's selection of the materials he has included (and, even more so, left out), so that the final word we read in the text is her accusation against Pedarson of subjecting his version of the book to a certain order of "castration
Castration
Castration is any action, surgical, chemical, or otherwise, by which a male loses the functions of the testicles or a female loses the functions of the ovaries.-Humans:...

."

Outside the Frame

The outer frame story of Adrien Rome reflects an earlier work of Delany's. In Babel-17
Babel-17
Babel-17 is a 1966 science fiction novel by American writer Samuel R. Delany in which the Sapir–Whorf Hypothesis plays an important part...

, we learn that Rydra Wong (the novel's protagonist) has a friend named Muels Aranlyde (an anagram
Anagram
An anagram is a type of word play, the result of rearranging the letters of a word or phrase to produce a new word or phrase, using all the original letters exactly once; e.g., orchestra = carthorse, A decimal point = I'm a dot in place, Tom Marvolo Riddle = I am Lord Voldemort. Someone who...

 of "Samuel R. Delany") who wrote books about someone named "Comet Jo", one of which was named Empire Star. Empire Star
Empire Star
Empire Star is a 1966 science fiction novella by Samuel R. Delany. It is often published together with another book, most frequently with The Ballad of Beta-2. Delany hoped to have it first published as part of an Ace Double with Babel-17, but instead it was published with Tree Lord of Imeten by...

is, of course, a book by Delany whose protagonist is one "Comet Jo". Similarly, upon carefully reading Delany's 2007 novel Dark Reflections
Dark Reflections
Dark Reflections is a novel by Samuel R. Delany, published in 2007 by Carroll & Graf, an imprint of Avalon Publishing Group. In 2008 it received a Stonewall Book Award and was nominated for a Lambda Literary Award for Gay Men's Fiction.-Plot:...

, we learn that the protagonist of that novel, Arnold Hawley, is actually the anonymous author of the novel Phallos that Adrian Rome encountered as an adolescent.

The Meaning of the Phallos

Village Voice reviewer Brandon Stosuy — a one-time student of Delany’s at SUNY Buffalo
University at Buffalo, The State University of New York
University at Buffalo, The State University of New York, also commonly known as the University at Buffalo or UB, is a public research university and a "University Center" in the State University of New York system. The university was founded by Millard Fillmore in 1846. UB has multiple campuses...

 some years before he wrote his review — called Phallos "a lapidary, digital-age Pale Fire
Pale Fire
Pale Fire is a novel by Vladimir Nabokov. The novel is presented as a 999-line poem titled "Pale Fire", written by the fictional John Shade, with a foreword and lengthy commentary by a neighbor and academic colleague of the poet. Together these elements form a narrative in which both authors are...

." The text-within-the-text and the built-in critical responses, not to mention the extraordinarily vivid and playful writing, certainly justify pointing out the correspondences between the books.

The treatment of the phallos itself in Delany’s book recalls the frequently quoted sound bite from commentators on Lacanian psychoanalysis
Psychoanalysis
Psychoanalysis is a psychological theory developed in the late 19th and early 20th centuries by Austrian neurologist Sigmund Freud. Psychoanalysis has expanded, been criticized and developed in different directions, mostly by some of Freud's former students, such as Alfred Adler and Carl Gustav...

: "The phallus is not the penis or the clitoris, which is merely its most common symbol." Indeed, as Delany writes, just after the book’s midpoint, through his critical alter ego
Alter ego
An alter ego is a second self, which is believe to be distinct from a person's normal or original personality. The term was coined in the early nineteenth century when dissociative identity disorder was first described by psychologists...

 Pedarson: "[T]he reader, if not Neoptolomus, will have come to suspect that [the phallos] is an illusion . . . That is to say, it is always something someone else possesses, never oneself: wealth, power, brilliance, knowledge, a bigger cock than yours, fame, talent, wisdom, social assurance, a way with women or with men. . . . something that only functions as the phallos once the seeker realizes it is an illusion — that indeed the other does not have what once you thought he or she possessed. The author of Phallos even identifies the revelation of its illusory basis with 'castration.' Reflecting Freud and anticipating Lacan, he shows that the phallos . . . only works through castration, frustration, and desire — the growing suspicion of its non-existence alone allowing it to serve as an ideal." Or, to put it in terms closer to the narrative surface: While we think the value of whatever we seek has been preset by history, society, and tradition, we actually create that value — and invest our object with it — through the energy alone we put out to attain it.

"[Phallos] creates new opportunities for self-reflection by sexually active gay men," John Garrison concluded his article on the book in the Gay and Lesbian Review Worldwide (May–June 2005), "though any reader open to frank discussions of sex and sexuality could appreciate this book. For all its brevity the novel’s complex narrative will have readers delightfully paging back to earlier sections to better understand Neoptolomus's journey of self-discovery
Journey of self-discovery
The term "journey of self-discovery" refers to a travel, pilgrimage, or series of events whereby a person attempts to determine how they feel, personally, about spiritual issues...

."

Phallos is dense, witty, playful, self-critical, and lively — and is finally, as critic Steven Shaviro has pointed out http://www.shaviro.com/Blog/?p=412, a species of "wisdom" writing (to borrow a term from critic Harold Bloom). It is a philosophical novel, in the same genre as is Voltaire’s Candide or Diderot’s Bijoux indiscret: "[U]ltimately," as Shaviro writes, "it is a book about how to live."
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