The Third Wave (book)
Encyclopedia
For Samuel P. Huntington
Samuel P. Huntington
Samuel Phillips Huntington was an influential American political scientist who wrote highly-regarded books in a half-dozen sub-fields of political science, starting in 1957...

's book, go to The Third Wave: Democratization in the Late Twentieth Century


The Third Wave is a book published in 1980 by Alvin Toffler
Alvin Toffler
Alvin Toffler is an American writer and futurist, known for his works discussing the digital revolution, communication revolution, corporate revolution and technological singularity....

. It is the sequel to Future Shock
Future Shock
Future Shock is a book written by the futurist Alvin Toffler in 1970. In the book, Toffler defines the term "future shock" as a certain psychological state of individuals and entire societies. His shortest definition for the term is a personal perception of "too much change in too short a period of...

, published in 1970, and the second in what was originally just a trilogy that was continued with Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century
Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century
Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century is the third book in a trilogy written by the futurist Alvin Toffler, following on from Future Shock and The Third Wave. The hardcover first edition was published October 1, 1990. ISBN-10 0553057766....

in 1990. A new addition Revolutionary Wealth
Revolutionary Wealth
Revolutionary Wealth is a book written by futurists Alvin Toffler and his wife Heidi Toffler, first published in 2006 by Knopf . It is a continuation of the 1980 The Third Wave, which itself is a sequel to Future Shock....

 was published, however, in 2006 and may be considered as a major expansion of The Third Wave.

Toffler's book describes the transition in developed countries from Industrial Age
Industrial Revolution
The Industrial Revolution was a period from the 18th to the 19th century where major changes in agriculture, manufacturing, mining, transportation, and technology had a profound effect on the social, economic and cultural conditions of the times...

 society, which he calls the "Second Wave", to Information Age
Information Age
The Information Age, also commonly known as the Computer Age or Digital Age, is an idea that the current age will be characterized by the ability of individuals to transfer information freely, and to have instant access to knowledge that would have been difficult or impossible to find previously...

 "Third Wave" society.

Toffler's Wave Theory

In the book Toffler describes three types of societies, based on the concept of 'waves' - each wave pushes the older societies and cultures aside.
  • The First Wave is the settled agricultural society which prevailed in much of the world after the Neolithic Revolution
    Neolithic Revolution
    The Neolithic Revolution was the first agricultural revolution. It was the transition from hunting and gathering to agriculture and settlement. Archaeological data indicates that various forms of plants and animal domestication evolved independently in 6 separate locations worldwide circa...

    , which replaced hunter-gatherer
    Hunter-gatherer
    A hunter-gatherer or forage society is one in which most or all food is obtained from wild plants and animals, in contrast to agricultural societies which rely mainly on domesticated species. Hunting and gathering was the ancestral subsistence mode of Homo, and all modern humans were...

     cultures.
  • The Second Wave is Industrial Age
    Industrialisation
    Industrialization is the process of social and economic change that transforms a human group from an agrarian society into an industrial one...

     society. The Second Wave began in Western Europe with the Industrial Revolution
    Industrial Revolution
    The Industrial Revolution was a period from the 18th to the 19th century where major changes in agriculture, manufacturing, mining, transportation, and technology had a profound effect on the social, economic and cultural conditions of the times...

    , and subsequently spread across the world. Key aspects of Second Wave society are the nuclear family
    Nuclear family
    Nuclear family is a term used to define a family group consisting of a father and mother and their children. This is in contrast to the smaller single-parent family, and to the larger extended family. Nuclear families typically center on a married couple, but not always; the nuclear family may have...

    , a factory-type education system and the corporation
    Corporation
    A corporation is created under the laws of a state as a separate legal entity that has privileges and liabilities that are distinct from those of its members. There are many different forms of corporations, most of which are used to conduct business. Early corporations were established by charter...

    . Toffler writes:
    "The Second Wave Society is industrial and based on mass production
    Mass production
    Mass production is the production of large amounts of standardized products, including and especially on assembly lines...

    , mass distribution
    Mass distribution
    Mass distribution is a term used in physics and mechanics and describes the spatial distribution of mass within a solid body. In principle, it is relevant also for gases or liquids, but on earth their mass distribution is almost homogeneous.-Astronomy:...

    , mass consumption, mass education
    Mass education
    Mass education refers to a massive educational system funded and run by the state to educate people on the state's interest....

    , mass media
    Mass media
    Mass media refers collectively to all media technologies which are intended to reach a large audience via mass communication. Broadcast media transmit their information electronically and comprise of television, film and radio, movies, CDs, DVDs and some other gadgets like cameras or video consoles...

    , mass recreation, mass entertainment, and weapons of mass destruction
    Weapons of mass destruction
    A weapon of mass destruction is a weapon that can kill and bring significant harm to a large number of humans and/or cause great damage to man-made structures , natural structures , or the biosphere in general...

    . You combine those things with standardization
    Standardization
    Standardization is the process of developing and implementing technical standards.The goals of standardization can be to help with independence of single suppliers , compatibility, interoperability, safety, repeatability, or quality....

    , centralization
    Centralization
    Centralisation, or centralization , is the process by which the activities of an organisation, particularly those regarding planning and decision-making, become concentrated within a particular location and/or group....

    , concentration, and synchronization, and you wind up with a style of organization
    Organization
    An organization is a social group which distributes tasks for a collective goal. The word itself is derived from the Greek word organon, itself derived from the better-known word ergon - as we know `organ` - and it means a compartment for a particular job.There are a variety of legal types of...

     we call bureaucracy
    Bureaucracy
    A bureaucracy is an organization of non-elected officials of a governmental or organization who implement the rules, laws, and functions of their institution, and are occasionally characterized by officialism and red tape.-Weberian bureaucracy:...

    ."
  • The Third Wave is the post-industrial society. Toffler says that since the late 1950s most countries have been transitioning from a Second Wave society into a Third Wave society. He coined many words to describe it and mentions names invented by others, such as the Information Age
    Information Age
    The Information Age, also commonly known as the Computer Age or Digital Age, is an idea that the current age will be characterized by the ability of individuals to transfer information freely, and to have instant access to knowledge that would have been difficult or impossible to find previously...

    .

Anthropological Interpretation

The transition from the earlier hunter-gatherer societies to the agrarian and agricultural societies is also known as the Neolithic Revolution
Neolithic Revolution
The Neolithic Revolution was the first agricultural revolution. It was the transition from hunting and gathering to agriculture and settlement. Archaeological data indicates that various forms of plants and animal domestication evolved independently in 6 separate locations worldwide circa...

. This coincides with the transition from the Mesolithic
Mesolithic
The Mesolithic is an archaeological concept used to refer to certain groups of archaeological cultures defined as falling between the Paleolithic and the Neolithic....

 era to the Neolithic
Neolithic
The Neolithic Age, Era, or Period, or New Stone Age, was a period in the development of human technology, beginning about 9500 BC in some parts of the Middle East, and later in other parts of the world. It is traditionally considered as the last part of the Stone Age...

 era (respectively, the Middle and Late Stone Age
Stone Age
The Stone Age is a broad prehistoric period, lasting about 2.5 million years , during which humans and their predecessor species in the genus Homo, as well as the earlier partly contemporary genera Australopithecus and Paranthropus, widely used exclusively stone as their hard material in the...

). The transition from the Paleolithic
Paleolithic
The Paleolithic Age, Era or Period, is a prehistoric period of human history distinguished by the development of the most primitive stone tools discovered , and covers roughly 99% of human technological prehistory...

 to the Mesolithic
Mesolithic
The Mesolithic is an archaeological concept used to refer to certain groups of archaeological cultures defined as falling between the Paleolithic and the Neolithic....

 (Early to Middle Stone Age), in turn, largely coincides with the emergence of the modern Homo sapiens from earlier, related archaic human
Archaic Homo sapiens
Archaic Homo sapiens is a loosely defined term used to describe a number of varieties of Homo, as opposed to anatomically modern humans , in the period beginning 500,000 years ago....

 species.

Nearly extinct in the present-day world, hunter-gatherer societies (which one might term the "0th Wave" societies) are not recognized in Toffler's scheme. Similarly, in the classical Three-age system
Three-age system
The three-age system in archaeology and physical anthropology is the periodization of human prehistory into three consecutive time periods, named for their respective tool-making technologies:* The Stone Age* The Bronze Age* The Iron Age-Origin:...

, distinctions are recognized between the Stone Age
Stone Age
The Stone Age is a broad prehistoric period, lasting about 2.5 million years , during which humans and their predecessor species in the genus Homo, as well as the earlier partly contemporary genera Australopithecus and Paranthropus, widely used exclusively stone as their hard material in the...

 era Bronze Age
Bronze Age
The Bronze Age is a period characterized by the use of copper and its alloy bronze as the chief hard materials in the manufacture of some implements and weapons. Chronologically, it stands between the Stone Age and Iron Age...

, Iron Age
Iron Age
The Iron Age is the archaeological period generally occurring after the Bronze Age, marked by the prevalent use of iron. The early period of the age is characterized by the widespread use of iron or steel. The adoption of such material coincided with other changes in society, including differing...

, the boundary between the latter two c. 1300-1200 BC being as dramatic as that demarcating Toffler's waves. None of these phases are clearly recognized in the Toffler scheme, in part due to the prevalence of the latter phase amongst present-day pre-industrial societies
Pre-industrial society
Pre-industrial society refers to specific social attributes and forms of political and cultural organization that were prevalent before the advent of the Industrial Revolution. It is followed by the industrial society....

.

The transition from Toffler's First Wave and Second Wave is sometimes also recognized as a transition from the Iron Age
Iron Age
The Iron Age is the archaeological period generally occurring after the Bronze Age, marked by the prevalent use of iron. The early period of the age is characterized by the widespread use of iron or steel. The adoption of such material coincided with other changes in society, including differing...

 to the Steel Age
Industrial Revolution
The Industrial Revolution was a period from the 18th to the 19th century where major changes in agriculture, manufacturing, mining, transportation, and technology had a profound effect on the social, economic and cultural conditions of the times...

. At present, there is no clear delineation of the latest transition, though sometimes the term Post-industrial society
Post-industrial society
If a nation becomes "post-industrial" it passes through, or dodges, a phase of society predominated by a manufacturing-based economy and moves on to a structure of society based on the provision of information, innovation, finance, and services.-Characteristics:...

, originating from Daniel Bell
Daniel Bell
Daniel Bell was an American sociologist, writer, editor, and professor emeritus at Harvard University, best known for his seminal contributions to the study of post-industrialism...

, is used, in addition to Toffler's "Third Wave society".

The important point is that the nature of society (relationships between people and political and economic structures) are significantly altered by the impact of new technology. That to some degree peoples lives are modified to serve the technology.

Key Characteristics Of The Third Wave Society

Though the society foreseen is still emerging, with the dramatic transitions of the past two decades (e.g. Cell Phones, Internet
Internet
The Internet is a global system of interconnected computer networks that use the standard Internet protocol suite to serve billions of users worldwide...

, the rise of non-national and super-national powers, etc.), several distinguishing features were posed as characteristic of this new society. Among others, these included
  • The rolling back of the Industrial-Era creed of "standardization", as exemplified in the one-size-fits-all approach typical of institutions of this era, such as the education system, factories, governments, mass media, high volume mass production and distribution, etc.
  • The attack on the nation-state from above and below and progressive obsolescence of the nation-state itself.
  • The assault on the nation-state from below would include both the gradual loss of consensus, such as has characterized the politics of the United States in the 21st century, as well as political turmoil in China (largely split amongst urban-rural lines), Israel (orthodox vs. secular), Germany (the deadlock following the 2005 elections), the Islamic world (fundamentalist or traditional vs. secular) and elsewhere. It would include the rise of regional interests and the progressive devolution of the nation-state itself; e.g. the autonomization of Wales and Scotland in Britain; of Nunavut and Canada; the frequent incidence of separatist movements, such as in Chechnya, the dissolution of Yugoslavia, Czechoslovakia, the USSR, Ethiopia, the emergence of microstates, such as East Timor.
  • The assault on the nation-state from above would include the rise of powerful non-national entities: IGO's, multinational corporations, religions with global reach, and even terrorist organizations or cartels. It would include the progressive hemming-in of national economies and of nation-states under a growing network of super-national organizations and affiliations; e.g. the European Union, the North American Union, the newly formed African Union, as well as organizations such as the WTO, NAFTA or International Criminal Court.
  • The eclipsing of monetary wealth by knowledge and information as the primary determinant of power and its distribution. This was also discussed more fully in the sequel Powershift
    Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century
    Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century is the third book in a trilogy written by the futurist Alvin Toffler, following on from Future Shock and The Third Wave. The hardcover first edition was published October 1, 1990. ISBN-10 0553057766....

    .
  • The eclipsing of manufacturing and manufacturing goods by knowledge-production and information-processing as the primary economic activity. This was significantly expanded on in the sequel Powershift, where Toffler nearly drew the line between the two along gender lines, coining the term "Material-Ismo" (a play on "machismo") to represent the infatuation with the industrial era world of manufacturing (as opposed to paper-pushing), and equating value with product (as opposed equating value with information). The criticism came down particularly hard on the former Stalinist societies, that have in recent years seen a substantial dislocation, particularly along gender lines, with female life expectancy now as much as 10 years greater than male life expectancy throughout the former USSR.
  • The emergence of various high technologies, such as cloning, global communications networks, nanotechnology, etc. However, these aspects were discussed in greater depth in Future Shock
    Future Shock
    Future Shock is a book written by the futurist Alvin Toffler in 1970. In the book, Toffler defines the term "future shock" as a certain psychological state of individuals and entire societies. His shortest definition for the term is a personal perception of "too much change in too short a period of...

     and somewhat deemphasized in the Third Wave.
  • A transformation of the very character of democracy, itself, from rule-by-periodic polling at the election booth, toward a more direct interaction between the government and its populace. To a large extent, this has already emerged with the rise of the Internet
    Internet
    The Internet is a global system of interconnected computer networks that use the standard Internet protocol suite to serve billions of users worldwide...

    , though it has not yet congealed in the form of a fundamental revision of the constitution of any state. The trend toward on-line voting in the United States, following the election crisis of 2000, may be seen as a first step in this direction.


Despite the forecast of the obsolescence of the order of nation-states, and the rise of super-national entities, what was not forecast was the emergence of a world political union cast in the form of the United States of Earth. In the framework of the Wave Theory of Toffler, such an institution, if constituted along lines similar to present-day nation states, would represent the very archetype of the Second Wave writ large. Curiously, the potential of a federal world union cast in the mould of a heterogeneous mix (e.g. nations, labor unions, religions affiliations, businesses, popular assemblies, IGO's, etc. all brought together in an overlapping mix) was left open.

Toffler left open both the question of what the outcome of the transformation of the structure of democracy was to entail, as well as the question of what kind of world order would supersede the order of nation-states. This became particularly acute in the 1993 addendum War and Anti-War which raised the issue of the "Genie out of the Bottle" (nuclear proliferation) and the illusion of the "Zone of Peace" being broken (i.e., 9-11, Madrid, London, etc.), but remained silent on the questions of what changes in the structure of the world would be required to resolve these dilemmas, if the nation-state is to become obsolete and "United State of Earth" type global organizations just as much so.

Fourth Wave

Though talk about another major historical watershed on par with the Neolithic Revolution
Neolithic Revolution
The Neolithic Revolution was the first agricultural revolution. It was the transition from hunting and gathering to agriculture and settlement. Archaeological data indicates that various forms of plants and animal domestication evolved independently in 6 separate locations worldwide circa...

 may seem premature, given that the Third Wave
Third Wave
Third wave may refer to:* Third-wave feminism, diverse strains of feminist activity in the early 1990s* Third wave ska, a musical genre* Third Wave of the Holy Spirit, a 1980s expression coined by C...

 has only reached its crest with the advent of the Internet
Internet
The Internet is a global system of interconnected computer networks that use the standard Internet protocol suite to serve billions of users worldwide...

, one of the central themes of Future Shock
Future Shock
Future Shock is a book written by the futurist Alvin Toffler in 1970. In the book, Toffler defines the term "future shock" as a certain psychological state of individuals and entire societies. His shortest definition for the term is a personal perception of "too much change in too short a period of...

 is that history, itself, would accelerate to the point where all of the past would catch up with the present. Therefore, the question has been raised with increasing frequency as to whether a Fourth Wave is looming or already underway with the most recent dislocations that appear to be taking place in the world.

There has already been one book, published in 1993, titled Fourth Wave: Business in the 21st Century by Herman Bryant Maynard and Susan E Mehrtens, which forecasts and advocates the rise of a form of eco-globalism in the 21st century. A closer reading of the book, however, may mistake its central theme as a partial completion of the questions left open by Toffler concerning the nature of Third Wave society at the global level, rather than another major historical watershed.

However, the question is still unresolved and no official word has been forthcoming from Toffler
Toffler
Toffler is surname of:* Alvin Toffler , Jewish American writer, sociologist and "futurist"* Maslow-Toffler School of Futuristic Education, alternative secondary school in Brentwood...

. Nor is one likely, given the quote "the sweeping synthesis [of the trilogy] Powershift
Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century
Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century is the third book in a trilogy written by the futurist Alvin Toffler, following on from Future Shock and The Third Wave. The hardcover first edition was published October 1, 1990. ISBN-10 0553057766....

).

External links

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