Great Purge
Encyclopedia
The Great Purge was a series of campaigns of political repression
and persecution
in the Soviet Union
orchestrated by Joseph Stalin
from 1936 to 1938. It involved a large-scale purge of the Communist Party and government officials
, repression of peasants, Red Army
leadership, and the persecution of unaffiliated persons, characterized by widespread police surveillance, widespread suspicion of "saboteurs", imprisonment, and arbitrary executions.
In Russian historiography the period of the most intense purge, 1937–1938, is called Yezhovshchina , after Nikolai Yezhov
, the head of the Soviet secret police, NKVD
.
In the Western World
, Robert Conquest
's 1968 book The Great Terror
popularized that phrase. Conquest was in turn inspired by the period of terror (French: la Terreur) during the French Revolution
.
. Additional campaigns of repression were carried out against national minorities and social groups which were accused of acting against the Soviet state and the politics of the Communist Party
.
A number of purges were officially explained as an elimination of the possibilities of sabotage and espionage, mostly by a fictitious "Polish Military Organisation". While over 70% of the victims of the purge were ordinary citizens of Polish origin, most public attention was focused on the purge of the leadership of the Communist Party itself, as well as of government bureaucrats and leaders of the armed forces, most being Party members. The campaigns also affected many other categories of the society: intelligentsia, peasants and especially those branded as "too rich for a peasant" (kulak
s), and professionals. A series of NKVD
(the Soviet secret police
) operations affected a number of national minorities, accused of being "fifth column
" communities.
According to Nikita Khrushchev
's 1956 speech, "On the Personality Cult and its Consequences
", and more recent findings, a great number of accusations, notably those presented at the Moscow show trial
s, were based on forced confession
s, often obtained by torture
, and on loose interpretations of Article 58 of the RSFSR Penal Code
, which dealt with counter-revolutionary crimes. Due legal process, as defined by Soviet law in force at the time, was often largely replaced with summary proceedings by NKVD troika
s.
Hundreds of thousands of victims were accused of various political crimes (espionage
, wrecking
, sabotage
, anti-Soviet agitation, conspiracies to prepare uprisings and coups) and then executed by shooting, or sent to the Gulag
labor camp
s. Many died at the penal labor camps due to starvation, disease, exposure, and overwork. Other methods of dispatching victims were used on an experimental basis. One secret policeman, for example, gassed people to death in batches in the back of a specially adapted airtight van
.
The Great Purge was started under the NKVD chief Genrikh Yagoda
, but the height of the campaigns occurred while the NKVD was headed by Nikolai Yezhov
, from September 1936 to August 1938, hence the name "Yezhovshchina". The campaigns were carried out according to the general line, and often by direct orders, of the Party Politburo
headed by Stalin.
" in Soviet
political slang
was an abbreviation of the expression purge of the Party ranks. In 1933, for example, some 400,000 people were expelled from the Party. But from 1936 until 1953, the term changed its meaning, because being expelled from the Party came to mean almost certain arrest, imprisonment, and even execution.
The political purge was primarily an effort by Stalin to eliminate challenge from past and potential opposition groups, including left and right wings led by Leon Trotsky
and Nikolai Bukharin
, respectively. Following the Civil War
and reconstruction of the Soviet economy in the late 1920s, the "temporary" wartime dictatorship which had passed from Lenin to Stalin seemed no longer necessary to veteran Communists. Stalin's opponents on both sides of the political spectrum chided him as undemocratic and lax on bureaucratic corruption. These tendencies may have accumulated substantial support among the working class by attacking the privileges and luxuries the state offered to its high-paid elite. The Ryutin Affair
seemed to vindicate Stalin's suspicions. He therefore enforced a ban on party factions and banned those party members who had opposed him, effectively ending democratic centralism
. In the new form of Party organization, the Politburo, and Stalin in particular, were the sole dispensers of communist ideology. This necessitated the elimination of all Marxists with different views, especially those among the prestigious "old guard" of revolutionaries. Communist heroes like Mikhail Tukhachevsky
and Béla Kun
, as well as the majority of Lenin's Politburo
, were shot for disagreements in policy. The NKVD
were equally merciless towards the supporters, friends, and family of these heretical Marxists, whether they lived in Russia or not. The most infamous case is that of Leon Trotsky, whose family was almost annihilated, before he himself was killed in Mexico by NKVD agent Ramón Mercader
, who was part of an assassination task force put together by Special Agent Pavel Sudoplatov
, under the personal orders of Joseph Stalin.
Sergey Kirov
's murder in 1934 was used by Stalin as a pretext to launch the Great Purge, in which about a million people perished. Some later historians came to believe that Stalin himself arranged the murder, or at least that there was sufficient evidence to reach such a conclusion. Kirov himself was a staunch Stalin loyalist, but Stalin may have viewed him as a potential rival because of his emerging popularity among the moderates. In the 1934 party congress, Kirov was elected to the central committee with only three negative votes, the fewest of any candidate, while Stalin received 292 negative votes. After Kirov's assassination, Stalin NKVD
charged the ever growing group of former oppositionists with Kirov's murder and a growing list of other charges including treason, terrorism, sabotage, and espionage.
Another justification was to remove any possible "fifth column
" in case of a war. This was a justification maintained to the very end by Vyacheslav Molotov
and Lazar Kaganovich
, participants in the repression as members of the Politburo, who both signed many death lists. Stalin was convinced of the imminence of war with an explicitly hostile Nazi Germany and an expansionist Japan. This was reflected in the Soviet press, which also portrayed the country as threatened from within by Fascist spies.
Repression against perceived enemies of the Bolsheviks had been a systematic method of instilling fear and facilitating social control, being continuously applied by Lenin since the October Revolution
, although there had been periods of heightened repression, such as the Red Terror
, the deportation of kulaks
who opposed collectivization, and a severe famine
. A distinctive feature of the Great Purge was that, for the first time, the ruling party itself underwent repressions on a massive scale. Nevertheless, only a minority of those affected by the purges were Communist Party members and office-holders. The purge of the Party was accompanied by the purge of the whole society. The following events are used for the demarcation of the period.
Some Western observers who attended the trials said that they were fair and that the guilt of the accused had been established. They based this assessment on the confessions of the accused, which were freely given in open court, without any apparent evidence that they had been extracted by torture or drugging. Others, like Fitzroy Maclean were a little more astute in their observations and conclusions.
The British lawyer and Member of Parliament D. N. Pritt, for example, wrote: "Once again the more faint-hearted socialists are beset with doubts and anxieties", but "once again we can feel confident that when the smoke has rolled away from the battlefield of controversy it will be realized that the charge was true, the confessions correct and the prosecution fairly conducted".
It is now known that the confessions were given only after great psychological pressure and torture had been applied to the defendants. From the accounts of former OGPU officer Alexander Orlov
and others, the methods used to extract the confessions are known: such tortures as repeated beatings, simulated drownings, making prisoners stand or go without sleep for days on end, and threats to arrest and execute the prisoners' families. For example, Kamenev's teenage son was arrested and charged with terrorism
. After months of such interrogation, the defendants were driven to despair and exhaustion.
Zinoviev and Kamenev demanded, as a condition for "confessing", a direct guarantee from the Politburo that their lives and that of their families and followers would be spared. This offer was accepted, but when they were taken to the alleged Politburo meeting, only Stalin, Kliment Voroshilov
, and Yezhov were present. Stalin claimed that they were the "commission" authorized by the Politburo and gave assurances that death sentences would not be carried out. After the trial, Stalin not only broke his promise to spare the defendants, he had most of their relatives arrested and shot.
in the Moscow Trials, commonly known as the Dewey Commission
, was set up in the United States by supporters of Trotsky, to establish the truth about the trials. The commission was headed by the noted American philosopher and educator John Dewey
. Although the hearings were obviously conducted with a view to proving Trotsky's innocence, they brought to light evidence which established that some of the specific charges made at the trials could not be true.
For example, Georgy Pyatakov
testified that he had flown to Oslo
in December 1935 to "receive terrorist instructions" from Trotsky. The Dewey Commission established that no such flight had taken place. Another defendant, Ivan Smirnov, confessed to taking part in the assassination of Sergei Kirov in December 1934, at a time when he had already been in prison for a year.
The Dewey Commission later published its findings in a 422-page book titled Not Guilty. Its conclusions asserted the innocence of all those condemned in the Moscow Trials. In its summary, the commission wrote: "Independent of extrinsic evidence, the Commission finds:
The commission concluded: "We therefore find the Moscow Trials to be frame-ups."
provided (or more accurately was forced to provide) the pretext for greater purge to come on a massive scale with his testimony that there was a "third organization separate from the cadres which had passed through [Trotsky's] school" as well as "semi-Trotskyites, quarter-Trotskyites, one-eighth-Trotskyites, people who helped us, not knowing of the terrorist organization but sympathizing with us, people who from liberalism, from a Fronde against the Party, gave us this help."
By the "third organization", he meant the last remaining former opposition group called the Rightists
, led by Bukharin, whom he implicated by saying:
, the former chairman of the Communist International, ex-premier Alexei Rykov
, Christian Rakovsky
, Nikolai Krestinsky
and Genrikh Yagoda
, recently disgraced head of the NKVD.
The fact that Yagoda was one of the accused showed the speed at which the purges were consuming its own. Meant to be the culmination of previous trials, it was now alleged that Bukharin and others sought to assassinate Lenin and Stalin from 1918, murder Maxim Gorky
by poison, partition the U.S.S.R and hand out her territories to Germany, Japan, and Great Britain, and other preposterous charges.
Even previously sympathetic observers who had stomached the earlier trials found it harder to swallow new allegations as they became ever more absurd, and the purge now expanded to include almost every living Old Bolshevik leader except Stalin. No other crime of the Stalin years so captivated Western intellectuals as the trial and execution of Bukharin, who was a Marxist theorist of international standing. For some prominent communists such as Bertram Wolfe
, Jay Lovestone
, Arthur Koestler
, and Heinrich Brandler
, the Bukharin trial marked their final break with communism, and even turned the first three into fervent anti-Communists eventually. To them, Bukharin’s confession symbolized the
depredations of communism, which not only destroyed its sons but also conscripted them in self-destruction and individual abnegation.
The preparation for this trial, which took over a year, was delayed in its early stages due to the reluctance of some party members in denouncing their comrades. It was at this time that Stalin personally intervened to speed up the process and replaced Yagoda with Nikolai Yezhov
.
Anastas Mikoyan
and Vyacheslav Molotov
later claimed that Bukharin was never tortured, but it is now known that his interrogators were given the order, "beating permitted," and were under great pressure to extract confession out of the "star" defendant. Bukharin held out for three months, but threats to his young wife and infant son, combined with "methods of physical influence" wore him down. But when he read his confession amended and corrected personally by Stalin, he withdrew his whole confession. The examination started all over again, with a double team of interrogators.
Bukharin's confession in particular became subject of much debate among Western observers, inspiring Koestler's acclaimed novel Darkness at Noon
and philosophical essay by Maurice Merleau-Ponty
in Humanism and Terror.
His confessions were somewhat different from others in that while he pled guilty to "sum total of crimes", he denied knowledge when it came to specific crimes. Some astute observers noted that he would allow only what was in written confession and refuse to go any further.
The result was a curious mix of fulsome confessions (of being a "degenerate fascist" working for "restoration of capitalism") and subtle criticisms of the trial. After disproving several charges against him, one observer noted that he "proceeded to demolish or rather showed he could very easily demolish the whole case." He continued by saying that "the confession of the accused is not essential. The confession of the accused is a medieval principle of jurisprudence" in a trial that was solely based on confessions, he finished his last plea with the words: "the monstrousness of my crime is immeasurable especially in the new stage of struggle of the U.S.S.R. May this trial be the last severe lesson, and may the great might of the U.S.S.R become clear to all."
Romain Rolland
and others wrote to Stalin seeking clemency for Nikolai Bukharin
, but all the leading defendants were executed except Rakovsky and two others (who were killed in NKVD prisoner massacres in 1941). Despite the promise to spare his family, Bukharin's wife, Anna Larina
, was sent to a labor camp, but she survived to see her husband rehabilitated
.
was claimed to be supported by Nazi-forged documents (said to have been correspondence between Marshal Tukhachevsky
and members of the German high command). The claim is unsupported by facts, as by the time the documents were supposedly created, two people from the eight in the Tukhachevsky group were already imprisoned, and by the time the document was said to reach Stalin the purging process was already underway.
However the actual evidence introduced at trial was obtained from forced confessions. The purge of the army removed three of five marshals
(then equivalent to six-star generals), 13 of 15 army commanders (then equivalent to four- and five-star generals), eight of nine admirals (the purge fell heavily on the Navy, who were suspected of exploiting their opportunities for foreign contacts), 50 of 57 army corps
commanders, 154 out of 186 division commanders, 16 of 16 army commissar
s, and 25 of 28 army corps commissars.
At first it was thought 25-50% of Red Army officers were purged, it is now known to be 3.7-7.7%. Previously, the size of the Red Army officer corp was underestimated and it was overlooked that most of those purged were merely expelled from the Party. 30% of officers purged 1937-9 were allowed back.
s who had played prominent roles during the Russian Revolution of 1917
, or in Lenin's
Soviet government afterwards, were executed. Out of six members of the original Politburo
during the 1917 October Revolution
who lived until the Great Purge, Stalin himself was the only one who remained in the Soviet Union, alive. Four of the other five were executed. The fifth, Leon Trotsky
, went into exile in Mexico
after being expelled from the Party but was assassinated by Soviet agent Ramón Mercader
in 1940. Of the seven members elected to the Politburo between the October Revolution and Lenin's death in 1924, four were executed, one (Tomsky
) committed suicide and two (Molotov
and Kalinin
) lived.
However, the trials and executions of the former Bolshevik leaders, while being the most visible part, were only a minor part of the purges.
s" and other "anti-Soviet elements" (such as former officials of the Tsarist regime
, former members of political parties other than the communist party, etc.).
They were to be executed or sent to GULAG
prison camps extrajudicially, under the decisions of NKVD troika
s.
was carried out during 1937–1940, justified by the fear of the fifth column
in the expectation of war with "the most probable adversary", i.e., Germany
, as well as according to the notion of the "hostile capitalist surrounding", which wants to destabilize the country. The Polish operation of the NKVD
was the largest and the first of this kind, setting an example of dealing with other targeted minorities. Many such operations were conducted on a quota system. NKVD local officials were mandated to arrest and execute a specific number of "counter-revolutionaries," produced by upper officials based on various statistics. The Polish operation also claimed the largest number of victims: 143,810 arrests and 111,091 executions, and at least eighty-five thousand of these were ethnic Poles.
in order to find work. At the height of the Terror, American immigrants besieged the US embassy, begging for passport
s so they could leave Russia. They were turned away by embassy officials, only to be arrested on the pavement outside by lurking NKVD
agents. Many were subsequently shot dead at Butovo Field
near Scherbinka, south of Moscow
. In addition, 141 American Communists of Finnish origin were executed and buried at Sandarmokh
. 127 Finnish Canadians were also shot and buried there.
operatives to the Mongolian People's Republic, established a Mongolian version of the NKVD troika
, and proceeded to execute tens of thousands of people accused of having ties to "pro-Japanese spy rings." Buddhist lama
s made up the majority of victims, with 18,000 being killed in the terror. Other victims were nobility and political and academic figures, along with some ordinary workers and herders. Mass graves containing hundreds of executed Buddhist monks and civilians have been discovered as recently as 2003.
of Xinjiang
province in China launched his own purge in 1937 to coincide with Stalin's Great Purge, the Xinjiang War (1937)
broke out amid the purge. Sheng received assistance from the NKVD
, Sheng and the Soviets alleged a massive Trotskyist conspiracy and a "Fascist Trotskyite plot" to destroy the Soviet Union
. The Soviet Consul General Garegin Apresoff, General Ma Hushan
, Ma Shaowu
, Mahmud Sijan, the official leader of the Xinjiang province Huang Han-chang and Hoja-Niyaz
were among the 435 alleged conspirators in the plot. Xinjiang became under virtual Soviet control. Stalin opposed the Chinese Communist Party.
October 1936–February 1937: Reforming the security organizations, adopting official plans on purging the elites.
March 1937–June 1937: Purging the Elites; Adopting plans for the mass repressions against the "social base" of the potential aggressors, starting of purging the "elites" from opposition.
July 1937–October 1938: Mass repressions against "kulak
s", "dangerous" ethnic minorities, family members of oppositionists, military officers, Saboteurs
in agriculture and industry.
November 1938–1939: Stopping of mass operations, abolishing of many organs of extrajudicial executions, repressions against some organizers of mass repressions.
and was eventually purged himself. Lavrenty Beria, a fellow Georgian and Stalin confidant, succeeded him as head of the NKVD. On November 17, 1938 a joint decree of Sovnarkom USSR and Central Committee
of VKP(b) (Decree about Arrests, Prosecutor Supervision and Course of Investigation
) and the subsequent order of NKVD undersigned by Beria cancelled most of the NKVD orders of systematic repression
and suspended implementation of death sentences. The decree signaled the end of massive Soviet purges.
Nevertheless, the practice of mass arrest
and exile was continued until Stalin's death in 1953. Political executions also continued, but, with the exception of Katyn
and other NKVD massacres during WWII, on a vastly smaller scale. One notorious example is the "Night of the Murdered Poets
", in which at least thirteen prominent Yiddish writers were executed on August 12, 1952. Historians such as Michael Parrish have argued that while the Great Terror ended in 1938, a lesser terror continued in the 1940s.
In some cases, military officers arrested under Yezhov were later executed under Beria. Some examples include Marshal of the Soviet Union A.I. Egorov, arrested in April 1938 and shot (or died from torture) in February 1939 (his wife, G.A. Egorova, was shot in August 1938); Army Commander I.F. Fed'ko, arrested July 1938 and shot February 1939; Flagman K.I. Dushenov, arrested May 1938 and shot February 1940; Komkor G.I. Bondar, arrested August 1938 and shot March 1939. All the aforementioned have been posthumously rehabilitated.
When the relatives of those who had been executed in 1937-38 inquired about their fate, they were told by NKVD that their arrested relatives had been sentenced to "ten years without the right of correspondence" (десять лет без права переписки). When these ten-year periods elapsed in 1947-48 but the arrested did not appear, the relatives asked MGB
about their fate again and this time were told that the arrested died in imprisonment.
took the position that evidence of the camps should be ignored, in order that the French proletariat not be discouraged. A series of legal actions ensued at which definitive evidence was presented which established the validity of the former labor camp inmates' testimony.
According to Robert Conquest
in his 1968 book The Great Terror: Stalin's Purge of the Thirties, with respect to the trials of former leaders, some Western observers were unable to see through the fraudulent nature of the charges and evidence, notably Walter Duranty
of The New York Times
, a Russian speaker; the American Ambassador, Joseph E. Davies
, who reported, "proof...beyond reasonable doubt to justify the verdict of treason" and Beatrice
and Sidney Webb, authors of Soviet Communism: A New Civilization. While "Communist Parties everywhere simply transmitted the Soviet line", some of the most critical reporting also came from the left, notably The Manchester Guardian
.
Evidence and the results of research began to appear after Stalin's death which revealed the full enormity of the Purges. The first of these sources were the revelations of Nikita Khrushchev
, which particularly affected the American editors of the Communist Party USA
newspaper, the Daily Worker
, who, following the lead of The New York Times, published the Secret Speech
in full.
Efforts to minimize the extent of the Great Purge continue among revisionist scholars in the
West. Jerry F. Hough
claims, regarding the numbers executed in the Great Purge, "a figure in the low hundreds of thousands seems much more probable than one in the high hundreds" and that a lower figure of only "tens of thousands" was "even probable". Sheila Fitzpatrick
also placed the numbers executed in the "low hundreds of thousands." Robert W. Thurston allows for 681,692 executions, but claims that Stalin "was not guilty of mass first degree murder from 1934 to 1941" and that he was a "fear ridden man" who just "overreacted to events."
following Stalin's death. In his secret speech
to the 20th CPSU
congress in February 1956 (which was made public a month later), Khrushchev referred to the purges as an "abuse of power" by Stalin which resulted in enormous harm to the country. In the same speech, he recognized that many of the victims were innocent and were convicted on the basis of false confessions extracted by torture. To take that position was politically useful to Khrushchev, as he was at that time engaged in a power struggle with rivals who had been associated with the Purge, the so-called Anti-Party Group
. The new line on the Great Purges undermined their power, and helped propel him to the Chairmanship of the Council of Ministers.
Starting from 1954, some of the convictions were overturned. Mikhail Tukhachevsky
and other generals convicted in the Trial of Red Army Generals were declared innocent ("rehabilitated
") in 1957. The former Politburo members Yan Rudzutak
and Stanislav Kosior
and many lower-level victims were also declared innocent in the 1950s. Nikolai Bukharin
and others convicted in the Moscow Trials
were not rehabilitated until as late as 1988.
The book Rehabilitation: The Political Processes of the 1930s-50s (Реабилитация. Политические процессы 30-50-х годов) (1991) contains a large amount of newly presented original archive material: transcripts of interrogations, letters of convicts, and photos. The material demonstrates in detail how numerous show trials were fabricated.
Some experts believe the evidence released from the Soviet archives is understated, incomplete, or unreliable. For example, Robert Conquest
claims that the probable figure for executions during the years of the Great Purge is not 681,692, but some two and a half times as high. He believes that the KGB was covering its tracks by falsifying the dates and causes of death of rehabilitated victims.
Historian Michael Ellman
claims the best estimate of deaths brought about by Soviet repression during these two years is the range 950,000 to 1.2 million, which includes deaths in detention and those who died shortly after being released from the Gulag as a result of their treatment in it. He also states that this is the estimate which should be used by historians and teachers of Russian history.
In addition to authorizing torture, Stalin also signed 357 proscription
lists in 1937 and 1938 which condemned to execution some 40,000 people, and about 90% of these are confirmed to have been shot. While reviewing one such list, Stalin reportedly muttered to no one in particular: "Who's going to remember all this riff-raff in ten or twenty years time? No one. Who remembers the names now of the boyars Ivan the Terrible got rid of? No one."
after Stalin's death. The first was headed by Molotov
and included Voroshilov
, Kaganovich
, Suslov
, Furtseva, Shvernik
, Aristov
, Pospelov and Rudenko
. They were given the task to investigate the materials concerning Bukharin, Rykov, Zinoviev, Tukhachevsky and others. The commission worked in 1956–1957. While stating that the accusations against Tukhachevsky et al. should be abandoned, it failed to fully rehabilitate the victims of the three Moscow trials, although the final report does contain an admission that the accusations have not been proven during the trials and "evidence" had been produced by lies, blackmail, and "use of physical influence". Bukharin, Rykov, Zinoviev, and others were still seen as political opponents, and though the charges against them were obviously false, they could not have been rehabilitated because "for many years they headed the anti-Soviet struggle against the building of socialism in USSR".
The second commission largely worked from 1961 to 1963 and was headed by Shvernik ("Shvernik Commission
"). It included Shelepin
, Serdyuk, Mironov, Rudenko, and Semichastny. The hard work resulted in two massive reports, which detailed the mechanism of falsification of the show-trials against Bukharin, Zinoviev, Tukhachevsky, and many others. The commission based its findings in large part on eyewitness testimonies of former NKVD workers and victims of repressions, and on many documents. The commission recommended to rehabilitate every accused with exception of Radek and Yagoda, because Radek's materials required some further checking, and Yagoda was a criminal and one of the falsifiers of the trials (though most of the charges against him had to be dropped too, he was not a "spy", etc.). The commission stated:
However, soon Khrushchev was deposed and the "Thaw"
ended, so most victims of the three show-trials were not rehabilitated until Gorbachev
's time.
near Minsk
and Bykivnia
near Kiev
, are believed to contain up to 200,000 corpses.
In 2007, one such site, the Butovo firing range
near Moscow
, was turned into a shrine to the victims of Stalinism. From August 1937 through October 1938, more than 20,000 people were shot and buried there.
Political repression
Political repression is the persecution of an individual or group for political reasons, particularly for the purpose of restricting or preventing their ability to take political life of society....
and persecution
Persecution
Persecution is the systematic mistreatment of an individual or group by another group. The most common forms are religious persecution, ethnic persecution, and political persecution, though there is naturally some overlap between these terms. The inflicting of suffering, harassment, isolation,...
in the Soviet Union
Soviet Union
The Soviet Union , officially the Union of Soviet Socialist Republics , was a constitutionally socialist state that existed in Eurasia between 1922 and 1991....
orchestrated by Joseph Stalin
Joseph Stalin
Joseph Vissarionovich Stalin was the Premier of the Soviet Union from 6 May 1941 to 5 March 1953. He was among the Bolshevik revolutionaries who brought about the October Revolution and had held the position of first General Secretary of the Communist Party of the Soviet Union's Central Committee...
from 1936 to 1938. It involved a large-scale purge of the Communist Party and government officials
Purge of the Communist Party of the Soviet Union
Purges with a "small-p" purge was one of the key rituals during which a periodic review of party members was conducted to get rid of the "undesirables"....
, repression of peasants, Red Army
Red Army
The Workers' and Peasants' Red Army started out as the Soviet Union's revolutionary communist combat groups during the Russian Civil War of 1918-1922. It grew into the national army of the Soviet Union. By the 1930s the Red Army was among the largest armies in history.The "Red Army" name refers to...
leadership, and the persecution of unaffiliated persons, characterized by widespread police surveillance, widespread suspicion of "saboteurs", imprisonment, and arbitrary executions.
In Russian historiography the period of the most intense purge, 1937–1938, is called Yezhovshchina , after Nikolai Yezhov
Nikolai Yezhov
Nikolai Ivanovich Yezhov or Ezhov was a senior figure in the NKVD under Joseph Stalin during the period of the Great Purge. His reign is sometimes known as the "Yezhovshchina" , "the Yezhov era", a term that began to be used during the de-Stalinization campaign of the 1950s...
, the head of the Soviet secret police, NKVD
NKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
.
In the Western World
Western world
The Western world, also known as the West and the Occident , is a term referring to the countries of Western Europe , the countries of the Americas, as well all countries of Northern and Central Europe, Australia and New Zealand...
, Robert Conquest
Robert Conquest
George Robert Ackworth Conquest CMG is a British historian who became a well-known writer and researcher on the Soviet Union with the publication in 1968 of The Great Terror, an account of Stalin's purges of the 1930s...
's 1968 book The Great Terror
The Great Terror
The Great Terror is a book by British historian Robert Conquest, published in 1968. It gave rise to an alternate title of the period in Soviet history known as the Great Purge. The complete title of the book is The Great Terror: Stalin's Purge of the Thirties...
popularized that phrase. Conquest was in turn inspired by the period of terror (French: la Terreur) during the French Revolution
French Revolution
The French Revolution , sometimes distinguished as the 'Great French Revolution' , was a period of radical social and political upheaval in France and Europe. The absolute monarchy that had ruled France for centuries collapsed in three years...
.
Introduction
The term "repression" was officially used to denote the prosecution of people considered as anti-revolutionaries and enemies of the people. The purge was motivated by the desire on the part of the leadership to remove dissenters from the Party and what is often considered to have been a desire to consolidate the authority of Joseph StalinJoseph Stalin
Joseph Vissarionovich Stalin was the Premier of the Soviet Union from 6 May 1941 to 5 March 1953. He was among the Bolshevik revolutionaries who brought about the October Revolution and had held the position of first General Secretary of the Communist Party of the Soviet Union's Central Committee...
. Additional campaigns of repression were carried out against national minorities and social groups which were accused of acting against the Soviet state and the politics of the Communist Party
Communist Party of the Soviet Union
The Communist Party of the Soviet Union was the only legal, ruling political party in the Soviet Union and one of the largest communist organizations in the world...
.
A number of purges were officially explained as an elimination of the possibilities of sabotage and espionage, mostly by a fictitious "Polish Military Organisation". While over 70% of the victims of the purge were ordinary citizens of Polish origin, most public attention was focused on the purge of the leadership of the Communist Party itself, as well as of government bureaucrats and leaders of the armed forces, most being Party members. The campaigns also affected many other categories of the society: intelligentsia, peasants and especially those branded as "too rich for a peasant" (kulak
Kulak
Kulaks were a category of relatively affluent peasants in the later Russian Empire, Soviet Russia, and early Soviet Union...
s), and professionals. A series of NKVD
NKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
(the Soviet secret police
Secret police
Secret police are a police agency which operates in secrecy and beyond the law to protect the political power of an individual dictator or an authoritarian political regime....
) operations affected a number of national minorities, accused of being "fifth column
Fifth column
A fifth column is a group of people who clandestinely undermine a larger group such as a nation from within.-Origin:The term originated with a 1936 radio address by Emilio Mola, a Nationalist General during the 1936–39 Spanish Civil War...
" communities.
According to Nikita Khrushchev
Nikita Khrushchev
Nikita Sergeyevich Khrushchev led the Soviet Union during part of the Cold War. He served as First Secretary of the Communist Party of the Soviet Union from 1953 to 1964, and as Chairman of the Council of Ministers, or Premier, from 1958 to 1964...
's 1956 speech, "On the Personality Cult and its Consequences
On the Personality Cult and its Consequences
On the Personality Cult and its Consequences was a report, critical of Joseph Stalin, made to the Twentieth Party Congress on February 25, 1956 by Soviet leader Nikita Khrushchev. It is more commonly known as the Secret Speech or the Khrushchev Report...
", and more recent findings, a great number of accusations, notably those presented at the Moscow show trial
Moscow Trials
The Moscow Trials were a series of show trials conducted in the Soviet Union and orchestrated by Joseph Stalin during the Great Purge of the 1930s. The victims included most of the surviving Old Bolsheviks, as well as the leadership of the Soviet secret police...
s, were based on forced confession
Forced confession
A forced confession is a confession obtained by a suspect or a prisoner under means of torture, enhanced interrogation technique or duress.Depending on the level of coercion used, a forced confession may or may not be valid in revealing the truth...
s, often obtained by torture
Torture
Torture is the act of inflicting severe pain as a means of punishment, revenge, forcing information or a confession, or simply as an act of cruelty. Throughout history, torture has often been used as a method of political re-education, interrogation, punishment, and coercion...
, and on loose interpretations of Article 58 of the RSFSR Penal Code
Article 58 (RSFSR Penal Code)
Article 58 of the Russian SFSR Penal Code was put in force on 25 February 1927 to arrest those suspected of counter-revolutionary activities. It was revised several times...
, which dealt with counter-revolutionary crimes. Due legal process, as defined by Soviet law in force at the time, was often largely replaced with summary proceedings by NKVD troika
NKVD troika
NKVD troika or Troika, in Soviet Union history, were commissions of three persons who convicted people without trial. These commissions were employed as an instrument of extrajudicial punishment introduced to circumvent the legal system with a means for quick execution or imprisonment...
s.
Hundreds of thousands of victims were accused of various political crimes (espionage
Espionage
Espionage or spying involves an individual obtaining information that is considered secret or confidential without the permission of the holder of the information. Espionage is inherently clandestine, lest the legitimate holder of the information change plans or take other countermeasures once it...
, wrecking
Wrecking (Soviet crime)
Wrecking , was a crime specified in the criminal code of the Soviet Union in the Stalin era. It is often translated as "sabotage"; however "wrecking" and "diversionist acts" and "counter-revolutionary sabotage" were distinct sub-articles of Article 58 , and the meaning of "wrecking" is closer to...
, sabotage
Sabotage
Sabotage is a deliberate action aimed at weakening another entity through subversion, obstruction, disruption, or destruction. In a workplace setting, sabotage is the conscious withdrawal of efficiency generally directed at causing some change in workplace conditions. One who engages in sabotage is...
, anti-Soviet agitation, conspiracies to prepare uprisings and coups) and then executed by shooting, or sent to the Gulag
Gulag
The Gulag was the government agency that administered the main Soviet forced labor camp systems. While the camps housed a wide range of convicts, from petty criminals to political prisoners, large numbers were convicted by simplified procedures, such as NKVD troikas and other instruments of...
labor camp
Labor camp
A labor camp is a simplified detention facility where inmates are forced to engage in penal labor. Labor camps have many common aspects with slavery and with prisons...
s. Many died at the penal labor camps due to starvation, disease, exposure, and overwork. Other methods of dispatching victims were used on an experimental basis. One secret policeman, for example, gassed people to death in batches in the back of a specially adapted airtight van
Gas van
The gas van or gas wagon was an extermination method devised by Nazi Germany to kill victims of the regime. It was also rumored that analog of such device was used by the Soviet Union on an experimental basis during the Great Purge-Nazi Germany:...
.
The Great Purge was started under the NKVD chief Genrikh Yagoda
Genrikh Yagoda
Genrikh Grigoryevich Yagoda , born Enokh Gershevich Ieguda , was a Soviet state security official who served as director of the NKVD, the Soviet Union's Stalin-era security and intelligence agency, from 1934 to 1936...
, but the height of the campaigns occurred while the NKVD was headed by Nikolai Yezhov
Nikolai Yezhov
Nikolai Ivanovich Yezhov or Ezhov was a senior figure in the NKVD under Joseph Stalin during the period of the Great Purge. His reign is sometimes known as the "Yezhovshchina" , "the Yezhov era", a term that began to be used during the de-Stalinization campaign of the 1950s...
, from September 1936 to August 1938, hence the name "Yezhovshchina". The campaigns were carried out according to the general line, and often by direct orders, of the Party Politburo
Politburo of the Central Committee of the Communist Party of the Soviet Union
The Politburo , known as the Presidium from 1952 to 1966, functioned as the central policymaking and governing body of the Communist Party of the Soviet Union.-Duties and responsibilities:The...
headed by Stalin.
Background
The term "purgePurge
In history, religion, and political science, a purge is the removal of people who are considered undesirable by those in power from a government, from another organization, or from society as a whole. Purges can be peaceful or violent; many will end with the imprisonment or exile of those purged,...
" in Soviet
Soviet Union
The Soviet Union , officially the Union of Soviet Socialist Republics , was a constitutionally socialist state that existed in Eurasia between 1922 and 1991....
political slang
Slang
Slang is the use of informal words and expressions that are not considered standard in the speaker's language or dialect but are considered more acceptable when used socially. Slang is often to be found in areas of the lexicon that refer to things considered taboo...
was an abbreviation of the expression purge of the Party ranks. In 1933, for example, some 400,000 people were expelled from the Party. But from 1936 until 1953, the term changed its meaning, because being expelled from the Party came to mean almost certain arrest, imprisonment, and even execution.
The political purge was primarily an effort by Stalin to eliminate challenge from past and potential opposition groups, including left and right wings led by Leon Trotsky
Leon Trotsky
Leon Trotsky , born Lev Davidovich Bronshtein, was a Russian Marxist revolutionary and theorist, Soviet politician, and the founder and first leader of the Red Army....
and Nikolai Bukharin
Nikolai Bukharin
Nikolai Ivanovich Bukharin , was a Russian Marxist, Bolshevik revolutionary, and Soviet politician. He was a member of the Politburo and Central Committee , chairman of the Communist International , and the editor in chief of Pravda , the journal Bolshevik , Izvestia , and the Great Soviet...
, respectively. Following the Civil War
Russian Civil War
The Russian Civil War was a multi-party war that occurred within the former Russian Empire after the Russian provisional government collapsed to the Soviets, under the domination of the Bolshevik party. Soviet forces first assumed power in Petrograd The Russian Civil War (1917–1923) was a...
and reconstruction of the Soviet economy in the late 1920s, the "temporary" wartime dictatorship which had passed from Lenin to Stalin seemed no longer necessary to veteran Communists. Stalin's opponents on both sides of the political spectrum chided him as undemocratic and lax on bureaucratic corruption. These tendencies may have accumulated substantial support among the working class by attacking the privileges and luxuries the state offered to its high-paid elite. The Ryutin Affair
Ryutin Affair
The Ryutin Affair was one of the last attempts to oppose the Soviet leader Joseph Stalin within the Soviet Communist Party.Martemyan Ryutin was an Old Bolshevik and a secretary of the Moscow City Communist Party Committee in the 1920s...
seemed to vindicate Stalin's suspicions. He therefore enforced a ban on party factions and banned those party members who had opposed him, effectively ending democratic centralism
Democratic centralism
Democratic centralism is the name given to the principles of internal organization used by Leninist political parties, and the term is sometimes used as a synonym for any Leninist policy inside a political party...
. In the new form of Party organization, the Politburo, and Stalin in particular, were the sole dispensers of communist ideology. This necessitated the elimination of all Marxists with different views, especially those among the prestigious "old guard" of revolutionaries. Communist heroes like Mikhail Tukhachevsky
Mikhail Tukhachevsky
Mikhail Nikolayevich Tukhachevsky was a Marshal of the Soviet Union, commander in chief of the Red Army , and one of the most prominent victims of Joseph Stalin's Great Purge.-Early life:...
and Béla Kun
Béla Kun
Béla Kun , born Béla Kohn, was a Hungarian Communist politician and a Bolshevik Revolutionary who led the Hungarian Soviet Republic in 1919.- Early life :...
, as well as the majority of Lenin's Politburo
Politburo
Politburo , literally "Political Bureau [of the Central Committee]," is the executive committee for a number of communist political parties.-Marxist-Leninist states:...
, were shot for disagreements in policy. The NKVD
NKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
were equally merciless towards the supporters, friends, and family of these heretical Marxists, whether they lived in Russia or not. The most infamous case is that of Leon Trotsky, whose family was almost annihilated, before he himself was killed in Mexico by NKVD agent Ramón Mercader
Ramón Mercader
Jaime Ramón Mercader del Río Hernández was a Spanish communist who became famous as the murderer of Russian Communist ideologist Leon Trotsky in 1940, in Mexico...
, who was part of an assassination task force put together by Special Agent Pavel Sudoplatov
Pavel Sudoplatov
Lieutenant General Pavel Anatolyevich Sudoplatov was a member of the intelligence services of the Soviet Union who rose to the rank of lieutenant general...
, under the personal orders of Joseph Stalin.
Sergey Kirov
Sergey Kirov
Sergei Mironovich Kirov , born Sergei Mironovich Kostrikov, was a prominent early Bolshevik leader in the Soviet Union. Kirov rose through the Communist Party ranks to become head of the Party organization in Leningrad...
's murder in 1934 was used by Stalin as a pretext to launch the Great Purge, in which about a million people perished. Some later historians came to believe that Stalin himself arranged the murder, or at least that there was sufficient evidence to reach such a conclusion. Kirov himself was a staunch Stalin loyalist, but Stalin may have viewed him as a potential rival because of his emerging popularity among the moderates. In the 1934 party congress, Kirov was elected to the central committee with only three negative votes, the fewest of any candidate, while Stalin received 292 negative votes. After Kirov's assassination, Stalin NKVD
NKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
charged the ever growing group of former oppositionists with Kirov's murder and a growing list of other charges including treason, terrorism, sabotage, and espionage.
Another justification was to remove any possible "fifth column
Fifth column
A fifth column is a group of people who clandestinely undermine a larger group such as a nation from within.-Origin:The term originated with a 1936 radio address by Emilio Mola, a Nationalist General during the 1936–39 Spanish Civil War...
" in case of a war. This was a justification maintained to the very end by Vyacheslav Molotov
Vyacheslav Molotov
Vyacheslav Mikhailovich Molotov was a Soviet politician and diplomat, an Old Bolshevik and a leading figure in the Soviet government from the 1920s, when he rose to power as a protégé of Joseph Stalin, to 1957, when he was dismissed from the Presidium of the Central Committee by Nikita Khrushchev...
and Lazar Kaganovich
Lazar Kaganovich
Lazar Moiseyevich Kaganovich was a Soviet politician and administrator and one of the main associates of Joseph Stalin.-Early life:Kaganovich was born in 1893 to Jewish parents in the village of Kabany, Radomyshl uyezd, Kiev Governorate, Russian Empire...
, participants in the repression as members of the Politburo, who both signed many death lists. Stalin was convinced of the imminence of war with an explicitly hostile Nazi Germany and an expansionist Japan. This was reflected in the Soviet press, which also portrayed the country as threatened from within by Fascist spies.
Repression against perceived enemies of the Bolsheviks had been a systematic method of instilling fear and facilitating social control, being continuously applied by Lenin since the October Revolution
October Revolution
The October Revolution , also known as the Great October Socialist Revolution , Red October, the October Uprising or the Bolshevik Revolution, was a political revolution and a part of the Russian Revolution of 1917...
, although there had been periods of heightened repression, such as the Red Terror
Red Terror
The Red Terror in Soviet Russia was the campaign of mass arrests and executions conducted by the Bolshevik government. In Soviet historiography, the Red Terror is described as having been officially announced on September 2, 1918 by Yakov Sverdlov and ended about October 1918...
, the deportation of kulaks
Dekulakization
Dekulakization was the Soviet campaign of political repressions, including arrests, deportations, and executions of millions of the better-off peasants and their families in 1929-1932. The richer peasants were labeled kulaks and considered class enemies...
who opposed collectivization, and a severe famine
Soviet famine of 1932-1933
The Soviet famine of 1932–1933 killed many millions in the major grain-producing areas of the Soviet Union. These areas included Ukraine, Northern Caucasus, Volga Region and Kazakhstan, the South Urals, and West Siberia...
. A distinctive feature of the Great Purge was that, for the first time, the ruling party itself underwent repressions on a massive scale. Nevertheless, only a minority of those affected by the purges were Communist Party members and office-holders. The purge of the Party was accompanied by the purge of the whole society. The following events are used for the demarcation of the period.
- The First Moscow Trial, 1936.
- Introduction of NKVD troikaNKVD troikaNKVD troika or Troika, in Soviet Union history, were commissions of three persons who convicted people without trial. These commissions were employed as an instrument of extrajudicial punishment introduced to circumvent the legal system with a means for quick execution or imprisonment...
s for express implementation of "revolutionary justice" in 1937. - Introduction of Article 58-14Article 58 (RSFSR Penal Code)Article 58 of the Russian SFSR Penal Code was put in force on 25 February 1927 to arrest those suspected of counter-revolutionary activities. It was revised several times...
about "counter-revolutionary sabotage" in 1937.
First and Second Moscow Trials
Between 1936 and 1938, three very large Moscow Trials of former senior Communist Party leaders were held, in which they were accused of conspiring with fascist and capitalist powers to assassinate Stalin and other Soviet leaders, dismember the Soviet Union and restore capitalism. These trials were highly publicized and extensively covered by the outside world, which was mesmerized by the spectacle of Lenin's closest associates confessing to most outrageous crimes and begging for death sentences.- The first trial was of 16 members of the so-called "Trotskyite-Kamenevite-Zinovievite-Leftist-Counter-Revolutionary Bloc", held in August 1936, at which the chief defendants were Grigory ZinovievGrigory ZinovievGrigory Yevseevich Zinoviev , born Ovsei-Gershon Aronovich Radomyslsky Apfelbaum , was a Bolshevik revolutionary and a Soviet Communist politician...
and Lev KamenevLev KamenevLev Borisovich Kamenev , born Rozenfeld , was a Bolshevik revolutionary and a prominent Soviet politician. He was briefly head of state of the new republic in 1917, and from 1923-24 the acting Premier in the last year of Lenin's life....
, two of the most prominent former party leaders. Among other accusations, they were incriminated with the assassination of Sergey KirovSergey KirovSergei Mironovich Kirov , born Sergei Mironovich Kostrikov, was a prominent early Bolshevik leader in the Soviet Union. Kirov rose through the Communist Party ranks to become head of the Party organization in Leningrad...
and plotting to kill Stalin. After confessing to the charges, all were sentenced to death and executed.
- The second trial in January 1937 involved 17 lesser figures known as the "anti-Soviet Trotskyite-centre" which included Karl RadekKarl RadekKarl Bernhardovic Radek was a socialist active in the Polish and German movements before World War I and an international Communist leader after the Russian Revolution....
, Yuri Piatakov and Grigory Sokolnikov, and were accused of plotting with Trotsky, who was said to be conspiring with Nazi Germany. Thirteen of the defendants were eventually shot. The rest received sentences in labor camps where they soon died. - There was also a secret trial before a military tribunal of a group of Red ArmyRed ArmyThe Workers' and Peasants' Red Army started out as the Soviet Union's revolutionary communist combat groups during the Russian Civil War of 1918-1922. It grew into the national army of the Soviet Union. By the 1930s the Red Army was among the largest armies in history.The "Red Army" name refers to...
commanders, including Mikhail TukhachevskyMikhail TukhachevskyMikhail Nikolayevich Tukhachevsky was a Marshal of the Soviet Union, commander in chief of the Red Army , and one of the most prominent victims of Joseph Stalin's Great Purge.-Early life:...
, in June 1937.
Some Western observers who attended the trials said that they were fair and that the guilt of the accused had been established. They based this assessment on the confessions of the accused, which were freely given in open court, without any apparent evidence that they had been extracted by torture or drugging. Others, like Fitzroy Maclean were a little more astute in their observations and conclusions.
The British lawyer and Member of Parliament D. N. Pritt, for example, wrote: "Once again the more faint-hearted socialists are beset with doubts and anxieties", but "once again we can feel confident that when the smoke has rolled away from the battlefield of controversy it will be realized that the charge was true, the confessions correct and the prosecution fairly conducted".
It is now known that the confessions were given only after great psychological pressure and torture had been applied to the defendants. From the accounts of former OGPU officer Alexander Orlov
Alexander Orlov
Alexander Mikhailovich Orlov , born Lev Feldbin, 21 August 1895–25 March 1973), was a General in the Soviet secret police and NKVD Rezident in the Second Spanish Republic. In 1938, Orlov refused to return to the Soviet Union because he realized that he would be executed, and fled with his...
and others, the methods used to extract the confessions are known: such tortures as repeated beatings, simulated drownings, making prisoners stand or go without sleep for days on end, and threats to arrest and execute the prisoners' families. For example, Kamenev's teenage son was arrested and charged with terrorism
Terrorism
Terrorism is the systematic use of terror, especially as a means of coercion. In the international community, however, terrorism has no universally agreed, legally binding, criminal law definition...
. After months of such interrogation, the defendants were driven to despair and exhaustion.
Zinoviev and Kamenev demanded, as a condition for "confessing", a direct guarantee from the Politburo that their lives and that of their families and followers would be spared. This offer was accepted, but when they were taken to the alleged Politburo meeting, only Stalin, Kliment Voroshilov
Kliment Voroshilov
Kliment Yefremovich Voroshilov , popularly known as Klim Voroshilov was a Soviet military officer, politician, and statesman...
, and Yezhov were present. Stalin claimed that they were the "commission" authorized by the Politburo and gave assurances that death sentences would not be carried out. After the trial, Stalin not only broke his promise to spare the defendants, he had most of their relatives arrested and shot.
Dewey Commission
In May 1937, the Commission of Inquiry into the Charges Made against Leon TrotskyLeon Trotsky
Leon Trotsky , born Lev Davidovich Bronshtein, was a Russian Marxist revolutionary and theorist, Soviet politician, and the founder and first leader of the Red Army....
in the Moscow Trials, commonly known as the Dewey Commission
Dewey Commission
The Dewey Commission was initiated in March 1937 by the "American Committee for the Defense of Leon Trotsky." It was named after its Chairman, John Dewey...
, was set up in the United States by supporters of Trotsky, to establish the truth about the trials. The commission was headed by the noted American philosopher and educator John Dewey
John Dewey
John Dewey was an American philosopher, psychologist and educational reformer whose ideas have been influential in education and social reform. Dewey was an important early developer of the philosophy of pragmatism and one of the founders of functional psychology...
. Although the hearings were obviously conducted with a view to proving Trotsky's innocence, they brought to light evidence which established that some of the specific charges made at the trials could not be true.
For example, Georgy Pyatakov
Georgy Pyatakov
Georgy Leonidovich Pyatakov was a Bolshevik revolutionary leader during the Russian Revolution, and member of the Left Opposition.Pyatakov was born August 6, 1890 in the settlement of the Mariinsky sugar factory which was owned by his father, an ethnic Russian, Leonid Timofeyevich Pyatakov.He...
testified that he had flown to Oslo
Oslo
Oslo is a municipality, as well as the capital and most populous city in Norway. As a municipality , it was established on 1 January 1838. Founded around 1048 by King Harald III of Norway, the city was largely destroyed by fire in 1624. The city was moved under the reign of Denmark–Norway's King...
in December 1935 to "receive terrorist instructions" from Trotsky. The Dewey Commission established that no such flight had taken place. Another defendant, Ivan Smirnov, confessed to taking part in the assassination of Sergei Kirov in December 1934, at a time when he had already been in prison for a year.
The Dewey Commission later published its findings in a 422-page book titled Not Guilty. Its conclusions asserted the innocence of all those condemned in the Moscow Trials. In its summary, the commission wrote: "Independent of extrinsic evidence, the Commission finds:
- That the conduct of the Moscow Trials was such as to convince any unprejudiced person that no attempt was made to ascertain the truth.
- That while confessions are necessarily entitled to the most serious consideration, the confessions themselves contain such inherent improbabilities as to convince the Commission that they do not represent the truth, irrespective of any means used to obtain them.
- That Trotsky never instructed any of the accused or witnesses in the Moscow trials to enter into agreements with foreign powers against the Soviet Union [and] that Trotsky never recommended, plotted, or attempted the restoration of capitalism in the USSR.
The commission concluded: "We therefore find the Moscow Trials to be frame-ups."
Implication of the Rightists
In the second trial, Karl RadekKarl Radek
Karl Bernhardovic Radek was a socialist active in the Polish and German movements before World War I and an international Communist leader after the Russian Revolution....
provided (or more accurately was forced to provide) the pretext for greater purge to come on a massive scale with his testimony that there was a "third organization separate from the cadres which had passed through [Trotsky's] school" as well as "semi-Trotskyites, quarter-Trotskyites, one-eighth-Trotskyites, people who helped us, not knowing of the terrorist organization but sympathizing with us, people who from liberalism, from a Fronde against the Party, gave us this help."
By the "third organization", he meant the last remaining former opposition group called the Rightists
Right Opposition
The Right Opposition was the name given to the tendency made up of Nikolai Bukharin, Alexei Rykov, Mikhail Tomsky and their supporters within the Soviet Union in the late 1920s...
, led by Bukharin, whom he implicated by saying:
Third Moscow Trial
The third and final trial, in March 1938, known as The Trial of the Twenty-One, is the most famous of the Soviet show trials, because of persons involved and the scope of charges which tied together all loose threads from earlier trials. It included 21 defendants alleged to belong to the so-called "Bloc of Rightists and Trotskyites", led by Nikolai BukharinNikolai Bukharin
Nikolai Ivanovich Bukharin , was a Russian Marxist, Bolshevik revolutionary, and Soviet politician. He was a member of the Politburo and Central Committee , chairman of the Communist International , and the editor in chief of Pravda , the journal Bolshevik , Izvestia , and the Great Soviet...
, the former chairman of the Communist International, ex-premier Alexei Rykov
Alexei Rykov
Aleksei Ivanovich Rykov was a Russian Bolshevik revolutionary and a Soviet politician most prominent as Premier of Russia and the Soviet Union from 1924–29 and 1924–30 respectively....
, Christian Rakovsky
Christian Rakovsky
Christian Rakovsky was a Bulgarian socialist revolutionary, a Bolshevik politician and Soviet diplomat; he was also noted as a journalist, physician, and essayist...
, Nikolai Krestinsky
Nikolai Krestinsky
Nikolay Nikolayevich Krestinsky was a Russian Bolshevik revolutionary and Soviet politician.-Origins:Krestinsky was born in the town of Mogilev, in what is now Mahilyow Voblast of Belarus. According to Russian archivist A. B. Roginsky, Krestinsky was of ethnic Russian origin...
and Genrikh Yagoda
Genrikh Yagoda
Genrikh Grigoryevich Yagoda , born Enokh Gershevich Ieguda , was a Soviet state security official who served as director of the NKVD, the Soviet Union's Stalin-era security and intelligence agency, from 1934 to 1936...
, recently disgraced head of the NKVD.
The fact that Yagoda was one of the accused showed the speed at which the purges were consuming its own. Meant to be the culmination of previous trials, it was now alleged that Bukharin and others sought to assassinate Lenin and Stalin from 1918, murder Maxim Gorky
Maxim Gorky
Alexei Maximovich Peshkov , primarily known as Maxim Gorky , was a Russian and Soviet author, a founder of the Socialist Realism literary method and a political activist.-Early years:...
by poison, partition the U.S.S.R and hand out her territories to Germany, Japan, and Great Britain, and other preposterous charges.
Even previously sympathetic observers who had stomached the earlier trials found it harder to swallow new allegations as they became ever more absurd, and the purge now expanded to include almost every living Old Bolshevik leader except Stalin. No other crime of the Stalin years so captivated Western intellectuals as the trial and execution of Bukharin, who was a Marxist theorist of international standing. For some prominent communists such as Bertram Wolfe
Bertram Wolfe
Bertram David "Bert" Wolfe was an American scholar and former communist best known for biographical studies of Vladimir Lenin, Joseph Stalin, Leon Trotsky, and Diego Rivera.-Early life:...
, Jay Lovestone
Jay Lovestone
Jay Lovestone was at various times a member of the Socialist Party of America, a leader of the Communist Party USA, leader of a small oppositionist party, an anti-Communist and Central Intelligence Agency helper, and foreign policy advisor to the leadership of the AFL-CIO and various unions...
, Arthur Koestler
Arthur Koestler
Arthur Koestler CBE was a Hungarian author and journalist. Koestler was born in Budapest and, apart from his early school years, was educated in Austria...
, and Heinrich Brandler
Heinrich Brandler
Heinrich Brandler was a German communist trade unionist, politician, revolutionary activist, and writer. Brandler is best remember as the head of the Communist Party of Germany during the party's ill-fated "March Action" of 1921 and aborted uprising of 1923, for which he was held responsible by...
, the Bukharin trial marked their final break with communism, and even turned the first three into fervent anti-Communists eventually. To them, Bukharin’s confession symbolized the
depredations of communism, which not only destroyed its sons but also conscripted them in self-destruction and individual abnegation.
The preparation for this trial, which took over a year, was delayed in its early stages due to the reluctance of some party members in denouncing their comrades. It was at this time that Stalin personally intervened to speed up the process and replaced Yagoda with Nikolai Yezhov
Nikolai Yezhov
Nikolai Ivanovich Yezhov or Ezhov was a senior figure in the NKVD under Joseph Stalin during the period of the Great Purge. His reign is sometimes known as the "Yezhovshchina" , "the Yezhov era", a term that began to be used during the de-Stalinization campaign of the 1950s...
.
Bukharin's confession
On the first day of trial, Krestinsky caused a sensation when he repudiated his written confession and pled not guilty to all the charges. However, he changed his plea the next day after "special measures", which dislocated his left shoulder among other things.Anastas Mikoyan
Anastas Mikoyan
Anastas Ivanovich Mikoyan was an Armenian Old Bolshevik and Soviet statesman during the rules of Vladimir Lenin, Joseph Stalin, Nikita Khrushchev, and Leonid Brezhnev....
and Vyacheslav Molotov
Vyacheslav Molotov
Vyacheslav Mikhailovich Molotov was a Soviet politician and diplomat, an Old Bolshevik and a leading figure in the Soviet government from the 1920s, when he rose to power as a protégé of Joseph Stalin, to 1957, when he was dismissed from the Presidium of the Central Committee by Nikita Khrushchev...
later claimed that Bukharin was never tortured, but it is now known that his interrogators were given the order, "beating permitted," and were under great pressure to extract confession out of the "star" defendant. Bukharin held out for three months, but threats to his young wife and infant son, combined with "methods of physical influence" wore him down. But when he read his confession amended and corrected personally by Stalin, he withdrew his whole confession. The examination started all over again, with a double team of interrogators.
Bukharin's confession in particular became subject of much debate among Western observers, inspiring Koestler's acclaimed novel Darkness at Noon
Darkness at Noon
Darkness at Noon is a novel by the Hungarian-born British novelist Arthur Koestler, first published in 1940...
and philosophical essay by Maurice Merleau-Ponty
Maurice Merleau-Ponty
Maurice Merleau-Ponty was a French phenomenological philosopher, strongly influenced by Karl Marx, Edmund Husserl and Martin Heidegger in addition to being closely associated with Jean-Paul Sartre and Simone de Beauvoir...
in Humanism and Terror.
His confessions were somewhat different from others in that while he pled guilty to "sum total of crimes", he denied knowledge when it came to specific crimes. Some astute observers noted that he would allow only what was in written confession and refuse to go any further.
The result was a curious mix of fulsome confessions (of being a "degenerate fascist" working for "restoration of capitalism") and subtle criticisms of the trial. After disproving several charges against him, one observer noted that he "proceeded to demolish or rather showed he could very easily demolish the whole case." He continued by saying that "the confession of the accused is not essential. The confession of the accused is a medieval principle of jurisprudence" in a trial that was solely based on confessions, he finished his last plea with the words: "the monstrousness of my crime is immeasurable especially in the new stage of struggle of the U.S.S.R. May this trial be the last severe lesson, and may the great might of the U.S.S.R become clear to all."
Romain Rolland
Romain Rolland
Romain Rolland was a French dramatist, novelist, essayist, art historian and mystic who was awarded the Nobel Prize for Literature in 1915.-Biography:...
and others wrote to Stalin seeking clemency for Nikolai Bukharin
Nikolai Bukharin
Nikolai Ivanovich Bukharin , was a Russian Marxist, Bolshevik revolutionary, and Soviet politician. He was a member of the Politburo and Central Committee , chairman of the Communist International , and the editor in chief of Pravda , the journal Bolshevik , Izvestia , and the Great Soviet...
, but all the leading defendants were executed except Rakovsky and two others (who were killed in NKVD prisoner massacres in 1941). Despite the promise to spare his family, Bukharin's wife, Anna Larina
Anna Larina
Anna Larina was the wife of the Bolshevik leader Nikolai Bukharin, and spent many years trying to rehabilitate her husband after he was executed in 1938. She was the author of a memoir entitled This I Cannot Forget....
, was sent to a labor camp, but she survived to see her husband rehabilitated
Rehabilitation (Soviet)
Rehabilitation in the context of the former Soviet Union, and the Post-Soviet states, was the restoration of a person who was criminally prosecuted without due basis, to the state of acquittal...
.
Purge of the army
The purge of the Red ArmyRed Army
The Workers' and Peasants' Red Army started out as the Soviet Union's revolutionary communist combat groups during the Russian Civil War of 1918-1922. It grew into the national army of the Soviet Union. By the 1930s the Red Army was among the largest armies in history.The "Red Army" name refers to...
was claimed to be supported by Nazi-forged documents (said to have been correspondence between Marshal Tukhachevsky
Mikhail Tukhachevsky
Mikhail Nikolayevich Tukhachevsky was a Marshal of the Soviet Union, commander in chief of the Red Army , and one of the most prominent victims of Joseph Stalin's Great Purge.-Early life:...
and members of the German high command). The claim is unsupported by facts, as by the time the documents were supposedly created, two people from the eight in the Tukhachevsky group were already imprisoned, and by the time the document was said to reach Stalin the purging process was already underway.
However the actual evidence introduced at trial was obtained from forced confessions. The purge of the army removed three of five marshals
Marshal of the Soviet Union
Marshal of the Soviet Union was the de facto highest military rank of the Soviet Union. ....
(then equivalent to six-star generals), 13 of 15 army commanders (then equivalent to four- and five-star generals), eight of nine admirals (the purge fell heavily on the Navy, who were suspected of exploiting their opportunities for foreign contacts), 50 of 57 army corps
Corps
A corps is either a large formation, or an administrative grouping of troops within an armed force with a common function such as Artillery or Signals representing an arm of service...
commanders, 154 out of 186 division commanders, 16 of 16 army commissar
Commissar
Commissar is the English transliteration of an official title used in Russia from the time of Peter the Great.The title was used during the Provisional Government for regional heads of administration, but it is mostly associated with a number of Cheka and military functions in Bolshevik and Soviet...
s, and 25 of 28 army corps commissars.
At first it was thought 25-50% of Red Army officers were purged, it is now known to be 3.7-7.7%. Previously, the size of the Red Army officer corp was underestimated and it was overlooked that most of those purged were merely expelled from the Party. 30% of officers purged 1937-9 were allowed back.
The wider purge
Eventually almost all of the BolshevikBolshevik
The Bolsheviks, originally also Bolshevists , derived from bol'shinstvo, "majority") were a faction of the Marxist Russian Social Democratic Labour Party which split apart from the Menshevik faction at the Second Party Congress in 1903....
s who had played prominent roles during the Russian Revolution of 1917
Russian Revolution of 1917
The Russian Revolution is the collective term for a series of revolutions in Russia in 1917, which destroyed the Tsarist autocracy and led to the creation of the Soviet Union. The Tsar was deposed and replaced by a provisional government in the first revolution of February 1917...
, or in Lenin's
Vladimir Lenin
Vladimir Ilyich Lenin was a Russian Marxist revolutionary and communist politician who led the October Revolution of 1917. As leader of the Bolsheviks, he headed the Soviet state during its initial years , as it fought to establish control of Russia in the Russian Civil War and worked to create a...
Soviet government afterwards, were executed. Out of six members of the original Politburo
Politburo
Politburo , literally "Political Bureau [of the Central Committee]," is the executive committee for a number of communist political parties.-Marxist-Leninist states:...
during the 1917 October Revolution
October Revolution
The October Revolution , also known as the Great October Socialist Revolution , Red October, the October Uprising or the Bolshevik Revolution, was a political revolution and a part of the Russian Revolution of 1917...
who lived until the Great Purge, Stalin himself was the only one who remained in the Soviet Union, alive. Four of the other five were executed. The fifth, Leon Trotsky
Leon Trotsky
Leon Trotsky , born Lev Davidovich Bronshtein, was a Russian Marxist revolutionary and theorist, Soviet politician, and the founder and first leader of the Red Army....
, went into exile in Mexico
Mexico
The United Mexican States , commonly known as Mexico , is a federal constitutional republic in North America. It is bordered on the north by the United States; on the south and west by the Pacific Ocean; on the southeast by Guatemala, Belize, and the Caribbean Sea; and on the east by the Gulf of...
after being expelled from the Party but was assassinated by Soviet agent Ramón Mercader
Ramón Mercader
Jaime Ramón Mercader del Río Hernández was a Spanish communist who became famous as the murderer of Russian Communist ideologist Leon Trotsky in 1940, in Mexico...
in 1940. Of the seven members elected to the Politburo between the October Revolution and Lenin's death in 1924, four were executed, one (Tomsky
Mikhail Tomsky
Mikhail Pavlovich Tomsky was a factory worker, trade unionist and Bolshevik leader. He was the Soviet leader of the All-Russian Central Council of Trade Unions.Tomsky attempted to form a trade union at his factory in St...
) committed suicide and two (Molotov
Vyacheslav Molotov
Vyacheslav Mikhailovich Molotov was a Soviet politician and diplomat, an Old Bolshevik and a leading figure in the Soviet government from the 1920s, when he rose to power as a protégé of Joseph Stalin, to 1957, when he was dismissed from the Presidium of the Central Committee by Nikita Khrushchev...
and Kalinin
Mikhail Kalinin
Mikhail Ivanovich Kalinin , known familiarly by Soviet citizens as "Kalinych," was a Bolshevik revolutionary and the nominal head of state of Russia and later of the Soviet Union, from 1919 to 1946...
) lived.
However, the trials and executions of the former Bolshevik leaders, while being the most visible part, were only a minor part of the purges.
Intelligentsia
In the 1920s and 1930s, two thousand writers, intellectuals, and artists were imprisoned and 1,500 died in prisons and concentration camps. After sunspot development research was judged un-Marxist, twenty-seven astronomers disappeared between 1936 and 1938. The Meteorological Office was violently purged as early as 1933 for failing to predict weather harmful to the crops. But the toll was especially high among writers. Those who perished during the Great Purge include:- The great poet Osip MandelstamOsip MandelstamOsip Emilyevich Mandelstam was a Russian poet and essayist who lived in Russia during and after its revolution and the rise of the Soviet Union. He was one of the foremost members of the Acmeist school of poets...
was arrested for reciting his famous anti-Stalin poem Stalin EpigramStalin EpigramThe Stalin epigram, also known as The Kremlin Highlander is a satirical poem by the Russian Acmeist poet Osip Mandelstam, dated as being written in November 1933...
to his circle of friends in 1934. After intervention by Nikolai BukharinNikolai BukharinNikolai Ivanovich Bukharin , was a Russian Marxist, Bolshevik revolutionary, and Soviet politician. He was a member of the Politburo and Central Committee , chairman of the Communist International , and the editor in chief of Pravda , the journal Bolshevik , Izvestia , and the Great Soviet...
and Boris PasternakBoris PasternakBoris Leonidovich Pasternak was a Russian language poet, novelist, and literary translator. In his native Russia, Pasternak's anthology My Sister Life, is one of the most influential collections ever published in the Russian language...
(Stalin jotted down in Bukharin's letter with feigned indignation: “Who gave them the right to arrest Mandelstam?”), Stalin instructed NKVDNKVDThe People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
to "isolate but preserve" him, and Mandelstam was "merely" exiled to CherdynCherdynCherdyn is a town and the administrative center of Cherdynsky District of Perm Krai, Russia. Population: The Kolva River flows by the town....
for three years. But this proved to be a temporary reprieve. In May 1938, he was promptly arrested again for "counter-revolutionary activities". On August 2, 1938, Mandelstam was sentenced to five years in correction camps and died on December 27, 1938 at a transit camp near Vladivostok. Boris PasternakBoris PasternakBoris Leonidovich Pasternak was a Russian language poet, novelist, and literary translator. In his native Russia, Pasternak's anthology My Sister Life, is one of the most influential collections ever published in the Russian language...
himself was nearly purged, but Stalin is said to have crossed Pasternak's name off the list, saying "Don't touch this cloud dweller." - Writer Isaac BabelIsaac BabelIsaak Emmanuilovich Babel was a Russian language journalist, playwright, literary translator, and short story writer. He is best known as the author of Red Cavalry, Story of My Dovecote, and Tales of Odessa, all of which are considered masterpieces of Russian literature...
was arrested in May 1939, and according to his confession paper (which contained a blood stain) he "confessed" to being a member of Trotskyist organization and being recruited by French writer André MalrauxAndré MalrauxAndré Malraux DSO was a French adventurer, award-winning author, and statesman. Having traveled extensively in Indochina and China, Malraux was noted especially for his novel entitled La Condition Humaine , which won the Prix Goncourt...
to spy for France. In the final interrogation, he retracted his confession and wrote letters to prosecutor's office stating that he had implicated innocent people, but to no avail. Babel was tried before an NKVD troikaNKVD troikaNKVD troika or Troika, in Soviet Union history, were commissions of three persons who convicted people without trial. These commissions were employed as an instrument of extrajudicial punishment introduced to circumvent the legal system with a means for quick execution or imprisonment...
and convicted of simultaneously spying for the French, Austrians, and Leon TrotskyLeon TrotskyLeon Trotsky , born Lev Davidovich Bronshtein, was a Russian Marxist revolutionary and theorist, Soviet politician, and the founder and first leader of the Red Army....
, as well as "membership in a terrorist organization." On January 27, 1940, he was shot in Butyrka prisonButyrka prisonButyrka prison was the central transit prison in pre-Revolutionary Russia, located in Moscow.The first references to Butyrka prison may be traced back to the 17th century. The present prison building was erected in 1879 near the Butyrsk gate on the site of a prison-fortress which had been built...
. - Writer Boris PilnyakBoris PilnyakBoris Pilnyak was a Russian author. Born Boris Andreyevich Vogau in Mozhaysk, he was a major supporter of anti-urbanism and a critic of mechanized society. These views often brought him into disfavor with Communist critics...
was arrested on October 28, 1937 for counter-revolutionary activities, spying and terrorism. One report alleged that "he held secret meetings with (André) GideAndré GideAndré Paul Guillaume Gide was a French author and winner of the Nobel Prize in literature in 1947. Gide's career ranged from its beginnings in the symbolist movement, to the advent of anticolonialism between the two World Wars.Known for his fiction as well as his autobiographical works, Gide...
, and supplied him with information about the situation in the USSR. There is no doubt that Gide used this information in his book attacking the USSR." Pilnyak was tried on April 21, 1938. In the proceeding that lasted 15 minutes, he was condemned to death and executed shortly afterward. - Theatre director Vsevolod MeyerholdVsevolod MeyerholdVsevolod Emilevich Meyerhold was a great Russian and Soviet theatre director, actor and theatrical producer. His provocative experiments dealing with physical being and symbolism in an unconventional theatre setting made him one of the seminal forces in modern international theatre.-Early...
was arrested in 1939 and shot in February 1940 for "spying" for Japanese and British intelligence. In a letter to Vyacheslav MolotovVyacheslav MolotovVyacheslav Mikhailovich Molotov was a Soviet politician and diplomat, an Old Bolshevik and a leading figure in the Soviet government from the 1920s, when he rose to power as a protégé of Joseph Stalin, to 1957, when he was dismissed from the Presidium of the Central Committee by Nikita Khrushchev...
dated January 13, 1940, he wrote: "The investigators began to use force on me, a sick 65-year-old man. I was made to lie face down and beaten on the soles of my feet and my spine with a rubber strap... For the next few days, when those parts of my legs were covered with extensive internal hemorrhaging, they again beat the red-blue-and-yellow bruises with the strap and the pain was so intense that it felt as if boiling water was being poured on these sensitive areas. I howled and wept from the pain. I incriminated myself in the hope that by telling them lies I could end the ordeal. When I lay down on the cot and fell asleep, after 18 hours of interrogation, in order to go back in an hour's time for more, I was woken up by my own groaning and because I was jerking about like a patient in the last stages of typhoid fever." His wife, the actress Zinaida Raikh, was murdered in her apartment by NKVDNKVDThe People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
agents. - Georgian poet Titsian TabidzeTitsian TabidzeTitsian Tabidze was a Georgian poet and one of the leaders of Georgian symbolist movement. He fell victim to Stalin’s Great Purge, being arrested and executed on trumped-up charges of treason. Tabidze was a close friend of the well-known Russian writer Boris Pasternak who translated his poetry...
was arrested on October 10, 1937 on a charge of treason and was tortured in prison. In a bitter humor, he named only the 18th-century Georgian poet BesikiBesikiBesarion Gabashvili , commonly known by his penname Besiki was a Georgian poet, politician and diplomat, known as an author of exquisite love songs and heroic odes as well as for his political and amorous adventures....
as his accomplice in anti-Soviet activities. He was executed on December 16, 1937. His friend and poet Paolo IashviliPaolo IashviliPaolo Iashvili was a Georgian poet and one of the leaders of Georgian symbolist movement. Under the Soviet Union, his obligatory conformism and the loss of his friends at the height of Stalin’s Great Purge heavily affected Iashvili who committed suicide at the Writers’ Union of Georgia.Born near...
, having earlier been forced to denounce several of his associates as the enemies of the peopleEnemy of the peopleThe term enemy of the people is a fluid designation of political or class opponents of the group using the term. The term implies that the "enemies" in question are acting against society as a whole. It is similar to the notion of "enemy of the state". The term originated in Roman times as ,...
, shot himself with a hunting gun in the building of the Writers' Union. (He witnessed and even had to participate in public trials that ousted many of his associates from the Writers' Union, effectively condemning them to death. When Lavrenty Beria chief of the Soviet security and secret police apparatus under StalinJoseph StalinJoseph Vissarionovich Stalin was the Premier of the Soviet Union from 6 May 1941 to 5 March 1953. He was among the Bolshevik revolutionaries who brought about the October Revolution and had held the position of first General Secretary of the Communist Party of the Soviet Union's Central Committee...
and subsequently head of the NKVDNKVDThe People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
, further pressured him with alternative of denouncing his life-long friend Tabidze or being arrested and tortured by the NKVDNKVDThe People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
, he killed himself.) - In early 1937, poet Pavel Vasiliev is said to have defended Nikolai BukharinNikolai BukharinNikolai Ivanovich Bukharin , was a Russian Marxist, Bolshevik revolutionary, and Soviet politician. He was a member of the Politburo and Central Committee , chairman of the Communist International , and the editor in chief of Pravda , the journal Bolshevik , Izvestia , and the Great Soviet...
as "a man of the highest nobility and the conscience of peasant Russia" at the time of his denunciation at the Pyatakov Trial (Second Moscow Trial) and damned other writers then signing the routine condemnations as "pornographic scrawls on the margins of Russian literature." He was promptly shot on July 16, 1937. - Jan Sten, philosopher and deputy head of the Marx-Engels Institute was Stalin's private tutor when Stalin was trying hard to study Hegel's dialecticDialecticDialectic is a method of argument for resolving disagreement that has been central to Indic and European philosophy since antiquity. The word dialectic originated in Ancient Greece, and was made popular by Plato in the Socratic dialogues...
. (Stalin received lessons twice a week from 1925 to 1928, but he found it difficult to master even some of the basic ideas. Stalin developed enduring hostility toward German idealistic philosophy, which he called "the aristocratic reaction to the French Revolution".) In 1937, Sten was seized on the direct order of Stalin, who declared him one of the chiefs of Menshevizing idealists. On June 19, 1937, Sten was put to death in Lefortovo prisonLefortovo prisonLefortovo prison is a prison in Moscow, Russia, which, since 2005, has been under the jurisdiction of the Ministry of Justice of the Russian Federation. It was built in 1881...
.
Ex-kulaks and other "anti-Soviet elements"
On July 30, 1937 the NKVD Order no. 00447 was issued, directed against "ex-kulakKulak
Kulaks were a category of relatively affluent peasants in the later Russian Empire, Soviet Russia, and early Soviet Union...
s" and other "anti-Soviet elements" (such as former officials of the Tsarist regime
Russian Empire
The Russian Empire was a state that existed from 1721 until the Russian Revolution of 1917. It was the successor to the Tsardom of Russia and the predecessor of the Soviet Union...
, former members of political parties other than the communist party, etc.).
They were to be executed or sent to GULAG
Gulag
The Gulag was the government agency that administered the main Soviet forced labor camp systems. While the camps housed a wide range of convicts, from petty criminals to political prisoners, large numbers were convicted by simplified procedures, such as NKVD troikas and other instruments of...
prison camps extrajudicially, under the decisions of NKVD troika
NKVD troika
NKVD troika or Troika, in Soviet Union history, were commissions of three persons who convicted people without trial. These commissions were employed as an instrument of extrajudicial punishment introduced to circumvent the legal system with a means for quick execution or imprisonment...
s.
- The 'kulak operation' was largest single campaign of repression in the Purges of 1937-38, with 669,929 people arrested and 376,202 executed, more than half the total of known executions.
National operations of NKVD
A series of national operations of the NKVDMass operations of the NKVD
Mass operations of the NKVD were carried out during the Great Purge and targeted specific categories of people. As a rule, they were carried out according to the corresponding order of the People's Commissar of Internal Affairs Nikolai Yezhov....
was carried out during 1937–1940, justified by the fear of the fifth column
Fifth column
A fifth column is a group of people who clandestinely undermine a larger group such as a nation from within.-Origin:The term originated with a 1936 radio address by Emilio Mola, a Nationalist General during the 1936–39 Spanish Civil War...
in the expectation of war with "the most probable adversary", i.e., Germany
Germany
Germany , officially the Federal Republic of Germany , is a federal parliamentary republic in Europe. The country consists of 16 states while the capital and largest city is Berlin. Germany covers an area of 357,021 km2 and has a largely temperate seasonal climate...
, as well as according to the notion of the "hostile capitalist surrounding", which wants to destabilize the country. The Polish operation of the NKVD
Polish operation of the NKVD
The Genocide of Poles in the Soviet Union often referred to as, the Polish operation of the NKVD, was a coordinated action of the Soviet NKVD and the Communist Party in 1937–1938 against the entire Polish minority living in the Soviet Union, representing only 0.4 percent of Soviet citizens...
was the largest and the first of this kind, setting an example of dealing with other targeted minorities. Many such operations were conducted on a quota system. NKVD local officials were mandated to arrest and execute a specific number of "counter-revolutionaries," produced by upper officials based on various statistics. The Polish operation also claimed the largest number of victims: 143,810 arrests and 111,091 executions, and at least eighty-five thousand of these were ethnic Poles.
Western émigré victims
Some of the victims of the terror were American immigrants to the Soviet Union, who had emigrated at the height of the Great DepressionGreat Depression
The Great Depression was a severe worldwide economic depression in the decade preceding World War II. The timing of the Great Depression varied across nations, but in most countries it started in about 1929 and lasted until the late 1930s or early 1940s...
in order to find work. At the height of the Terror, American immigrants besieged the US embassy, begging for passport
Passport
A passport is a document, issued by a national government, which certifies, for the purpose of international travel, the identity and nationality of its holder. The elements of identity are name, date of birth, sex, and place of birth....
s so they could leave Russia. They were turned away by embassy officials, only to be arrested on the pavement outside by lurking NKVD
NKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
agents. Many were subsequently shot dead at Butovo Field
Butovo firing range
The Butovo firing range is the name of a location where more than 20,000 political prisoners were shot during the Great Terror of the Soviet Union and thereafter from 1938 to 1953. It is located in the Yuzhnoye Butovo District of Moscow, near the village of Drozhzhino...
near Scherbinka, south of Moscow
Moscow
Moscow is the capital, the most populous city, and the most populous federal subject of Russia. The city is a major political, economic, cultural, scientific, religious, financial, educational, and transportation centre of Russia and the continent...
. In addition, 141 American Communists of Finnish origin were executed and buried at Sandarmokh
Sandarmokh
Sandarmokh is a forest massif in Medvezhyegorsky District, Karelia, Russia, a burial site of victims of Soviet political repressions, where over 9,000 bodies were discovered after the place was found in 1997 by members of the Memorial Society....
. 127 Finnish Canadians were also shot and buried there.
Mongolian Great Purge
During the late 1930s, Stalin dispatched NKVDNKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
operatives to the Mongolian People's Republic, established a Mongolian version of the NKVD troika
NKVD troika
NKVD troika or Troika, in Soviet Union history, were commissions of three persons who convicted people without trial. These commissions were employed as an instrument of extrajudicial punishment introduced to circumvent the legal system with a means for quick execution or imprisonment...
, and proceeded to execute tens of thousands of people accused of having ties to "pro-Japanese spy rings." Buddhist lama
Lama
Lama is a title for a Tibetan teacher of the Dharma. The name is similar to the Sanskrit term guru .Historically, the term was used for venerated spiritual masters or heads of monasteries...
s made up the majority of victims, with 18,000 being killed in the terror. Other victims were nobility and political and academic figures, along with some ordinary workers and herders. Mass graves containing hundreds of executed Buddhist monks and civilians have been discovered as recently as 2003.
Xinjiang Great Purge
The pro-Soviet leader Sheng ShicaiSheng Shicai
Sheng Shicai was a Chinese warlord who "ruled" Xinjiang province from April 12, 1933 to August 29, 1944....
of Xinjiang
Xinjiang
Xinjiang is an autonomous region of the People's Republic of China. It is the largest Chinese administrative division and spans over 1.6 million km2...
province in China launched his own purge in 1937 to coincide with Stalin's Great Purge, the Xinjiang War (1937)
Xinjiang War (1937)
In 1937, an Islamic rebellion broke out in southern Xinjiang. The rebels were 1,500 Uighurs and Tungans led by Kichik Akhund, against the pro-Soviet provincial forces of Sheng Shicai.- Start of rebellion :...
broke out amid the purge. Sheng received assistance from the NKVD
NKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
, Sheng and the Soviets alleged a massive Trotskyist conspiracy and a "Fascist Trotskyite plot" to destroy the Soviet Union
Soviet Union
The Soviet Union , officially the Union of Soviet Socialist Republics , was a constitutionally socialist state that existed in Eurasia between 1922 and 1991....
. The Soviet Consul General Garegin Apresoff, General Ma Hushan
Ma Hushan
Ma Hu-shan was the half-brother and follower of Ma Chung-ying, a Ma Clique warlord. He ruled over an area of southern Xinjiang, nicknamed Tunganistan by westerners from 1934 to 1937.-Tunganistan:...
, Ma Shaowu
Ma Shaowu
Ma Shaowu was a Hui born in Yunnan, in Qing dynasty China. He was a member of the Xinjiang clique during the Republic of China.- Family history :...
, Mahmud Sijan, the official leader of the Xinjiang province Huang Han-chang and Hoja-Niyaz
Hoja-Niyaz
Hoja Niyaz Haji also Khoja or Xoja Niyaz Haji was a Uyghur independence movement leader who led several rebellions in Xinjiang against the Kumul Khanate, the Chinese governor Jin Shuren, and later the Hui warlord Ma Chung-ying...
were among the 435 alleged conspirators in the plot. Xinjiang became under virtual Soviet control. Stalin opposed the Chinese Communist Party.
Timeline of the Great Purge
The Great Purge of 1936–1938 can be roughly divided into four periods:October 1936–February 1937: Reforming the security organizations, adopting official plans on purging the elites.
March 1937–June 1937: Purging the Elites; Adopting plans for the mass repressions against the "social base" of the potential aggressors, starting of purging the "elites" from opposition.
July 1937–October 1938: Mass repressions against "kulak
Kulak
Kulaks were a category of relatively affluent peasants in the later Russian Empire, Soviet Russia, and early Soviet Union...
s", "dangerous" ethnic minorities, family members of oppositionists, military officers, Saboteurs
Wrecking (Soviet crime)
Wrecking , was a crime specified in the criminal code of the Soviet Union in the Stalin era. It is often translated as "sabotage"; however "wrecking" and "diversionist acts" and "counter-revolutionary sabotage" were distinct sub-articles of Article 58 , and the meaning of "wrecking" is closer to...
in agriculture and industry.
November 1938–1939: Stopping of mass operations, abolishing of many organs of extrajudicial executions, repressions against some organizers of mass repressions.
End of Yezhovshchina
By the summer of 1938, Stalin and his circle realized that the purges had gone too far; Yezhov was relieved from his post as head of the NKVDNKVD
The People's Commissariat for Internal Affairs was the public and secret police organization of the Soviet Union that directly executed the rule of power of the Soviets, including political repression, during the era of Joseph Stalin....
and was eventually purged himself. Lavrenty Beria, a fellow Georgian and Stalin confidant, succeeded him as head of the NKVD. On November 17, 1938 a joint decree of Sovnarkom USSR and Central Committee
Central Committee
Central Committee was the common designation of a standing administrative body of communist parties, analogous to a board of directors, whether ruling or non-ruling in the twentieth century and of the surviving, mostly Trotskyist, states in the early twenty first. In such party organizations the...
of VKP(b) (Decree about Arrests, Prosecutor Supervision and Course of Investigation
Decree about Arrests, Prosecutor Supervision and Course of Investigation
The Decree about Arrests, Prosecutor Supervision and Course of Investigation was issued jointly by the Sovnarkom and Central Committee of the Communist Party of the Soviet Union on November 17, 1938....
) and the subsequent order of NKVD undersigned by Beria cancelled most of the NKVD orders of systematic repression
Mass operations of the NKVD
Mass operations of the NKVD were carried out during the Great Purge and targeted specific categories of people. As a rule, they were carried out according to the corresponding order of the People's Commissar of Internal Affairs Nikolai Yezhov....
and suspended implementation of death sentences. The decree signaled the end of massive Soviet purges.
Nevertheless, the practice of mass arrest
Mass arrest
A mass arrest occurs when the police apprehend large numbers of suspects at once. This sometimes occurs at illegal protests. Some mass arrests are also used in an effort combat gang activity. This is sometimes controversial, and lawsuits sometimes result...
and exile was continued until Stalin's death in 1953. Political executions also continued, but, with the exception of Katyn
Katyn massacre
The Katyn massacre, also known as the Katyn Forest massacre , was a mass execution of Polish nationals carried out by the People's Commissariat for Internal Affairs , the Soviet secret police, in April and May 1940. The massacre was prompted by Lavrentiy Beria's proposal to execute all members of...
and other NKVD massacres during WWII, on a vastly smaller scale. One notorious example is the "Night of the Murdered Poets
Night of the Murdered Poets
On August 12, 1952, thirteen Soviet Jews were executed in the Lubyanka Prison in Moscow, Russia as a result of charges of espionage based on forced, false confessions resulting from coercion and torture. This massacre is known as the Night of the Murdered Poets....
", in which at least thirteen prominent Yiddish writers were executed on August 12, 1952. Historians such as Michael Parrish have argued that while the Great Terror ended in 1938, a lesser terror continued in the 1940s.
In some cases, military officers arrested under Yezhov were later executed under Beria. Some examples include Marshal of the Soviet Union A.I. Egorov, arrested in April 1938 and shot (or died from torture) in February 1939 (his wife, G.A. Egorova, was shot in August 1938); Army Commander I.F. Fed'ko, arrested July 1938 and shot February 1939; Flagman K.I. Dushenov, arrested May 1938 and shot February 1940; Komkor G.I. Bondar, arrested August 1938 and shot March 1939. All the aforementioned have been posthumously rehabilitated.
When the relatives of those who had been executed in 1937-38 inquired about their fate, they were told by NKVD that their arrested relatives had been sentenced to "ten years without the right of correspondence" (десять лет без права переписки). When these ten-year periods elapsed in 1947-48 but the arrested did not appear, the relatives asked MGB
Ministry for State Security (USSR)
The Ministry of State Security was the name of Soviet secret police from 1946 to 1953.-Origins of the MGB:The MGB was just one of many incarnations of the Soviet State Security apparatus. Since the revolution, the Bolsheviks relied on a strong political police or security force to support and...
about their fate again and this time were told that the arrested died in imprisonment.
Western reactions
Although the trials of former Soviet leaders were widely publicized, the hundreds of thousands of other arrests and executions were not. These became known in the west only as a few former gulag inmates reached the West with their stories. Not only did foreign correspondents from the West fail to report on the purges, but in many Western nations, especially France, attempts were made to silence or discredit these witnesses; Jean-Paul SartreJean-Paul Sartre
Jean-Paul Charles Aymard Sartre was a French existentialist philosopher, playwright, novelist, screenwriter, political activist, biographer, and literary critic. He was one of the leading figures in 20th century French philosophy, particularly Marxism, and was one of the key figures in literary...
took the position that evidence of the camps should be ignored, in order that the French proletariat not be discouraged. A series of legal actions ensued at which definitive evidence was presented which established the validity of the former labor camp inmates' testimony.
According to Robert Conquest
Robert Conquest
George Robert Ackworth Conquest CMG is a British historian who became a well-known writer and researcher on the Soviet Union with the publication in 1968 of The Great Terror, an account of Stalin's purges of the 1930s...
in his 1968 book The Great Terror: Stalin's Purge of the Thirties, with respect to the trials of former leaders, some Western observers were unable to see through the fraudulent nature of the charges and evidence, notably Walter Duranty
Walter Duranty
Walter Duranty was a Liverpool-born British journalist who served as the Moscow bureau chief of the New York Times from 1922 through 1936. Duranty won a Pulitzer Prize in 1932 for a set of stories written in 1931 on the Soviet Union...
of The New York Times
The New York Times
The New York Times is an American daily newspaper founded and continuously published in New York City since 1851. The New York Times has won 106 Pulitzer Prizes, the most of any news organization...
, a Russian speaker; the American Ambassador, Joseph E. Davies
Joseph E. Davies
Joseph Edward Davies was appointed by President Wilson to be Commissioner of Corporations in 1912, and First Chairman of the Federal Trade Commission in 1915. He was the second Ambassador to represent the United States in the Soviet Union and U.S. Ambassador to Belgium and Luxembourg...
, who reported, "proof...beyond reasonable doubt to justify the verdict of treason" and Beatrice
Beatrice Webb
Martha Beatrice Webb, Lady Passfield was an English sociologist, economist, socialist and social reformer. Although her husband became Baron Passfield in 1929, she refused to be known as Lady Passfield...
and Sidney Webb, authors of Soviet Communism: A New Civilization. While "Communist Parties everywhere simply transmitted the Soviet line", some of the most critical reporting also came from the left, notably The Manchester Guardian
The Guardian
The Guardian, formerly known as The Manchester Guardian , is a British national daily newspaper in the Berliner format...
.
Evidence and the results of research began to appear after Stalin's death which revealed the full enormity of the Purges. The first of these sources were the revelations of Nikita Khrushchev
Nikita Khrushchev
Nikita Sergeyevich Khrushchev led the Soviet Union during part of the Cold War. He served as First Secretary of the Communist Party of the Soviet Union from 1953 to 1964, and as Chairman of the Council of Ministers, or Premier, from 1958 to 1964...
, which particularly affected the American editors of the Communist Party USA
Communist Party USA
The Communist Party USA is a Marxist political party in the United States, established in 1919. It has a long, complex history that is closely related to the histories of similar communist parties worldwide and the U.S. labor movement....
newspaper, the Daily Worker
Daily Worker
The Daily Worker was a newspaper published in New York City by the Communist Party USA, a formerly Comintern-affiliated organization. Publication began in 1924. While it generally reflected the prevailing views of the party, some attempts were made to make it appear that the paper reflected a...
, who, following the lead of The New York Times, published the Secret Speech
On the Personality Cult and its Consequences
On the Personality Cult and its Consequences was a report, critical of Joseph Stalin, made to the Twentieth Party Congress on February 25, 1956 by Soviet leader Nikita Khrushchev. It is more commonly known as the Secret Speech or the Khrushchev Report...
in full.
Efforts to minimize the extent of the Great Purge continue among revisionist scholars in the
West. Jerry F. Hough
Jerry F. Hough
Jerry F. Hough is the James B. Duke Professor of Political Science at Duke University. Hough has taught at Duke since 1973; he previously taught at the University of Toronto and at the University of Illinois at Urbana-Champaign, and he has served as a senior fellow at The Brookings Institution....
claims, regarding the numbers executed in the Great Purge, "a figure in the low hundreds of thousands seems much more probable than one in the high hundreds" and that a lower figure of only "tens of thousands" was "even probable". Sheila Fitzpatrick
Sheila Fitzpatrick
Sheila Fitzpatrick is an Australian-American historian. She teaches Soviet History at the University of Chicago.-Biography:Sheila Fitzpatrick attended the University of Melbourne and received her DPhil from St...
also placed the numbers executed in the "low hundreds of thousands." Robert W. Thurston allows for 681,692 executions, but claims that Stalin "was not guilty of mass first degree murder from 1934 to 1941" and that he was a "fear ridden man" who just "overreacted to events."
Rehabilitation
The Great Purge was denounced by Soviet leader Nikita KhrushchevNikita Khrushchev
Nikita Sergeyevich Khrushchev led the Soviet Union during part of the Cold War. He served as First Secretary of the Communist Party of the Soviet Union from 1953 to 1964, and as Chairman of the Council of Ministers, or Premier, from 1958 to 1964...
following Stalin's death. In his secret speech
On the Personality Cult and its Consequences
On the Personality Cult and its Consequences was a report, critical of Joseph Stalin, made to the Twentieth Party Congress on February 25, 1956 by Soviet leader Nikita Khrushchev. It is more commonly known as the Secret Speech or the Khrushchev Report...
to the 20th CPSU
Communist Party of the Soviet Union
The Communist Party of the Soviet Union was the only legal, ruling political party in the Soviet Union and one of the largest communist organizations in the world...
congress in February 1956 (which was made public a month later), Khrushchev referred to the purges as an "abuse of power" by Stalin which resulted in enormous harm to the country. In the same speech, he recognized that many of the victims were innocent and were convicted on the basis of false confessions extracted by torture. To take that position was politically useful to Khrushchev, as he was at that time engaged in a power struggle with rivals who had been associated with the Purge, the so-called Anti-Party Group
Anti-Party Group
The Anti-Party Group was a group within the leadership of the Communist Party of the Soviet Union that unsuccessfully attempted to depose Nikita Khrushchev as First Secretary of the Party in May 1957. The group, named by that epithet by Khrushchev, was led by former Premiers Georgy Malenkov and...
. The new line on the Great Purges undermined their power, and helped propel him to the Chairmanship of the Council of Ministers.
Starting from 1954, some of the convictions were overturned. Mikhail Tukhachevsky
Mikhail Tukhachevsky
Mikhail Nikolayevich Tukhachevsky was a Marshal of the Soviet Union, commander in chief of the Red Army , and one of the most prominent victims of Joseph Stalin's Great Purge.-Early life:...
and other generals convicted in the Trial of Red Army Generals were declared innocent ("rehabilitated
Rehabilitation (Soviet)
Rehabilitation in the context of the former Soviet Union, and the Post-Soviet states, was the restoration of a person who was criminally prosecuted without due basis, to the state of acquittal...
") in 1957. The former Politburo members Yan Rudzutak
Yan Rudzutak
Jānis Rudzutaks was a Latvian Bolshevik revolutionary and Soviet politician.Rudzutaks was born in the Kuldīga district of the Courland Governorate , into the family of a farm worker. In 1903, he started working in a factory in Riga. Two years later, he joined Latvian Social Democratic Labour Party...
and Stanislav Kosior
Stanislav Kosior
Stanislav Vikentyevich Kosior, sometimes spelled Kossior was one of three Kosior brothers, Polish-born Soviet politicians. He was General Secretary of the Ukrainian Communist Party, deputy prime minister of the USSR, and a member of the Politburo of the Communist Party of the Soviet Union...
and many lower-level victims were also declared innocent in the 1950s. Nikolai Bukharin
Nikolai Bukharin
Nikolai Ivanovich Bukharin , was a Russian Marxist, Bolshevik revolutionary, and Soviet politician. He was a member of the Politburo and Central Committee , chairman of the Communist International , and the editor in chief of Pravda , the journal Bolshevik , Izvestia , and the Great Soviet...
and others convicted in the Moscow Trials
Moscow Trials
The Moscow Trials were a series of show trials conducted in the Soviet Union and orchestrated by Joseph Stalin during the Great Purge of the 1930s. The victims included most of the surviving Old Bolsheviks, as well as the leadership of the Soviet secret police...
were not rehabilitated until as late as 1988.
The book Rehabilitation: The Political Processes of the 1930s-50s (Реабилитация. Политические процессы 30-50-х годов) (1991) contains a large amount of newly presented original archive material: transcripts of interrogations, letters of convicts, and photos. The material demonstrates in detail how numerous show trials were fabricated.
Number of people executed
According to the declassified Soviet archives, during 1937 and 1938, the NKVD detained 1,548,366 victims, of whom 681,692 were shot - an average of 1,000 executions a day (in comparison, the Tsarists executed 3,932 persons for political crimes from 1825 to 1910 - an average of less than 1 execution per week).Some experts believe the evidence released from the Soviet archives is understated, incomplete, or unreliable. For example, Robert Conquest
Robert Conquest
George Robert Ackworth Conquest CMG is a British historian who became a well-known writer and researcher on the Soviet Union with the publication in 1968 of The Great Terror, an account of Stalin's purges of the 1930s...
claims that the probable figure for executions during the years of the Great Purge is not 681,692, but some two and a half times as high. He believes that the KGB was covering its tracks by falsifying the dates and causes of death of rehabilitated victims.
Historian Michael Ellman
Michael Ellman
Michael Ellman has been a professor of economics at the University of Amsterdam since 1978. He has written extensively on the economics of the Soviet Union, transition economics, Russia and comparative economic systems.- Prizes and honours :* Foreign member of the Russian Academy of Economic...
claims the best estimate of deaths brought about by Soviet repression during these two years is the range 950,000 to 1.2 million, which includes deaths in detention and those who died shortly after being released from the Gulag as a result of their treatment in it. He also states that this is the estimate which should be used by historians and teachers of Russian history.
Stalin's role
Historians with archival access have confirmed that Stalin was intimately involved in the terror. Russian historian Oleg V. Khlevniuk states “…theories about the elemental, spontaneous nature of the terror, about a loss of central control over the course of mass repression, and about the role of regional leaders in initiating the terror are simply not supported by the historical record.” Stalin personally directed Yezhov to torture those who were not making proper confessions. In one instance, he told Yezhov "Isn’t it time to squeeze this gentleman and force him to report on his dirty little business? Where is he: in a prison or a hotel?" In another, while reviewing one of Yezhov's lists, he added to M. I. Baranov’s name, "beat, beat!"In addition to authorizing torture, Stalin also signed 357 proscription
Proscription
Proscription is a term used for the public identification and official condemnation of enemies of the state. It is defined by the Oxford English Dictionary as a "decree of condemnation to death or banishment" and is a heavily politically charged word, frequently used to refer to state-approved...
lists in 1937 and 1938 which condemned to execution some 40,000 people, and about 90% of these are confirmed to have been shot. While reviewing one such list, Stalin reportedly muttered to no one in particular: "Who's going to remember all this riff-raff in ten or twenty years time? No one. Who remembers the names now of the boyars Ivan the Terrible got rid of? No one."
Soviet investigation commissions
At least two Soviet commissions investigated the show-trialsShow trial
The term show trial is a pejorative description of a type of highly public trial in which there is a strong connotation that the judicial authorities have already determined the guilt of the defendant. The actual trial has as its only goal to present the accusation and the verdict to the public as...
after Stalin's death. The first was headed by Molotov
Vyacheslav Molotov
Vyacheslav Mikhailovich Molotov was a Soviet politician and diplomat, an Old Bolshevik and a leading figure in the Soviet government from the 1920s, when he rose to power as a protégé of Joseph Stalin, to 1957, when he was dismissed from the Presidium of the Central Committee by Nikita Khrushchev...
and included Voroshilov
Kliment Voroshilov
Kliment Yefremovich Voroshilov , popularly known as Klim Voroshilov was a Soviet military officer, politician, and statesman...
, Kaganovich
Lazar Kaganovich
Lazar Moiseyevich Kaganovich was a Soviet politician and administrator and one of the main associates of Joseph Stalin.-Early life:Kaganovich was born in 1893 to Jewish parents in the village of Kabany, Radomyshl uyezd, Kiev Governorate, Russian Empire...
, Suslov
Mikhail Suslov
Mikhail Andreyevich Suslov was a Soviet statesman during the Cold War. He served as Second Secretary of the Communist Party of the Soviet Union from 1965, and as unofficial Chief Ideologue of the Party until his death in 1982. Suslov was responsible for party democracy and the separation of power...
, Furtseva, Shvernik
Nikolay Shvernik
Nikolay Mikhailovich Shvernik was a Russian politician, who was the Chairman of the Presidium of the Supreme Soviet of the USSR from March 19, 1946 until March 15, 1953...
, Aristov
Aristov
Aristov is a Russian surname of Greek roots. Notable people with this surname include:* Anton Aristov, an Estonian footballer* Averky Aristov, a Soviet politician and diplomat* Nikolai Aristov, a Russian turkologist...
, Pospelov and Rudenko
Roman Rudenko
Roman Andreyevich Rudenko was a Soviet lawyer. He was the prosecutor of the Ukrainian Soviet Socialist Republic from 1944-1953 and Chief prosecutor of the entire Soviet Union from 1953. He is also well known for acting as the Soviet Chief Prosecutor at the main trial of the major Nazi war...
. They were given the task to investigate the materials concerning Bukharin, Rykov, Zinoviev, Tukhachevsky and others. The commission worked in 1956–1957. While stating that the accusations against Tukhachevsky et al. should be abandoned, it failed to fully rehabilitate the victims of the three Moscow trials, although the final report does contain an admission that the accusations have not been proven during the trials and "evidence" had been produced by lies, blackmail, and "use of physical influence". Bukharin, Rykov, Zinoviev, and others were still seen as political opponents, and though the charges against them were obviously false, they could not have been rehabilitated because "for many years they headed the anti-Soviet struggle against the building of socialism in USSR".
The second commission largely worked from 1961 to 1963 and was headed by Shvernik ("Shvernik Commission
Shvernik Commission
Shvernik Commission was an informal name of the commission of the CPSU Central Committee Presidium headed by Nikolay Shvernik for the investigation of political repression in the Soviet Union during the period of Stalinism. Other members were Alexander Shelepin, Zinovy Serdyuk, Roman Rudenko, Olga...
"). It included Shelepin
Alexander Shelepin
Alexander Nikolayevich Shelepin was a Soviet state security officer and party statesman. He was a member of the Central Committee of the Communist Party of the Soviet Union and its Politburo and was the head of the KGB from 25 December 1958 to 13 November 1961.Shelepin was born in Voronezh...
, Serdyuk, Mironov, Rudenko, and Semichastny. The hard work resulted in two massive reports, which detailed the mechanism of falsification of the show-trials against Bukharin, Zinoviev, Tukhachevsky, and many others. The commission based its findings in large part on eyewitness testimonies of former NKVD workers and victims of repressions, and on many documents. The commission recommended to rehabilitate every accused with exception of Radek and Yagoda, because Radek's materials required some further checking, and Yagoda was a criminal and one of the falsifiers of the trials (though most of the charges against him had to be dropped too, he was not a "spy", etc.). The commission stated:
- Stalin committed a very grave crime against the Communist party, the socialist state, Soviet people and worldwide revolutionary movement... Together with Stalin, the responsibility for the abuse of law, mass unwarranted repressions and death of many thousands of wholly innocent people also lies on Molotov, Kaganovich, Malenkov....
However, soon Khrushchev was deposed and the "Thaw"
Khrushchev Thaw
The Khrushchev Thaw refers to the period from the mid 1950s to the early 1960s, when repression and censorship in the Soviet Union were partially reversed and millions of Soviet political prisoners were released from Gulag labor camps, due to Nikita Khrushchev's policies of de-Stalinization and...
ended, so most victims of the three show-trials were not rehabilitated until Gorbachev
Mikhail Gorbachev
Mikhail Sergeyevich Gorbachev is a former Soviet statesman, having served as General Secretary of the Communist Party of the Soviet Union from 1985 until 1991, and as the last head of state of the USSR, having served from 1988 until its dissolution in 1991...
's time.
Mass graves and memorials
Following the collapse of the Soviet Union, numerous mass graves filled with executed victims of the terror were discovered. Some, such as the killing fields at KurapatyKurapaty
Kurapaty is a wooded area on the outskirts of Minsk, Belarus, in which a vast number of people were executed between 1937 and 1941 by the Soviet secret police, the NKVD.The exact count of victims is uncertain, NKVD archives are classified in Belarus...
near Minsk
Minsk
- Ecological situation :The ecological situation is monitored by Republican Center of Radioactive and Environmental Control .During 2003–2008 the overall weight of contaminants increased from 186,000 to 247,400 tons. The change of gas as industrial fuel to mazut for financial reasons has worsened...
and Bykivnia
Bykivnia
Bykivnia is a former small village on the outskirts of Kiev, Ukraine, that was incorporated into the city in 1923. It is known for the National Historic-Memorial Reserve "Bykivnia Graves"....
near Kiev
Kiev
Kiev or Kyiv is the capital and the largest city of Ukraine, located in the north central part of the country on the Dnieper River. The population as of the 2001 census was 2,611,300. However, higher numbers have been cited in the press....
, are believed to contain up to 200,000 corpses.
In 2007, one such site, the Butovo firing range
Butovo firing range
The Butovo firing range is the name of a location where more than 20,000 political prisoners were shot during the Great Terror of the Soviet Union and thereafter from 1938 to 1953. It is located in the Yuzhnoye Butovo District of Moscow, near the village of Drozhzhino...
near Moscow
Moscow
Moscow is the capital, the most populous city, and the most populous federal subject of Russia. The city is a major political, economic, cultural, scientific, religious, financial, educational, and transportation centre of Russia and the continent...
, was turned into a shrine to the victims of Stalinism. From August 1937 through October 1938, more than 20,000 people were shot and buried there.
See also
- Index of Soviet Union-related articles
- History of the Soviet Union (1927–1953)
- Campaign to Suppress Counterrevolutionaries
Books
- A. Artizov, Yu. Sigachev, I. Shevchuk, V. Khlopov under editorship of acad. A. N. Yakovlev. Rehabilitation: As It Happened. Documents of the CPSU CC Presidium and Other Materials. Vol. 2, February 1956–Early 1980s. Moscow, 2003.
- William J. Chase. Enemies within the Gates?: The CominternCominternThe Communist International, abbreviated as Comintern, also known as the Third International, was an international communist organization initiated in Moscow during March 1919...
and the Stalinist Repression, 1934-1939. Yale University PressYale University PressYale University Press is a book publisher founded in 1908 by George Parmly Day. It became an official department of Yale University in 1961, but remains financially and operationally autonomous....
, 2001. ISBN 0300082428 - Robert ConquestRobert ConquestGeorge Robert Ackworth Conquest CMG is a British historian who became a well-known writer and researcher on the Soviet Union with the publication in 1968 of The Great Terror, an account of Stalin's purges of the 1930s...
: The Great TerrorThe Great TerrorThe Great Terror is a book by British historian Robert Conquest, published in 1968. It gave rise to an alternate title of the period in Soviet history known as the Great Purge. The complete title of the book is The Great Terror: Stalin's Purge of the Thirties...
: Stalin's Purge of the Thirties. 1968. - Robert Conquest, The Great Terror: A Reassessment, New York: Oxford University PressOxford University PressOxford University Press is the largest university press in the world. It is a department of the University of Oxford and is governed by a group of 15 academics appointed by the Vice-Chancellor known as the Delegates of the Press. They are headed by the Secretary to the Delegates, who serves as...
, 1990. hardcover, ISBN 0-19-505580-2; trade paperback, Oxford, September, 1991, ISBN 0-19-507132-8 - Stéphane CourtoisStéphane CourtoisStéphane Courtois is a French historian, an internationally known expert on communist studies, particularly the history of communism and communist genocides, and author of several books...
et al., The Black Book of CommunismThe Black Book of CommunismThe Black Book of Communism: Crimes, Terror, Repression is a book authored by several European academics and edited by Stéphane Courtois, which describes a history of repressions, both political and civilian, by Communist states, including genocides, extrajudicial executions, deportations, and...
: Crimes, Terror, Repression, Harvard University PressHarvard University PressHarvard University Press is a publishing house established on January 13, 1913, as a division of Harvard University, and focused on academic publishing. In 2005, it published 220 new titles. It is a member of the Association of American University Presses. Its current director is William P...
, 1999, hardcover, 858 pages, ISBN 0-674-07608-7. Chapter 10: The Great Terror, 1936-1938. - Robert GellatelyRobert GellatelyRobert Gellately is a Newfoundland-born Canadian academic who is one of the leading historians of modern Europe, particularly during World War II and the Cold War era. He is presently Earl Ray Beck Professor of History at Florida State University....
, Lenin, Stalin, and Hitler: The Age of Social Catastrophe. Knopf, August 2007, 720 pages, ISBN 1400040051 - J. Arch GettyJ. Arch GettyJohn Archibald Getty, III is an American historian and professor at the University of California, Los Angeles. He is noted for his research on Russian and Soviet history, especially the period under Joseph Stalin and the history of the Communist Party of the Soviet Union.-Life and career:Getty was...
, Origins of the Great Purges: The Soviet Communist Party Reconsidered, 1933-1938. Cambridge: Cambridge University Press, 1985. - J. Arch Getty and Oleg V. Naumov, The Road to Terror: Stalin and the Self-Destruction of the Bolsheviks, New Haven: Yale University PressYale University PressYale University Press is a book publisher founded in 1908 by George Parmly Day. It became an official department of Yale University in 1961, but remains financially and operationally autonomous....
, 1999. - J. Arch Getty and Roberta T. Manning, Stalinist Terror: New Perspectives, New York: Cambridge University PressCambridge University PressCambridge University Press is the publishing business of the University of Cambridge. Granted letters patent by Henry VIII in 1534, it is the world's oldest publishing house, and the second largest university press in the world...
, 1993. - John Earl HaynesJohn Earl HaynesJohn Earl Haynes is an American historian who is a specialist in 20th century political history in the Manuscript Division of the Library of Congress...
and Harvey KlehrHarvey KlehrHarvey E. Klehr is a professor of politics and history at Emory University; he is known for his books on the subject of the American Communist movement, and on Soviet espionage in America ....
, In Denial: Historians, Communism, and Espionage, Encounter BooksEncounter BooksEncounter Books is an American conservative book publisher. It is an activity of Encounter for Culture and Education, Inc. Encounter Books draws its name from Encounter , the now defunct literary magazine founded by Irving Kristol and Stephen Spender....
, September, 2003, hardcover, 312 pages, ISBN 1-893554-72-4 - Ilic, Melanie (ed.), Stalin's Terror Revisited. Basingstoke, England: Palgrave Macmillan, 2006.
- Arthur KoestlerArthur KoestlerArthur Koestler CBE was a Hungarian author and journalist. Koestler was born in Budapest and, apart from his early school years, was educated in Austria...
, Darkness at NoonDarkness at NoonDarkness at Noon is a novel by the Hungarian-born British novelist Arthur Koestler, first published in 1940...
, 1940. - Hiroaki Kuromiya, The Voices of the Dead: Stalin's Great Terror in the 1930s. New Haven: Yale University PressYale University PressYale University Press is a book publisher founded in 1908 by George Parmly Day. It became an official department of Yale University in 1961, but remains financially and operationally autonomous....
, 2007. ISBN 0300123892 - Eugene LyonsEugene LyonsEugene Lyons was an American journalist and writer. A fellow traveler of the Communist Party in his younger years, Lyons became highly critical of the Soviet Union after having lived there for several years as a correspondent of United Press International...
, Assignment in Utopia, Harcourt Brace and CompanyHarcourt Trade PublishersHarcourt was a United States publishing firm with a long history of publishing fiction and nonfiction for children and adults. The company was based in San Diego, California, with an Editorial / Sales / Marketing / Rights offices in New York City and Orlando, Florida.In 2007, the U.S...
, 1937. - Barry McLoughlin and Kevin McDermott, Stalin's Terror: High Politics and Mass Repression in the Soviet Union, Palgrave MacmillanPalgrave MacmillanPalgrave Macmillan is an international academic and trade publishing company, headquartered in Basingstoke, Hampshire, England, United Kingdom and with offices in New York, Melbourne, Sydney, Hong Kong, Delhi, Johannesburg. It was created in 2000 when St...
, December 2002, hardcover, 280 pages, ISBN 1403901198 - Naimark, Norman M.Norman NaimarkNorman M. Naimark is an American historian, and author who specializes in modern Eastern European history, and genocide and ethnic cleansing in the region....
Stalin's Genocides (Human Rights and Crimes against Humanity). Princeton University PressPrinceton University Press-Further reading:* "". Artforum International, 2005.-External links:* * * * *...
, 2010. ISBN 0691147841 - Vadim RogovinVadim RogovinVadim Zakharovich Rogovin was a Russian Marxist historian and sociologist, Ph.D. in philosophy, Leading Researcher at the Institute of Sociology of the Russian Academy of Sciences, an author of the 6-volume study of Stalin era between 1923 and 1940, with the emphasis on the Trotskyist...
, "Two lectures: Stalin's Great Terror: Origins and Consequences Leon Trotsky and "The Fate of Marxism in the USSR" Mehring books, ISBN 0-929087-83-6 1996 - Vadim Rogovin, "1937: Stalin's Year of Terror." Mehring books, 1996. ISBN 0-929087-77-1
- Rosefielde, StevenSteven RosefieldeSteven Rosefielde is a Professor of Comparative Economic Systems at the University of North Carolina at Chapel Hill.. He is also a member of the Russian Academy of Natural Sciences.-Selected works:...
. Red Holocaust. RoutledgeRoutledgeRoutledge is a British publishing house which has operated under a succession of company names and latterly as an academic imprint. Its origins may be traced back to the 19th-century London bookseller George Routledge...
, 2009. (paperback, ISBN 0415777577) - Snyder, TimothyTimothy SnyderTimothy D. Snyder is an American professor of history at Yale University, specializing in the history of Central and Eastern Europe, as well as the Holocaust...
. Bloodlands: Europe Between Hitler and Stalin. Basic BooksBasic BooksBasic Books is a book publisher founded in 1952 and located in New York. It publishes books in the fields of psychology, philosophy, economics, science, politics, sociology, current affairs, and history.-History:...
, 2010. ISBN 0465002390 - Aleksandr I. SolzhenitsynAleksandr SolzhenitsynAleksandr Isayevich Solzhenitsyn was aRussian and Soviet novelist, dramatist, and historian. Through his often-suppressed writings, he helped to raise global awareness of the Gulag, the Soviet Union's forced labor camp system – particularly in The Gulag Archipelago and One Day in the Life of...
, The Gulag ArchipelagoThe Gulag ArchipelagoThe Gulag Archipelago is a book by Aleksandr Solzhenitsyn based on the Soviet forced labor and concentration camp system. The three-volume book is a narrative relying on eyewitness testimony and primary research material, as well as the author's own experiences as a prisoner in a gulag labor camp...
1918-1956. In Three Volumes. New York: Harper and Row, 1973-1976. - Robert Thurston, LIfe and Terror in Stalin's Russia, 1934-1941. New Haven: Yale University Press, 1996.
- Tzouliadis, Tim. The Forsaken: An American Tragedy in Stalin's Russia. The Penguin Press, 2008 (Hardcover, ISBN 1594201684)
- A.N. Yakovlev (ed.), Реабилитация. Политические процессы 30-50-х годов [Rehabilitation: Political Trials of the 1930s-50s]. Moscow: ROSSPEN, 1991.
- Yakovlev, Alexander N.Alexander Nikolaevich YakovlevAlexander Nikolaevich Yakovlev was a Soviet politician and historian who was a Soviet governmental official in the 1980s and a member of the Politburo and Secretariat of the Communist Party of the Soviet Union...
(Author); Austin, Anthony (Translator). A Century of Violence in Soviet Russia. Yale University PressYale University PressYale University Press is a book publisher founded in 1908 by George Parmly Day. It became an official department of Yale University in 1961, but remains financially and operationally autonomous....
, 2002 (Hardcover, ISBN 0300087608); 2004 (Paperback, ISBN 0300103220) - Yuri ZhukovYuri Zhukov (historian)Yuri Nikolayevich Zhukov is a Russian historian and leading research fellow at the Institute of Russian History at Russian Academy of Sciences.- Biography :...
. Different Stalin. USSR Political Reforms in 1933-1937, Moscow, 2003, 510 pages, ISBN 5-9697-0026-6
Film
- Eternal Memory: Voices From the Great Terror. 1997. 16 mm feature film directed by Pultz, David. Narrated by Meryl StreepMeryl StreepMary Louise "Meryl" Streep is an American actress who has worked in theatre, television and film.Streep made her professional stage debut in 1971's The Playboy of Seville, before her screen debut in the television movie The Deadliest Season in 1977. In that same year, she made her film debut with...
. USA.
External links
- The Case of Bukharin Transcript of Nikolai Bukharin's testimonies and last plea; from “The Case of the Anti-Soviet Block of Rights and Trotskyites”, Red Star Press, 1973, page 369-439, 767-779
- Actual video footage from Third Moscow Trial