In a written or published work, an initial is a letter at the beginning of a work, a chapter

Chapter (books)

A chapter is one of the main divisions of a piece of writing of relative length, such as a book. Chapters can be numbered in the case of such writings as law code or they can be titled. For example, the first chapters of some well-known novels are titled:*"The Boy Who Lived" – Harry Potter...

, or a paragraph

Paragraph

A paragraph is a self-contained unit of a discourse in writing dealing with a particular point or idea. A paragraph consists of one or more sentences. The start of a paragraph is indicated by beginning on a new line. Sometimes the first line is indented...

 that is larger than the rest of the text. The word is derived from the Latin

Latin

Latin is an Italic language originally spoken in Latium and Ancient Rome. It, along with most European languages, is a descendant of the ancient Proto-Indo-European language. Although it is considered a dead language, a number of scholars and members of the Christian clergy speak it fluently, and...

 initialis, which means standing at the beginning. An initial often is several lines in height and in older books or manuscripts, sometimes ornately decorated.

In illuminated manuscript

Illuminated manuscript

An illuminated manuscript is a manuscript in which the text is supplemented by the addition of decoration, such as decorated initials, borders and miniature illustrations...

s, initials with images inside them, such as those illustrated here, are known as historiated initial

Historiated initial

A historiated initial is an enlarged letter at the beginning of a paragraph or other section of text, which contains a picture. Strictly speaking, an inhabited initial contains figures that are decorative only, without forming a subject, whereas in a historiated initial there is an identifiable...

s. They were an invention of the Insular art

Insular art

Insular art, also known as Hiberno-Saxon art, is the style of art produced in the post-Roman history of Ireland and Great Britain. The term derives from insula, the Latin term for "island"; in this period Britain and Ireland shared a largely common style different from that of the rest of Europe...

 of the British Isles in the eighth century. Initials containing, typically, plant-form spirals with small figures of animals or humans that do not represent a specific person or scene are known as "inhabited" initials. Certain important initials, such as the B of Beatus vir ... at the opening of Psalm 1 at the start of a vulgate

Vulgate

The Vulgate is a late 4th-century Latin translation of the Bible. It was largely the work of St. Jerome, who was commissioned by Pope Damasus I in 382 to make a revision of the old Latin translations...

 Latin psalter

Psalter

A psalter is a volume containing the Book of Psalms, often with other devotional material bound in as well, such as a liturgical calendar and litany of the Saints. Until the later medieval emergence of the book of hours, psalters were the books most widely owned by wealthy lay persons and were...

, could occupy a whole page of a manuscript.

These specific initials, in an illuminated manuscript, also were called Initiums.

Brief history of the initial

The classical tradition was late to use capital letters for initials at all; in surviving Roman texts it often is difficult even to separate the words as spacing was not used either. In the Late Antique period both came into in common use in Italy, the initials usually were set in the left margin (as in the second example below), as though to cut them off from the rest of the text, and about twice as tall as the other letters. The radical innovation of insular manuscripts was to make initials much larger, not indented, and for the letters immediately following the initial also to be larger, but diminishing in size (called the "diminuendo" effect, after the musical notation). Subsequently they became larger still, coloured, and penetrated farther and farther into the rest of the text, until the whole page might be taken over.

The decoration of insular initials, especially large ones, was generally abstract and geometrical, or featured animals in patterns. Historiated initials were an Insular invention, but did not come into their own until the later developments of Ottonian art

Ottonian art

In pre-romanesque Germany, the prevailing style was what has come to be known as Ottonian art. With Ottonian architecture, it is a key component of the Ottonian Renaissance named for the emperors Otto I, Otto II, and Otto III...

, Anglo-Saxon art

Anglo-Saxon art

Anglo-Saxon art covers art produced within the Anglo-Saxon period of English history, beginning with the Migration period style that the Anglo-Saxons brought with them from the continent in the 5th century, and ending in 1066 with the Norman Conquest of a large Anglo-Saxon nation-state whose...

, and the Romanesque

Romanesque art

Romanesque art refers to the art of Western Europe from approximately 1000 AD to the rise of the Gothic style in the 13th century, or later, depending on region. The preceding period is increasingly known as the Pre-Romanesque...

 style in particular. After this period, in Gothic art

Gothic art

Gothic art was a Medieval art movement that developed in France out of Romanesque art in the mid-12th century, led by the concurrent development of Gothic architecture. It spread to all of Western Europe, but took over art more completely north of the Alps, never quite effacing more classical...

 large paintings of scenes tended to go in rectangular framed spaces, and the initial, although often still historiated, tended to become smaller again.

In the very early history of printing

Printing

Printing is a process for reproducing text and image, typically with ink on paper using a printing press. It is often carried out as a large-scale industrial process, and is an essential part of publishing and transaction printing....

 the typesetters would leave blank the necessary space, so that the initials could be added later by a scribe or miniature

Miniature (illuminated manuscript)

The word miniature, derived from the Latin minium, red lead, is a picture in an ancient or medieval illuminated manuscript; the simple decoration of the early codices having been miniated or delineated with that pigment...

 painter. Later initials were printed using separate blocks in woodcut

Woodcut

Woodcut—occasionally known as xylography—is a relief printing artistic technique in printmaking in which an image is carved into the surface of a block of wood, with the printing parts remaining level with the surface while the non-printing parts are removed, typically with gouges...

 or metalcut

Metalcut

Metalcut is a relief printmaking technique, belonging to the category of old master prints. It was almost entirely restricted to the period from about 1450 to 1540, and mostly to the region around the Rhine in Northern Europe, the Low Countries, Germany, France and Switzerland; the technique...

 techniques.

Types of initials

The initials are morphologically classified: the rubricated letter (red); the epigraphic letter, imitating ancient Roman majuscules; the figurated initial (usually in miniatures); the historiated initial, that gives spatial support to scenes of a narrative character; etc.

The initial may sit on the same baseline as the first line of text, at the same margin, as it does here. This is the easiest to typeset on a computer, including in HTML

HTML

HyperText Markup Language is the predominant markup language for web pages. HTML elements are the basic building-blocks of webpages....

. An example follows:

Lorem ipsum

Lorem ipsum

In publishing and graphic design, lorem ipsum[p] is placeholder text commonly used to demonstrate the graphics elements of a document or visual presentation, such as font, typography, and layout...

 dolor sit amet, consectetur adipisicing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Alternatively, the initial may be in the left margin, with the text indented, as shown here. In word processors and HTML, this may be implemented using a table with two cells, one for the initial and one for the rest of the text. The difference between this and a true drop cap may be seen when the text extends below the initial. For example:

L

orem ipsum dolor sit amet, consectetur adipisicing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

With a drop cap, the initial sits within the margins and runs several lines deep into the paragraph, indenting some normal-sized text in these lines. This keeps the left and top margins of the paragraph flush.

In modern computer browsers, this may be achieved with a combination of HTML and CSS

Cascading Style Sheets

Cascading Style Sheets is a style sheet language used to describe the presentation semantics of a document written in a markup language...

 by using the float: left; setting. A CSS-only solution alternatively can use the :first-letter pseudo-element. An example of this format is the following paragraph:

orem ipsum dolor sit amet, consectetur adipisicing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

In some older manuscripts, the first letter of normal sized text after a drop cap also would be capitalized, as may be seen in the Mainz Psalter above, and in the original 1609 printing of Shakespeare's sonnets

Shakespeare's sonnets

Shakespeare's sonnets are 154 poems in sonnet form written by William Shakespeare, dealing with themes such as the passage of time, love, beauty and mortality. All but two of the poems were first published in a 1609 quarto entitled SHAKE-SPEARES SONNETS.: Never before imprinted. Sonnets 138 and 144...

. This evokes the handwritten "diminuendo" style of gradually reducing the text size over the course of the first line. This style now is rare, except in newspapers.

Further reading

• Stiebner, Erhardt D. & Dieter Urban. Initials and Decorative Alphabets. Poole, England: Blandford Press, 1985. ISBN 0713716401

External links

Typolis Initials and Ornaments Alphabet & Letter Images